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HomeMy WebLinkAboutApplication for Funding of Economic Development Admin. Augusta Richmond GA DOCUMENTNAME: 0 WIIC.,.t=lo(\ for' fundi n~ 0'+ L (. D Y/ 0 m; c De 'J e b~'""-.vI\ -\- A- cI tn : I), DOCUMENT TYPE: YEAR: ;99 1 BOX NUMBER: ) FaENUMBER: !;) q:; 0; NUMBER OF PAGES: ~Q3 ~...-'''N'-iili~~ ,,1' ' ~09", ~~~/ ~ ~'I . . .... '" -. '" "'. ~ '" " .<:;;. . -;':~ ~t~.tL~0P.; \ dJ.6J# /02902 9 CSRA REGIONAL DEVELOPMENT CENTER 2123 WRIGHTSBORO ROAD · AUGUSTA, GEORGIA 30904-0800 P_ 0_ BOX 2800 · AUGUSTA, GEORGIA 30914-2800 (706) 737-1823 · FAX (706) 737,1459 January 22, 1997 Mr. Larry E. Sconyers Mayor Augusta-Richmond County 530 Greene Street Augusta, GA 30911 Dear Mayor Sconyers: I would like to provide you with a copy of the application submitted to the Economic Development Administration for the Business Incubator to be built adjacent to the Augusta Technical Institute campus. Please see me should you have any questions. Thanks for your hard work on this project! We appreciate it. 71::; ~ David JenkinS Director of Economic Development Attachment Burke · Columbia · Emanuel · Glascock · Hancock · Jefferson · Jenkins · Johnson Lincoln · McDuffie · Richmond · Screven · Taliaferro · Warren · Washington · Wilkes ~"""'-~"""I::.."", ""'" "- "- ..=7 ~\CH.\fO.V "-~... _ -,.,,' ~~-==~~- /) ( .., --- .,. _ ""'-. "' ;! ~ ~.::-- ..,..-~ 0 ,{~ ;! _-'::':7 ,~ ~......~C- '<; /1 :::::~.I. Jiy'''J.."t.\\ 1\ :t -:,- \ ,j .~ -1 ,~ ~ *:~ '-~ ~ :~ -< ~\ ~ -" j ,:, ., ~ I' ~'~ ~ - G f\ ,r ..... ~ 'J ~ II So"'"-:.. EST, ,:5"> 1: ~ -:.. 1996 -- ~ '~.... --::.;..-.r-cc~ p -,,,,", CEORG\?-,.::;;;; '4..-- ~ .:...\\..~~..<:;S.- R / CtJM (J/J/fl [(J{/A/ry L-\RRY E. SCOl\TIRS .\-L\YOR January 21, 1997 Mr. Gilbert Patterson Georgia Economic Development Representative Atlanta Regional Office Economic Development Administration U.S. Department of Commerce Suite 1820 401 West Peachtree Street, N.W. Atlanta, GA 30308-3510 Dear Mr. Patterson: Attached is an original and three (3) copies of an application for funding $1,000,000 of Economic Development Administration funds. These funds will be used to construct an 18,000 square foot business incubator building on a three acre site in Augusta-Richmond County. The proposed project, estimated at a total cost of $1,500,000, is being submitted under the criteria established for the fiscal year 1997 Title IX Defense Adjustment Program. The application has been assembled according to the instructions of your office. Should you have any questions regarding this application, please contact either myself or Tim F. Maund (706/737-1823). Sincerely, ( 530 GREENE STREET · AUGUSTA, GEORGIA 30911 · 706/821-1831 · FA-x 706/821-1838 APPLICATION FOR FEDERAL ASSISTANCE 1. TYPE OF SUBMISSION: Application . Construction [J Non-Construction 5. APPLlCANr lNFORMA nON Legal Name Augusta/Richmond County Commission/Council Preapplication [J Construction [J Non-Construction Address (give only, county, state. and zip code): 630 Greene Street Augusta, Georgia 30911 Richmond County 6. EMPLOYER lDENTIF1CA nON NUMBER (EiN): [I][!] - [}][I][QEJ[I][}D] 8. TYPE OF APPLlCA nON 129 New o Constt\lction 0 Revision If Revision, enter appropriate lettens) in box(es) D D A. Increase A ward B. Decrease A ward D. Decrease Duration Other (specify): C. Increase Duration 10. CATALOG OF FEDERAL DOMESTIC ASSISTANCE NUMBER UJUJ-UJillJ[2] TITLE: Defense Conversion Assistance 12. AREAS AFFECTED BY PROJECT (Cities, Counties, Stales, etc.): City of Augusta-Richmond County and Columbia County, Georgia 13. PROPOSED PROJECT 2. DATE SUBMITTED 01\-ffi Annroval No. 0348-0043 Application Identifier NA 3. DATE RECEIVED BY STATE Sial. Application Identifier NA NA 14. DATE RECEIVED BY FEDERAL AGENCY Federal Identifier NGA 0487 Organization Unit: Mayor's Office Name and telephone number of person to be contracted on maners involv. ing this application (give area code) Tim F. Maund (706) 737-1828 7. TYPE OF APPLICANT: (enter appropriate leller in box) [E] A. Slale B. County C. Municipal D. Township E. Inter;tate F. Inlermunicipal G. Special District H. Independent School Disl. I. Stale Controlled Institution of Higher Learning J. Private University K. Indian Tribe L. Individual M. Profit Organization . . N. Other(Specify) Consolidated Gov.t 9. NAME OF FEDERAL AGENCY: U. S. Department of Commerce Economic Development Administration I I. DESCRIPTIVE TITLE OF APPLICANTS PROJECT: Construction of a business incubator with some space for support organizations, 14. CONGRESSIONAL DISTRICTS OF: 18. TO 11IE BEST OF MY KNOWLEDGE AND BELIEF. ALL DATA IN THIS APPLlCA TlONIPREAPPLlCA TlON ARE TRUE AND CORRECT. 11IE DOCUMENT HAS BEEN DULY AlITHORlZED BY 11IE GOVERNING BODY OF 11IE APPLICANT AND 11IE APPLICANT WILL COMPLY WITH THE A IT ACHED ASSURANCES IF THE ASSISTANCE IS A WARDED a. Type Name of Authorized Representative I b. Title Larry E. Sconyen Mayor d. Signature O~th~~~ ()' . ( ./y A.4 "vd (/tl/1 ._ . ~ ./ \./ / () L~ 0 Start Date I Ending Date 12/31/98 10th a. Applicant 2/1/97 ]5. ESTIMATED FUNDING: a, F ederaJ s b. Applicant S c. Stale S d. Local S e. Other S f. Program Income S g. TOTAL S , b. Project 10th, 11th 16. IS APPLICATION SUBJEcrTO REVIEW BY STAn: EXECl.ITIVE ORDER 12372 PROCESS? 1,100,000 .00 G TIllS PREAPPUCA nONlAPPLICA nON WAS MADE A V AlLABLE TO THE STATE EXEClJI1VE ORDER l2Jn PROCESS FOR REVIEW ON: 400,000 .00 .00 DAn:: 11/21/96 .00 b. NO C PROGRAM NOT COVERED BY E. O. l2Jn .00 C OR PROGRAM HAS NOT BEEN SELECTED BY STATE FOR REVIEW .00 17. IS THE APPLICANT DELINQUENT ON ANY FEDERAL DEBIT? .00 1,500,000 C YES If''Yes'' attach an explanation . No c. Telephone Number (706) 821-1831 ()j. e.17/~717 .-liL .-\.PPLIC.~ '\15 Submit an executed .Certification Regarding Debarment and Suspension; Drug-Free Workplace; 3lld Lobb:ing. :\11 applicancs ror F~der3.1 assisunce mus, comply with the requirements under 15 CFR Pan: 26. regarding governmemwide debarment and suspension (nonprocuremem) and governmenrwide requiremenrs for drug-free workplaces and 15 CFR Pan 28, regarding resrr:ctions on lobbying. Applicants must certify that they have noc ceen debarred or suspe:ded from receiving any ~;~e of ?::eeral assistance. thac they will ?rovide dr..Jg-free .",-orkplaces and thac Feder:ll funds have noc been used and .",ill J.oc be used for lobbying in connection with chis request for Federal assistance. If nonfederal funds have been used or are planned co be used for lobbying in connection 'Nim chis request for Federal assistance. a ."Disclosure or Lobbying Activities" form must be completed. I :~pplicam' s ."Certifications Regarding Debarment. Suspension and Other Responsibility Matters; Drug- Free Workplace Requiremenrs and Lobbying" (CD- 511), is attached as Exhibit I. a. [1 Applicant's ."Disclosure of Lobbying Activities', ii any, is attached as Exhibit I.b. This section is not applicable. 2. Provide evidence of compliance with E.O. 12372, State Singfe Point of Contact (SPOC). RequestS for EDA a.ssisrance must adhere co the SP~C process established by the state. GA9612 S<T,r b .09004 -0 . ed' 12/20/96 :u ;'1UID er. ate asSIgn . . SPOC c1earance/commems islare attached as ExhibiI 2. [] The Scate does not have a project review process. 3. In-Kind Contributions. Are in-kind contributions included as pan of the nonfederal share of the project funding? [ ] Yes. If yes, explain the narure and the basis on which they are valued. and attach as E:dUbit 3. . ?'-io. ~. Other Federal Assistance. Identify any other Federal .'\.ssiS<aI:ce arx:I the nature thereof received or requested for :.'1is ?rojecc and provide as Ezr.ibit 4. Not Applicable .:; ~';on-profit/For-Profit Organizations a. Provide a completed ."~ame Check" (CD-346) : ~~quired only from applicants chat are 9rivate non-profit Jrgaruzacions. for prorlt fI.r:ns. or individuals: ~OT :-e~~i.:-=~ :.,:r '.:~sig--1~::~ =:.::r:cr:::c ~-e.t'e:cpce::[ Gis... ~::.s::i c:c;; l~~~c by ~C2 :l'&-:~:-. e~e:::li\;e c:::~:cr .lr:d .:::.::::& fi~1"'cial i:e~r 15 =:::';'~i: 5.~. b. P:'o~de 31-';cles of :r:-ccf?Oraccn a.r:d 3y-Laws .?S E:::hi.b iI 5. b. c. Provide a curren! ce~-=:c.1te of gc-cd Si::l!:<iing ;':om ::.e sra.c.e in ... 'bicb. ct:e or g-: \"l T7"';-: c n :s ir:c:: r;: -0 r :;.red ar:ci in w h: c J. the ~ojea will Ce :.m~!e:::le::.r=-i. i differe::rr (:-equi:d cd:; frem ~L:c:ar:I:S :ha, 3:: :.cn-:;:rof.!Jrgani::.::.coc.s cr ?r:-;~:: for praf.! fiGls) as 2::.;,iDi: 5. ::. All sections are not applicable. 6. Provide an e:'Cecmed ~"Employer:s ~onrelOC3lion Certification". 2::j..ii;ir 6. from all employers ar:.d enrices oroviding the ~onomic }u.stifkation for ille EDA projec:. C~~~y. EDA ':n;,i'c2i ~is-.."nce Cal1!lOC be used direc:ly or in:1i:re::-Jy co a.ssisl e::::pioyers wto cransfe: jobs from 0:': commuting area 1O ar.ome:. Not Applicable 7. Are you re::tUesting a gyant rate which '~ilI require 1 waiver of the non-Federal share for chis project? [J Yes. If yes. provide a narrative of how me appucam has exhausted its effective ca."ting and borrow..ng capacity; other factors. if any, which prevent '-.te appuCJJll from obtaining the required non-Feder3.1 share; and ~ reVe:lues ar.<i expenses projected in the appuCJJll'S currem fiscal year budget and amch as Exhihit 7. . No. 8. Projeas which will primarily or essentially benefit a single firm or industry (wbich may reasonably t:.e expected to use 50% or more of the capacity of the ED:\ financed facility) and others when EDA so determines are subject to EDA's requireme:lt.S on unfair competition and excess capacity and may require the completion ar:<i submission of che .";,.1arketing and Capacity Information Report" (ED-210PB). Does the EDA project ser.-e a single firm or u:cllscry? [J Yes. If yes. contact your ED R for assistance a.r:d complete '--1:<<' \fa:-k:ting ar.d Capacir:: In.f.:~.?cc:: Re?or!' (ED-2:?OPS) and ar-LZch as b.ioi: 3. . ~o. 9. CiYiI Rights. TGe i::.f.:r:nac:on requested ~l. illis Sec2cr: is necessary for ~D.-\. :0 assess the Civil Rig.;':ts impac: .:f the proposed projecc as re::tUired by Title VI of (he CV:.l 5 ?~~-:~ .:...:: ~r" :SC~. . .. . . l.-:C ~~'~"':~J.L:-=:--.5 .:r :.-:~ _~:2--=~:"'~ ... - .. , . ,-.:!:,_7.~:-:~ .It:c .:!~s~:c~ :c .!3S~~ :.-.a~ '::S':::""7:::"...3.=::: .::~S :CC:C:::lr :n :::DA :".L:e~:::: ~rcj~:::.5. :::e T.r'crmarion rec;uested ~"l :.u~s~cr: 9:1 lie 9c :5 ~~:::~::: :0 :'1e (oUow:ng ~esi:":c:icr..s. ,.I..f:piicams:tar empioy :::cr~ ::::U1 ~ .ceo persons should sucmit only :or :t~ sut6';:.sicr: 19~~C:;. wUr or departmem thar will acru.ally administ~r ::~ ~rcj~:. .'Other Pmes' wi:e "".ill :e c:-e:lCing ar.dJor sa...:::g :5 or more permanent jobs as J result of ED.-\. assLs~::e. l!:d are specilically named in the application as tenef.==g :'rom me proje::t or are or will be [ccated in an :=:) ..:.. cuilding. port facility or indus.:rial. commercial or bus:::ess ~ar:< ~rior :0 :=D.-\' s r1ml disburse:ne:lr or fur:ds :1'.l;::::~:: -. . ',. ... , ...., :or :ne project r;e~:o suCmlt ~'1Icr.nac:cr. OillY ,er '":~ Si:~. ,'3.c:.Jir:; or planr acruaily ce:.ilg :lSSisted. a. .-\.pplicant r s Employee Data. .-\11 applicants for ED ..1.. assLsLlnCe must complere E~.hibir 9.a, ."Current and Projected Employee Data" (ED-612). o. "Other Parties" Employee Data and Assurance of Compliance. "Other Pmies' who will ce creating ar:c.'cr saving 15 or more jobs as a r~sult of EDA assisLlIlce. a.r.d ';,.ho are specif"ically named in me appiication as ~ener"irC.r.g ,"rom th~ project or are or will be locared in an ED.-\ ':uilding. port facility. or in:i~~. commercial or busin~ss park prior co EDA' s final disbursemem or funds awa:~eC for th~ project must compl~~e E:dlibir 9.0.1, ."Current and Projected Employee Data" (E~12). and "Otl:~(' ?:miesn must complete as E-d'rJbir 9. b. 2. ." Assurances of Compliance. " [J Yes. "Other Parties" ED-<512 arrached as Exhibit 9.0.1 ..:......- ~. -... ~.. ~ :::"--:--j . .--- --- -;-~, ::.::.:..:~:~..: - - " .. - --....... - - ... ---....... ~ .....-. . ~<0. :.:~~:::~:c "C"'..:e~ ?:. .~~5' .::~:~,::-:..::; ~::= :.:~ :=J..l. :...s~~~~= :.: :.:e ~:-::je::. ::.. 1C"CL:c.=' 5 ::- .. Ct:e:- ?2..-..:es'" :::~..:.st.::g.:...::c ~r:it '~'.:~k:.cr:~ .i5 :c~::.L~e:: :..:: d:e =1)-5:: ::cpie::: 1.5 2::.1~i:.s 9.~. ~-~. 9.j.;.' :-~::e:: 1 ~ar:e::J. of s~::CtlS 'lr:ee:-..:tli::.3.:crr cf ~r:,e-::e~ :!asses. :=:>.-\ :::.1:: ;e~..:es~ acc:r..:or:al :.=:.:-cr=:::.ccn :n ~~ ~Cr:TI ar:c :::!3..:l:e:- :7cC! :!:e a'9F iic3.nr Gr oIC"t::e:- ?~-::..., 15 E.:::~i: :s~e. =I:>..-\ ';.-:J ;rcv:c~ ;..:..:Car:ce. . '. ;'.: :c :-~0l';e :..:e d. If 3.~pliC3.::! ::r .. Otb.e:- ?'!.:. ~es" ias;~:.2:;e ':ee~ i:,;ci'l;,;e~ :n :3rges ~t ~,.. "I'f-.Jccn =. e:TI~loY:D.e:.r .:r i:e ?rov:s:cr: \) f 5e:-l:C~s 6S..ng ::e -:;"0 :,;e3..rS ~re\.::ct:S :0 :'~e d.:.~e cr subcissicn of ::e aFptc~tCQ. prov:ce 2S f.:::.;"..0/: 9. -::.. ::. .:esc.~:-rion cf::e staGlS of:.ny lawsuits. ::::oFla:r:ts ''"'d..cr d:.e :-esillts of .:.:n:.piiar.ce re,..oiew.s ar:d a s~t~:::ent 2..S :0 l!:y aCm:r:i.srr3.rive -=~::gs :r:ac~ by 1 F~c.e:"ai V! S~l~ age=c:/. 10. Performance :.\feasures. 7'.:~ Go';e:-::r::::e::r ?er:CrillaI:ce a.r.e ~~s....Jlt.S .-\C: (G?~.A) or 199:. re0illes :=D.-\ :0 re~r: :.:e cut;;uts ::..r:d outc:::mes of ;roje:::s (e.g. actual job c:-eaten). Implementation of per:or::.ar:ce ffieas..::es ',l,'W ~~~e 3,r !eJ.h some agree:::e::r en J.2.uecal goals. ?eti"cr:nar:ce :.L:e3S~~S rL.usr ce ':evelc~ed 1J.Sing required prcg:ll""'i71;:!cc cere iI:d.icators ';,.bici ';l,.ili be sur;oleme::u.ed JV i:d.'cltors ':eu would like :0 use. S"'""Diain .. .. ~ ~ .. the additional ~~:-fcr::1ar:ce ir:ldicarors you propose to and how they ...'ill StlFPI~cem me required progn.mmanc core :..:dicarors fer ~;.,;s ?roje~:. ar:d alIacb. as E;::.;".ihi: ]0. 6 ALL APPLICA..VTS - CHECKLIST OF EXIDBITS Tnis checklist identifies all of the Exhibits in the general section of the application. Exhibit numbers refer to the specific item number in the application. Those with asterisks (*) are preprinted forms which are included. Check the items and Exhibits submitted. . l.a "'CD-51I, Debarment, Lobbying, Suspension [1 1. b "'Disclosure of Lobbying . 2 SPOC comments [1 3 In-kind explanation [] 4 Other Federal Assistance [1 5,a "'CD-346, Name Check [] 5. b Articles of Incorporation & By -Laws [] 5. c Certificate of Good Standing [] 6 "'Employer's Nonrelocation Certification [] 6.a Explanation [] 6. b Counsel's Certification [] 7 Waiver of Non-Federal Share [1 8 "'ED-220PB, Marketing & Capacity Information . 9.a "'Applicant's ED-612 [] 9. b.1 "''' Other Parties N ED-612 [] 9. b. 2 "''' Other Parties N Assurances [1 9.c Corrective Action Pian . 9. d Status of Suits/Complaints . 10 Performance Measures 7 FORM CD-511 IF (7.911 EXHIBIT 1.a :;.s. :E?......E~:;F :::;MME?CE CERTIFICATIONS REGARDING DEBARMENT, SUSPENSION, AND OTHER RESPONSIBILITY MATTERS; DRUG-FREE WORKPLACE REQUIREMENTS AND LOBBYING Applicants should refer to the regulations cited below to determine the certification :0 which they are required to artes.. Applicants should also review the instructions for certification included in the regulations befere completing this form. Signature on ttlis form provides for compliance with certification requirements under 15 CFR Part 26, 'Govemmentwide Debarment and Suspension (Nonprocurement)" and "Govemmentwide Requirements for Drug-Free Workplace" and 15 CPR Part 28. 'New Flestric:ions on Lobbying," The certifications shall be treated as a materiaJ representation of fact upon which reliance will be placed when the Department of Commerce determines to award the covered transaction, grant. or cocoerative agreement. 1. DEBARMENT, SUSPENSION AND OTHER RESPONSIBILITY MA TIERS As required by executive Order 12549, Debarment and Suspension, and implemented at 15 CFR Pan 26, tor prospective participants in primary covered transactions. as defined at 15 CFR Part. 26, Sections 26.105 and 26.1 10- (1) The prospective primary participant certifies to the best of its knowledge and belief, that it and its principals: (a) Are not presently debarred. suspended, proposed for debarment. declared ineligible. or voluntarily excluded from covered transactions by any Federal department or agency; (b) Have not within a three.year period preceding this proposal been convicted of or had a Civil judgment rendered agwnS! them for commission of fraud or a criminal offense in connection ...;;;;, Obtaining, anempting to obtam. or perlorming a pUblic (Federal, S..:!!e or local) transaction or contract under a public transaction: violation of Federal or State antitn.lSt statutes or commission of embezzlement. theft. forgery, bribery, falsification or destruction of records, ~\J.king false statements. or receiving stolen property; (c) Are not presently indicted for 01' otherwise criminally 01' civilly charged by a governmental entity (Federal. State or local) with commission of any of the offenses enumerated in paragraph (1 )(b) of this certification; and (d) Have not within a three'year period preceding this application/proposal had one or more public transactions (Federal. S tate or local) terminated for cause or default (2) Where the prospective primary participant is unable to certify to any of the statements in this certification. suCh prospective participant shall attach an explanation to this proposal. 2. DRUG.FREE WORKPLACE REQUIREMENTS Alternate I. Grantees Other Than Individuals As required by the Drug.Free Woncplace Ap of 1988. and 'mplemented at 15 CFR Part 26. Subpart F, for grantees. as defined at '5 CFR Part 26, Secoons 26.605 and 26.610- A. The grantee certifies thaI It WIll or will continue to provide a drug- ~ree woncplace by: (a) Publishing a statement notifying employees that the unlawful manufac:ure. distnbuMn, dispenSing, possession, or use of a controlled substance is prOhibited In the grantee's woncplace and soecifYlng :he actIons that will be :aken agamst employees for '/lolation of such pron.bltion: (b) Establishing an cngoing drug,/ree awareness crogram :0 in form employees abcu1- (1) The dangers at drug abuse in :he workplace: (2) The grantee's ;x::lic'l of maintaining a drug-free WCflolace: (3) Any availa.tlle drug counseling. rehabilitaticn. ar.d emClOyee assistance programs; and (4) The penalties that may be imposed upon employees for orug abuse violations occurring in the woriq)lace; (C) Making it a requirement that ea::h employee to be engaged in tM performance 01 the grant be grven a copy of t!1e sta tement rec::Ulred by paragraph (a); (d) Notifying the emplOyee in 11e sta1ement required ';;y :wagrach (a) that. as a condition of employment under the grant, 'ile emplOyee will- (1) Abide by the terms crt the statement and (2) Notify the emplcyer in wnting 01 his or her ccnviction for a vioIalion of a cnminal drug staIllte occurring in the worXptace no later than five caJer.dar days after SUCh conviction; (e) Notifying the agency in writing, within ten calendar Cays after receiving no1ice under suboaragraph (d)(2) from an employee or otherwise receiving actual notice 01 such conviction. ::nployers cf convicted emplOyees must proviCe notice, including DCS'tion title. to the DirectOr, Office of Federal Assistance. Office of Federal Assistance and Management Support, HCHB Room 6054. U.S. Departrnent cf Commerce. Washington, DC 20230. Notice shall include the identification number( S) 01 each affected grant (t) Taking one of 11e follow1ng adons. WIthin 30 calendar days of recSlving notice uncer suboaragraph (d)(2), WIth resoect to any employee who is so convicted- (1) Taking appropriate persoMel ac:ion against sucn an emclcyee, up to and Including terminaticn, consistent WIt!1 :ne requtrerr.en;s of the Rehabilitation Act of 1973. as amenCed; or (2) ReQuiring SUC.., emplcyee :0 O3/1Jcioate satisfac:cnty .n a :rug abuse as5lSla11ce cr rehablll'.allCn program aoOrcved ~cr suc:, purposes by a Feeera!, State, cr local ;'eaJth, law enlcrcement, or other appropriate at;encr. (g) Making a IjOOC ~alth effcn to :cntinue :0 malntam a drug,free woncplace :nrough :mclementaoon ~f paragraohs (al. (!:ll, (C), (d), (e) and (t). B. The grantee shaJllnsen in ;he soa.ce prCV1ded below't1e Sl1e(s) fcr the performance of wCf1( done In c::nnectlOn With :he soectfic g:ant 9 place of ?ertermance: (Street aCdress, c:~!, coumy, state. Z:? cOde): Check 0 if there are worXplaces on file that are not idenofied here. Alternate II. Grantees Who Are Individuals AS recuired by tile Drug-Free WerXplace act of 1988. and Implemented at 15 CFR 26. Subpart F, ~or grantees. as denneo at 15 CFR Part 26, Sections 26.605 and 26.610 - (A) The grantee certifies tIlat, as a condinen :Jf !tie grant. ;,e cr sne Will not engage in tile unlawful manufac:ure. distribution, dispenSIng, possession, or use of a controlled substaI1ce in conduC'Jng any activity With the grant (B) If convicted of a criminal drug offense resulting from a violation cccurring during tile conduct of any grant activity, he or she wfil repOrt the conviCtIon, in wnting, within 10 calendar days of !tie conviCtiOn, to the Director, Office of Federal Assistance, Office of Federal Assistance. Office ot Federal Assista/1ce and Management Support. HCHB Room 6054, U.S. Depanment of Ccmmerce. Washington, DC 20230. When notICe is made to such a central POlOt. It Shall inclUCle the identification number(sl of each affected grant. 3. LOBBYING AS recuired by Section 1352, Tille 31 at the U.S. Code. and implemented at 15 CFR Part 28, for persons entering into a grant, cooperative agreement or contract over 5100,000. or loan or lean guarantee over $150,000. as defined at15 CFR Part 28. Sections 28.105 and 28.110, the applicant certifies that to the best of his or her knowledge and belief, !tIat (1) No Federal appropriated funds have been paid or will be Dald, by or on behalf of the undersigned. to any person for influencing or attempting to influence an officer or employee of an agency, a Member of Congress. an officer or employee of Congress, or an employee of a Member of Congress in connection with tl1e awarding of any Federal contract, the malting of any Federal grant, EXHIBIT 1.a (Continued) me :~aI(Jr.g cf any ~eceral ;:a.c. ~~e ~n:er.r..:; mo of any =~rauve agreement. and 11e eX'.eroSlOl1. ~nnnuancr., renewal amer.cmeJ"t. or mOdificanon cf any Federal =trac"~ grant. :ean, cr o:x:~ra:;Ve agreement. (2) II any fundS ether 1lan ~eceraJ accrccnated hmcs have ::<een paid or will be paid to any ;:erscn 'cr ir.~uenc:ng or anemctng :0 influence an officer CI' empicyee cf any agenc!. a M~oer of Congress. an officer or emclcyee of Ccngress. or an emclcyeeof a member at Congress In connecxn WIth !t11S Feceral contrac:. grant. lean. or cocperative agreement. T.e ';r.1::erslgned s/',aJl comCle:e anc suomit Sta/1darO Form-LLL "DisCcsure Form :0 Reocn L;;c::y;r.~." in ac=dance WIth its ins'J1JC:l)ns. (3) The unCerSlgned snail 'I!Cuire :nat the language of :n.s cernfication be included in :!'le award coc:Jments fcr all Sl.:oawaros at all tiers (including subconrrac:s, sutlgrants, and c:::ntrac:s :.mcer grants. !cans, and coccerallve agreements) anc :-:at 311 subrec.p,ents shall cer"Jfy anc cisc:ose =rdingly. This certificanon is a material reoresentaticn cf fact uecn whic:1 reliance was claced when :l11S :ransac:icn 'Has mace or entered into. Submission of :!'lIS cer!lficatJcn is a prerecuislte for maiCng or entering into:!'lis transac:Jcn imoosed by section 1352. tJtIe 31, U.S. Code. Any person who fails to file the requireq certificanon SI'.aJ1 be SUbject to a CMI penalty of not less than $10,000 and .1Cl mere tt1an $100.000 for eacn such f3Jlure. Statement for Loan Guarantees and Loan Insurance The undersigned states, to !tie best of his or her :<nowfed~e and beHef, that If any funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agenc!. a Member at Congress. an officer or emplCyee of Congress. or an employee of a Member of Congress in connection with this commitment providing for ;."Ie United States to insure :Jt guarantee a loan, tile undersigned shall complete and submit Standard Form-LLL "Disclosure Form to Report LCObylng," in accordance with its instructicns. SubmiSSion of thIS statement is a prereQUisite tor making or entenng into this transaction imposed by seC'Jon 1352. ti~e 31, U.S. Coce. any person who failS to file the required statement shall be SUbject to a civil penalty of not less than $10,000 and not more than 5100,000 for eacn such failure. As the duly authorized representative of the applicant, I hereby certify that the applicant will comply with the above applicable certification(s). NAME OF APPLiCANT Augusta-Richmond County Commission/Council PRINTED NAME AND TITLE OF AUTHORIZED REPRESENTATIVE Larry E. AWARD NUMBEM AND,OR PROJECT NAME NGA 0480 DATE 1/17/17 'G~'- 10 EXHIBIT 2 OFFICE OF PLANNING AND BUDGET ZELL~llLLER GOVERNOR TIM BURGESS DIRECTOR GEORGIA STATE CLEARINGHOUSE MEMORANDUM EXECUTIVE ORDER 12372 REVIEW PROCESS TO: David Jenkins CSRARDC P.O. Box 2800 Augusta, GA 30914-2800 FROM~PP Reid, Administrator Georgia State Clearinghouse DATE: 12/20/96 SUBJECT: Executive Order 12372 Review PROJECT: Construct Business Incubator STATE ill: GA961209004 CFDA#: 11.302 The State level review of the above referenced proposal has been completed. This proposal has been found to be consistent with those state or regional goals, policies, plans, fiscal resources, criteria for Developments of Regional Impact (DRI), environmental impacts, federal executive orders, acts and/or rules and regulations with which the state is concerned, This memorandum. and its enclosures must be SENT TO THE FEDERAL FUNDING AGENCY. Thank you for your cooperation. Additional Comments: None. TRlds ENCL: DNRJHistoric Preservation Division, December 18, 1996. Form SC-4 January 1995 AN EQUAL OPPORTUNITY EMPLOYER 254 WASHINGTON ST., S.W. · ATLANTA,GEORGIA30334-S500 GEORGIA STATE CLEARINGHOUSE MEMORANDUM EXECUTIVE ORDER 12372 REVIEW PROCESS TO: Tripp Reid, Administrator Georgia State Clearinghouse FROM: MR. MARK EDWARDS mSTORIC PRESER V A nON DIVISION SUBJECT: Executive Order 12372 Review PROJECT: Construct Business Incubator STATE ill: GA961209004 DATE: o This notice is considered to be consistent with those state or regional goals, policies, plans, fiscal resources, criteria for developments of regional impact, environmental impacts, federal executive orders, acts and/or rules and regulations with which this organization is .concerned. This notice is not consistent with: o The goals, plans, policies, or fiscal resources with which this organization is concerned. (Line through inappropriate word or words and prepare a statement that explains the rationale for the inconsistency. Additional pages may be used for outlining the inconsistencies). o The criteria for developments of regional impact, federal executive orders, acts and/or rules and regulations administered by your agency. Negative environmental impacts or provision for. protection of the environment should be pointed out. (Additional pages may be used for outlining the inconsistencies). o This notice does not impact upon the activities of the organization. 1ased on the informatlon provided, the G~rgia Historic Preservation Division believes that thl~ project win not impect historic or archaeological resources. Anv changes to thiI proiect .. p~ wHI require further nMew by our office ~~ 10801...._ . 2-.C)v' . Signed: ~ _ Date: \ 2--\ Eb \,\(0 Proja It: tl !79(/, 1;2fYl-c04 FyCJtMCAJ Dec. c.c~ Bi LL /)~ EDA ArJAJE Ft...IJ'yJ) ~RA ~ C. } Form SC-3 January 1995 FXIf/Blr z.. GEORGIA STATE CLEARINGHOUSE MEMORANDUM EXECUTIVE ORDER 12372 REVIEW PROCESS TO: David Jenkins CSRA RDC P.O. Box 2800 Augusta, GA 30914-2800 FROM: Tripp Reid, Administrator Georgia State Clearinghouse DATE: 12/9/96 SUBJECT: Executive Order 12372 Review APPLICANT: Augusta/Richmond County PROJECT: Construct Business Incubator CFDA #: 11.302 STATE ill: GA961209004 FEDERAL ill: Correspondence related to the above project was received by the Georgia State Clearinghouse on 12/9/96. The review has been initiated and every effort is being made to ensure prompt action. The proposal will be reviewed for its consistency with goals, policies, plans, objectives, programs, environmental impact, criteria for Developments of Regional Impact (DR!) or inconsistencies with federal executive orders, acts and/or rules and regulations, and if applicable, with budgetary restraints. The initial review process should be complete by 1/6/97. If the Clearinghouse has not contacted you by that date, your proposal may be considered consistent. In that event, forward this receipt to the funding agency to show compliance with Executive Order 12372 or make it part of the federal record for this project. In future correspondence regarding this project, please include the State Application Identifier number shown above. If you have any questions regarding this project, please contact us at (404) 656-3855. Form SC-l January 1995 r: ~ .;<;; .~.~~~'H ";'., /~... .. ~" i;-"" -9:!1! \. .....~ '-! ' '"' ~ ': " . '=/ ....0 ~/ ". <I ~( . (,..,:' ........D" .'\ ~ ~.~ E; I. oP~'\.~ CSRA REGIONAL DEVELOPMENT CENTER 2123 WRIGHTSBORO ROAD. AUGUSTA, GEORGIA 30904-0800 P. O. BOX 2800 · AUGUSTA, GEORGIA 30914-2800 (706) 737-1823 · FAX (706) 737-1459 . . November 22, 1996 Mr. David Jenkins Director of Economic Development CSRA Regional Development Center PO Box 2800 Augusta, GA 30914-2800 RE: Executive Order 12372 Review - Augusta/Richmond County - COnstruction of a Business Incubator with Space for Support Organizations - Augusta/Richmond County Commission/Council. We have reviewed the above referenced project and find it to be compatible with regional goals, policies, and plans. ::liu.w Robert W. Bolich Program Administrator A-95 Review Burke · Columbia · Emanuel · Glascock · Hancock. Jefferson. Jenkins. Johnson Lincoln · McDuffie · Richmond · Screven · Taliaferro. Warren. Washington. Wilkes /(.'~"";'RI"~ "/ ~~ ~~. 7'1l ,$ . ~ ~ 6/, ~ . .$/ ~.. . (." ~~~l'''f:LOV~\\.~40. . CSRA REGIONAL DEVELOPMENT CENTER 2123 WRIGHTSBORO ROAD · AUGUSTA, GEORGIA 30904-0800 P. O. BOX 2800' AUGUSTA, GEORGIA 30914-2800 (706) 737,1823 · FAX (706) 737,1459 ..; ,,: ". c' ..1 I - .. . Mr. Mark R. Edwards Division Director and State Historic Preservation Officer Georgia Department of Natural Resources 500 The Healey Building 57 Forsyth Street, N.W. Atlanta, GA 30303 Dear Mr. Edwards: The Augusta-Richmond County Commission-Council is pursuing funding of $1,100,000 from the U.S. Economic Development Administration. These funds will be used to construct a business incubator on a site that is currently a portion of the Augusta Technical Institute campus. Pursuant to Economic Development Administration regulations, attached are: .; a. A narrative description of the project's elements and its location. b. A map of the area surrounding the project which identifies the project site, adjacent streets and other identifiable objects. c. Line drawings or sketches of the project. d. Photographs of the affected properties if building demolition or renovation is involved. Our office has been asked by the Augusta-Richmond County Commission- Council to manage this project. I would like to request that you submit any comments that you may have on the proposed project to the Agency to: Mr. Gil Patterson, Georgia Economic Development Representative Economic Development Administration Suite 1820 401 West Peachtree Street Atlanta, GA 30308-3510 Thank you for your assistance. Please call me should you have any questions. sg;cerJlY, r,n..~ .J. Da~Je~~ Director of Economic Development Burke · Columbia · Emanuel · Glascock · Hancock. Jefferson. Jenkins. Johnson Lincoln · McDuffie · Richmond · Screven · Taliaferro · Warren · Washington. Wilkes ;#;:.....~~...i,RI;...oj>.~ ~'~ ... . . ... " .. ... . '" '" ~o ~ -t. .;:' ., -,,",' .~ .' (,. ..'~r...E:LO',~\f~'\ . CSRA REGIONAL DEVELOPMENT CENTER 2123 WRIGHTSBORO ROAD. AUGUSTA, GEORGIA 30904-0800 P. O. BOX 2800 · AUGUSTA, GEORGIA 30914,2800 (706) 737-1823 . FAX (706) 737-1459 '.... November 25, 1996 Ms. Mary Moffat Regulatory Branch Savannah District, Corps of Engineers Department of the Army P.O. Box 889 Savannah, GA 31402 Dear Ms. Moffat: The Augusta-Richmond County Commission-Council is pursuing funding from the Economic Development Administration for the COnstruction of a business incubator. The project will be located on a portion of the property that is currently the campus of the Augusta Technical Institute. The project will create 20 new businesses and over 100 new jobs over a three year period. In compliance with regulations of the Economic Development Administration, I am submitting information that further describes the project. I would like to contact your office concerning any presumable wetland resources in or near the project location. Thank you for your assistance with this matter. Should you have any questions, please contact me. Sincerely, De~~ Director of Economic Development Attachments Burke · Columbia · Emanuel · Glascock · Hancock. Jefferson. Jenkins. Johnson Lincoln · McDuffie · Richmond · Screven · Taliaferro. Warren. Washington. Wilkes . 4t}.\'~~N'''''''",,~ (~~: ~ ':i,:- i:;i . PI "",I C" -<::.' . , . ~ \~!~l . .-to" (,. . ~'~~"F.LOr~''c. CSRA REGIONAL DEVELOPMENT CENTER 2123 WRIGHTSBORO ROAD · AUGUSTA. GEORGIA 30904-0800 P. O. BOX 2800 · AUGUSTA. GEORGIA 30914-2800 (706) 737-1823 · FAX (706) 737-1459 November 25, 1996 Field Supervisor U.S. Fish and Wildlife Service 4270 Norwich Street Brunswick, GA 31520 Dear Sir/Madam: The Augusta-Richmond County Commission-Council is pursuing funding from the Economic Development Administration for the construction of a business incubator. The project will be located on a portion of the property that is currently the campus of the Augusta Technical Institute. The project will create 20 new businesses and over 100 new jobs over a three year period. In compliance with regulations of the Economic Development Administration, I am submitting information that further describes the project I wouJd like to contact your office concerning any presumable wetland resources in or near the project location. I wouJd also like to request any comments you have for this project regarding any endangered or threatened species of plants or animals or any critical habitats in or near the project location. Thank you for your assistance with this matter. ShouJd you have any questions, please contact me. s~:; ~ David Jenkins Director of Economic Development Attachments Burke · Columbia · Emanuel · Glascock · Hancock. Jefferson. Jenkins. Johnson Lincoln · McDuffie · Richmond · Screven · Taliaferro. Warren. Washington. Wilkes EXHlBIT 9.a Applicant EXHIBIT 9.b.l Other Parties FORM E0-612 u.s. JEP'RTMENT OF COMMERCE '. ~A"E 'NO .eCRESS :F JRGA.~IU ~CN ECA USE ONLY I REV. J.9S) EC,:)tloQmIC OeVe1ocment ,.\dmlnlstralllQn ORGAN!;:'" 7'CN PRQ.;ECT "'0: Augusta-Richmond County Commission-Council NO. "NO STREET 2. C RCANIZA TlOH <S: CURRENT AND 530 Greene Street ~ "Pf'I.JC,I.IfT PROJECTED c:rr 0 on<ER p..Rrr EMPLOYEE DATA Augusta J. C:;RREIfT T'l:MPOIU~ .o.N() p"RT.n"'e E"'P\.OYEES ST"TE "NO ZIP -0- -0- Georgia, 30911 TOlal _ F__ -0- lolinon1... _ '. CURRENT PERMANENT posmoNS s. NEW PERIolAHENT _OBS CRU,.o &. ~Ert. '" ....~ JOB CATEGORIES "S A RESUL~ .:F TI<lS PRQ.;EC1' ...ANEIfT E.IoIPtOYeES JOSS 1"0 BE WMEH RJu.y SA V'EO OP<: IU. ;'I()NA!. s... Job TOlal B""'k ~tOQory ....sian ~tN:riea.n Total 61K. ~n Amorian T01~1 TOlal To~ TOlal Oetinllions.. r-- E.... (no, 01 H~. or Inclian or E.... (nor at Mrs- or lnai.an 011 E.... l.6inor- e.... Winoo-- ployees Hisoanlc ~njc Pacific: Aw.~n ploy_ H;soanoc pon", PlCltic A~n ;>loyoa itia ~ ilia Sex 0"91") IsJ&nd... N..Ill"Ve ~In. IsW><l er Na,.... F 1 1 1 I 1 CFFICIALS AND MANAGERS 1 1 1 1 M F 3 2 3 2 PROFESSIONALS M F TECHNICIANS M F SALES WORKERS M F j L. 3 2 OFFICE AND ClERICAL M F CRAFTSPERSON (SXILl.EO) M F OPERATIVES (SEMl$J(JLl.EO) M F LABORERS (UNSXILl.EO) M F SERVICE WORKERS, OTHER M F 7 5 7 5 TOTAL M 1 1 1 1 GRANO TOTAL 8 6 8 6 8. NAME OF LA;tOR MARKET AREA BIKit ....milt'iun 9. TI<IS FORM PREPARED BY: (Typed Namel Augusta- iken MSA (nOlof As>an or Indi.anM David Jenkins Total Femall Hrsoanic HisoaniC Pacific: "Labn 0"0'") :sJander .'QtNe (Typed Posoloonl LABOR FORCE OF "REA 100 48 30.6 Neg. 2.8 Neg. CSRARDC - Dir. of Econ. Dev. % ~ % % 't. % 6.3 7.4 11.4 (Oa,. &M rl"eQ.none Numb<<) UNEMPlOYMENT OF "REA Neg. 7.4 Neg. 1/17/97 706-667-4184 ~ ,.. % '4 'I. % EMPlOYEOIAPPlJCANT OR "OTI;ER PARTY' 100/ 47.4 28.9 Neg. 2.8 Neg. .AUlt\OtlUC2 C'9~nIUllOn OtficJ.al: (~yped ~rne V\G Title. % \'. 't. '4 % 't. Larry E. Sconyers DATE AND SOURCE OF LABOR MARKET OAT..: MaYr) 1995 Annual Civilian Labor Force Status Averages A' Source: Georgia Department of Labor (SiQ ~ It~~"l ~A / /1 .7:1 A ~ _~ J .v(.",\l .J / No further monies 01 other bene firs may os author,zed under [his p'OQram unless rhis report IS complet~ 'il';' as r by ["Slino law utrU~tiot:t$ (42 U.s.c. 2000d'l. 42 U.S.C. 3123. E.O. 11246, and '5 C.F.R. part 8. 28 C.F.H. part 42. 13 C.F.i'l. part 317). 21 CIVILIAN LABOR FORCE STATUS BY RACK AND SBX 19 95 ANNOAL AVRRAGBS AUGUSTA-AIKEN METROPOLITAN STATISTICAL AREA- LABOR FORCE BOTH SBXBS BMPLOYlmNT ONEHPLOnmNT NOKBKR RATB ------PBRCBNT DISTRIBOTION-----_ LABOR ONXMPLOnmNT FORCE BMPLOnmNT NOHBKR TOTAL 127,681 ------------------------------------------------------------------------------ 100.0 119,682 7,999 Whi te Minority Black Other 85,014 42.667 39,086 3,581 I 100.0 ------------------------------------------------------------------------------ I I I I 81,731 37,951 34,636 3,315 6.3 66.6 33.4 30.6 2.8 100.0 68.3 31.7 28.9 2.8 41. 0 59.0 55.6 3.3 3,283 4,716 4,450 266 3.9 11.1 11.4 7.4 FBHALB ------------------------------------------------------------------------------ ,.~...~ 61,285 ------------------------------------------------------------------------------ 56.7 56,753 4.532 White Minority Black Other 38,229 23,056 21,201 1,855 I ------------------------------------------------------------------------------ I I I I 36,538 20,215 18,507 1,708 7.4 48.0 29.9 18.1 16.6 1.5 47.4 30.5 16.9 15.5 1.4 21.1 35.5 33.7 1.8 1,691 2,841 2,694 147 4.4 12.3 12.7 7.9 - Georgia part only. Contact South Carolina for Aiken County, South Carolina part NOTE 1: Percentages may not add because of rounding. NOTB 2: Race/sex ratios are based on the 1990 census. Current labor force estimates are apportioned by each group's representation in the labor force at that t~e. SOURCE: Georgia Department of Labor, Labor Information Sys tems A.un~~1t$. ",IT€. nccIhlmm<ID rmcdl (C<ID unrm 1ty (C<IDJ1JffiJ"1Jm n ~~n <ID lID'" (C<ID 1Ul1Dl CC nTI ROOM 801 . CITY-COUNTY MUNICIPAL BLDG. (11) AUGUSTA, GEORGIA 30911 Bus. (706) 821-2488 Fax No. (706) 722.5984 LEE BEARD ULMER BRIDGES JERRY BRIGHAM HENRY H. BRIGHAM 'MLLIAM B. KUHLKE, JR- 'NM. "MLLlE" H. MAYS, III J.B. POWE..L MOSES TODD ROBERTZETTERBERG LINDA W BEAZLEY Administrator. Administration LARRY E. SCONYERS Mayor FREDDIE L HANDY Mayor Pro Tem January 17, 1997 CHARLES DILLARD Administrator - Operations Mr. William J. Day, Jr. Atlanta Region U.S. Department of Commerce Economic Development Administration Suite 1820 401 W. Peachtree Street N.W. Atlanta, Georgia 30308 JAMES B. WALL Attorney Reply to: P.O.BOX 2125 Augusta. GA 30903 Re: Augusta-Richmond County Grant Application Dear Mr. Day: Enclosed please find Exhibit 9.D. to the grant application of Augusta-Richmond County. This Exhibit lists all charges of discrimination filed against the City of Augusta, Richmond County, Georgia and the consolidated government from January 1, 1995 through December 31, 1996. JBW/lsd Enclosure cc: David Jenkins, CSRA Regional Development Center EXHIBIT 9.D. STATUS OF DISCRIMINATION CHARGES ***************************************************************** CONFIDENTIALITY NOTICE: THE INFORMATION BELOW IS CONSIDERED CONFIDENTIAL MATERIAL, IS TO BE USED SOLELY FOR PURPOSES OF CONSIDERATION OF THIS APPLICATION AND IS NOT TO BE DISCLOSED TO ANY OTHER PARTY ***************************************************************** 1. NO. l1A950107 This charge was filed against Bush Field Airport on April 7, 1995. The charging party claimed he was "involuntarily retired" from the City airport and that this action constituted age discrimination. The charge was dismissed by the Equal Employment Opportunity Commission ("EEOC") on August 30, 1996, based on a determination that the information presented did not establish a violation of the statutes. The charging party filed a complaint in federal court based on this charge within the prescribed time period, and that case is currently being defended by the County. 2. NO. 11A950166 This charge was filed against the Richmond County Sheriff's Department on August 29, 1995. The charging party claimed he was terminated from the Richmond County Sheriff's Department on the basis of his race. The charge was dismissed by the EEOC on October 31, 1995, based on a determination that the information presented did not establish a violation of the statutes. The charging party did not file suit within the prescribed time period and this matter is considered concluded. 3. NO. l1A960084 This charge was filed against the Richmond County Recreation Department on February 12, 1996. The charging party claimed she was "disciplinarily counseled" by the Recreation Department in connection with an absence during which she alleged she was caring for a disabled son. The charging party claimed that this action constituted both race and disability discrimination. The charge was dismissed by the EEOC on September 27, 1996, based on a determination that the information presented did not establish a violation of the statutes. The charging party did not file suit within the prescribed time period and this matter is considered concluded. 4. NO. 11A960137 This charge was filed against the Augusta-Richmond County Sheriff's Department on May 22, 1996. The charging party claimed her employment with the Sheriff's Department was terminated on the basis of her race. The charge was dismissed by the EEOC on September 30, 1996, based on a determination that the information presented did not establish a violation of the statutes. The charging party did not file suit within the prescribed time period and this matter is considered concluded. 5. NO. 11A960142 This charge was filed against the Augusta-Richmond County Human Resources Department on July 2, 1996. The charging party claimed his application for an advertised vacant position was not considered due to his age. The charge was dismissed by the EEOC on August 20, 1996, based on a determination that the information presented did not establish a violation of the statutes. The charging party did not file suit within the prescribed time period and this matter is considered concluded. 6. NO. 11A960145 This charge was filed against the Augusta-Richmond County Commission-Council on June 7, 1996. The charging party claims his employment at the County's landfill was terminated in violation of the Americans with Disabilities Act. The County has responded to the charge, but no determination has been made by EEOC. 7. NO. 11A960147 This charge was filed against the Richmond County Tag Office on July II, 1996. The charging party claims she was assigned certain duties within the Tag Office, and was not selected for a vacant position within the Tag Office, based upon her race. The County has responded to this charge, but no determination has been made by EEOC. 8. NO. 11A960170 This charge was filed against the Augusta-Richmond County Commission-Council on August 14, 1996. The charging party claims he was terminated from his position with the County on the basis of his age. The County has responded to this charge, but no determination has been made by EEOC. 9. NO. 11A960198 This charge was filed against the Augusta-Richmond County Tax Assessor's office on October 24, 1996. The charging party claims she has been harassed and disciplined on the basis of her race. The County has responded to this charge, but no determination has been made by EEOC. 10. NO. l1A97001S This charge was filed against Bush Field Airport on November 5, 1996. The charging party claims she was not hired for a vacant position at the airport on the basis of her race. The County has responded to this charge, but no determination has been made by EEOC. 11. UNASSIGNED This individual made a complaint to the Human Relations Commission concerning her termination from employment with the County's Central Services department. A mediation between this individual and the County resulted in a resolution of the matter, and the individual withdrew her complaint before it was forwarded to the EEOC in Atlanta. EXHIBIT 10 PERFORMANCE MEASURES Explanation of the additional performance indicators proposed for use and how they will supplement the required programmatic core indicators for the project. The Southeastern Technology Center has projected the number of jobs that will be created in the CSRA through the first four years of operation of the incubator. These projections are provided on pages 11 and 12 of their incubator proposal. Job creation by year is provided below. Year One Year Two Year Three Year Four 12 Jobs 33 Jobs 54 Jobs 84 Jobs There are 183 jobs projected to be created during the first four years of operation. The projected annual average salary for these jobs is $35,000. - - C> !:>> ......, ~ QI ~ ~ N =- ~ Cb?1 A. ~ N 0 ~ m"'C) .." ~.., fJ) (') Cll ~ ", (') 0 Sl! ::.c 0 ~ :l:l ; ~ ;;:: ~ g ~ ~..2. ~ 2 ~ . i g 3 co ~ !i- ~ s- &. it .. -.1:: > co ~ ~ .... S 11 .. c. It;; t'l :> 5-E.E.. ,- ~ 0 ci5 0 : 3 ~ g 2 n ! l'i 8- ... ~ ~;~ ;g =c ~ : > 0 g ~ :> 7'" =- ~ ~ :> ~. i: ;8..;. 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I ~ zoo .p../1.J1 U"1 0 0 0 0 0 0 It (") "i> G) 0 0 N " " 0 0 0 0 0 0 !; 0 ~ 0 0\.0...... ...... 00000 0 ~ x 0 0 0 0 10 010 0 0 0 0 0 0 0 0 0 CIl:;' I 0 0 00 0 0 0 00 0 0 0 00 0 0 !a. en '-J ~ _ w 0 ~ i ~ ~............I........'.........,........................... ! g 18:: I ?" ~ 0 i _C') : :;, I Q~ ~ I "0 .. st 4' I ~ z :. 0 l'i'2. ~CQ , ' 'S"> l ~ I I I I ~ 5' _ l:I:l I . , 0" ~. I i I I :> ~ ~ 3 ' I I III . I ~ g.CI) o 0 0 6 6 6 010 6 0 6 0 8 6 6 6 :. 000000000000 000 ;- I I ; I I S. ....11 /.... ..../....'....1....1.... ....1.,..,............................. ;- I I I I I ~ . ' I I ~ I I I ~ ; I I I! (3!.... 0 ...... i I...... ......1 1....../ I ~ !2.~ ~ i ~ I ~ ~,~ Co " ~ V1 V1'.p.. , 3 ~ "" >- ...... I I 0 0" N I ;;; 0\ t;;...... ~ III ~ i g I I 0 I I 0 ...... I CX> I' 0\ N 0\ CX>...... 0 Ln ~ ~ CIl ~ ~ I ~ ~ ~ ~ I ~ ~ ~ ~ ~ ~ ~ 0-" 5 It. 0' 0 I O.p.. I.J1 I U"1 0 0 0 0 0 0 -C') "". z o 0 0 N I'-J : '-J 0 0 0 0 0 0 0 i' ~ .0 I Ie,. i c ! ~ I ~ :.. ~ . . c c c c c c ii ~ ~ o 1010'0,0101_ olo.oio 0 000100 _0: 10;0':;::0;0,0!0 01010 0 0000 0 ~ e E-H ~ : 0' c . m go 0' :> f E . e e )~t m.IO~ p..rep~S +- -:TV "'\ .n T .T l> c C ... N e Co 0- ... r- o (') = ::J .g ... o ~ e- (') 0- ::l :C~ .. . = "c. -a fi c..., .,.0 ...:: c= -~ :..~ e. :-~ ~;" ;-~ -. ~~ ~ Standard Form 4UC (Continued) INSTRL'CTIO~""S FOR THE SF ~2~C I ?-Jblic reporting burden for thJs colle:::lon of infcrr.laLlcn :s ~..:mau:d :0 J~~e ,80 :nir:~ ;:>e:- :-::sponse. incucing cime fer I e I :-evlewing insU"'Jc:.ions. ~arc.hing e;(lsting cUt.1 sour::s. g:uh,e::ng ~d rnaint.1ining tile .:at.1;le::Ced. an~ completing .lr.~I' reviewing the colle::uon 01 mrormaacn. Send coml7le::r.s ~s:uding :'"le "urC::J ~mate or an::, c<.'le:- ~: at crus colle::::ion ce iniormation. including suggestions for reducing liltS burde."l. to the Office ~i ~ge:ne:'ll me 5udge~ ?3pe:-....on ~e.Coc:ion ?:-oje:::t (0348-CC4!). Washing!On. CC 205D3. I PLEASE DO ~OT RETUR~ YOUR COMPLETED FOR.\1 TO THE OffiCE OF .'r1A."iAGDfE',T A..'ffi Bti"DGET.: SE:\iD IT TO THE ADDRESS PROv1DED BY THE S?ONSORl:-.'G AGE.'lCY. I I This she::t !.s to be used. for the iollowing types of appiiC3cions: (1) ;';-e-,l/. (me;w; J new [pr:'Iious unfunded] as.sis~ award); (2) "Continuation" (me:lnS funding in a suc::eeding budget period whic.'l ~ ~m J ;:r.cr agreement to fund); md (3) -R ev ~. (m e:lIlS any chan ges in ille Feder.1l go 'Ie. ":lment' s financ:al 0 bli g:u:icns CT co nti.'1ge=t lia.b ili cy from an :.:tistin g obiig:lticn), [f the:-e is no c.'1ange in the award amoune :.'le.-e is no need to cOlIlpl~ i.i1is form.. C=-..Jin ?ede:al age:JCes may requIre on1::, Jl1 e.'(pianatory leaer to the effect minor (no cOSt) c.'1ang:s. If ::'ou Jave questicos ple:LS.: conuet the F-...de.-:ti age::cy. COiWTUl a.-[f this is an appJicnion for a ":\iew. project. enter the t0t.11 estimated COSt of each of the items lisi.ed on lines I through 16 (as applicable) under "COST CLASSIF1CATIONS. " U this application e."luWs a change to an e;(isting award. enter the eligible amoums approv~d llIUUr {~ pr~viou.s award for the itemS under "COST CL~SIRCATION," Column b.-[f this is an application for a "~ew" proje:::t, eOler that ponion oi the COSt of e:lch item in Column a. ''''hich is /l01 allowable for i=ederaJ assistance. Contact !;he F"ederal agency for assist:lnce in determining the aJlowability of specific COSts. If this application enLa.ils a change to an existing award. enter the adjustment I ... or (.)1 to the previously approved COstS (from column a..) ren~t.ed in this application. Column c.-This is the net of lines I through 16 in columns "a. " and "b." Line I-Enter estimated amounts needed to cover administrative expenses. Do not include COSts which are related to the nonnal functions of government. Allowable legal COSts are generally only those associated with the purchase of land which is allowable for Federal participation and certain services in suppon of construction of the project. Line 2-Enter estimated site and right(s)-of'W3::' ,l<':4uisition costs (this includes purchase. lease. and/or ease,:n en ts). line }......Enter :stimat.ed COsts reWed to relocation advisory assisunce. replacement housing. relocation payments to displaced persons and businesses. e:c. Line ':"-c:1te: :sti..n.ated. basic e:1ginee:".ng fe::s related to co ns trUC :ion (this inc! udes Start' up se.:"Vlces and prepara.tio n of projec: ~iormance ',l/on pian). Line 5-Cm.er ~timat.ed e."lgine=:-'.ng ccsts., such as surveys. tests. soil borings. e:c. Line 6-E.'lter ~ engine:ing inspe:::tion COstS. Line 7 -Enter estimated :OSLS of site preparation and I'1::SIOra.Uon whic.'l ar: noe inclUded in lile basic :::lllscruc:icn contr.lc~ Line 9-cmer estimated ccst of the construction concrac::. Line IO-Enter estimated COst of office. shop. Iaborarory. s:liecy equipment. eLC.. to be used at the facility. if such COSlS are not included in the construction concrac:t. Line II-Enter estimated miscellaneous COSts.. Line 12- ToW of iLcms 1 though I L Line 13 -Eoter estimated contingency costs. (Consult the Federal agency for the perce:Hage of the estimated consuuc:tion cost to ~) Line 14---Enter the [Ow of lines 12 and 13. Line IS-Enter estimated program income to be earned during the gr:w period.. e.g.. salvaged materials. ea::. Line 16-Subcr.u:t line IS from line 14. Line 17- This block is for the computation of the Fec.e."'31 share. Y!ultiply the total allOwable proje:::: coSts from line 16. column "c." by the ~eraJ perce:uage share (this may be up to 100 percene; consult Federal agency for Federal percentage share) and e.'lter the product on line 17. SF '24C (FW<. ~ iladl B-4 e e FIGURE 5 Standard Form 424D ASSURANCES - CONSfRUcnON PROGRAMS eMS Approval No. 0348-C042 Public reporting burden for !his collection of information is estimated to aVc:r.Jge 15 rninULeS per response. including time for reviewing instruclions. searching existing data sources, gathering and maintaining the data needed. and completing and reviewing the collection of infonnation. Send comments regarding the burden estimaLe or any other aspect of this collection of" infonnation, including suggestions for reducing this burden. to the Office of Management and Budget. PaperworX Reduction Projecl (0348..(X}42). Washington. DC 20503 PLEASE DO NOT RETURN YOUR COMPLETED FORM TO THE OFFICE OF MA1I/AGE..\1ENT A.'ID BlJDGET.: SEND IT TO THE ADDRESS PROVIDED BY THE SPONSORING AGENCY. NOTE: Certain of these 3SSWQJICeS may nOl be applicable to your project or program. [f you have questions. please contact the Awarding Agency. Funher. certain Feder.U assistance awarding agencies may require appliC3JlLS to certify to additOnal asswances. If such is the case, you will be nofitied. As the duly authorized representative of the applicanll certify thaI the applicant: 1. Has the legal authority to apply for Federal assistance, 8. Will comply with the Intergovernmental Personnel Act and the instiUltional. managerial and financial capability of 1970 (42 U.s.e. 99.1728-4763) relating to prescribed (including funds sufficienl to pay the non-Feder:1l share standards for merit systems for programs funded under of projecl costs) LO ensure proper planning, management one of the nineteen SlallJlCS or regulations ~ified in and completion of the project described in this Appendix A of OPM's Standards for a Merit System of application. Personnel Administration (5 C.FR. 900. Subpan F). 2. Will give the awarding agency, the CompD'"Oller General of the United Stales, and if appropriate, the Stale, through any authorized representative. access to and the righl lO examine all records. books. papers. or documents relaled to the assistance; and will CSlablish a proper accounting sySlCm in accordance with generally accepted accounting standards or agency directives. 3. Will not dispose of. modify the use of. or change the terms of the rea! propeny title. or other intel'CSl in the site and facililies without permission and instructions from the awarding agency. Will record the Federal interest in the tiLle of real propeny in accordance with awarding agency directives and will include a COVenanl in the title of real propeny acquired in whole or in pan wilh Federal assistance funds to assure non- discrimination during the useful life of the projecL 4 Will comply wilh the requirements of the assistance awarding agency with regard to the drnfting. review :md approval of COnstruction plans and specificatioru;. 5. Will provide and maintain compelent and adequate engineering supervision al the conSlruction site to ensure lhat lhe complele work conforms wilh lhe approved plans and specifications and will furnish progress reportS and such other infonnation as may be required by the assistance awarding agency or State. 6. Will initiale and complele the work' wilhin the applicable time frame after receipl of approval of the awarding agency. 7. Will establish safeguards to prohibil employees from using their positions for a purpose thal constitutes or presents the appearance of personal or organizational conflict of interest, or personal gain. ","-vio.. Edition Uul* 9. Will comply with the Lead-Based Paint Poisoning Prevention ACl (42 U.S.C. ~~ 4801 el seq.) which prohibits the use of lead based painl in COnstruction or rehabilitation of residence structures. 10. Will comply with all Federal statues relating to non, discrimination. These include but are nOl limited to: (a) Title VI of the Civil RighlS ACl of 1964 (p.L 88-352) which prohibits discrimination on the basis of race. color or national origin; (b) Title IX of the Education Amendments of 1972. as amended (20 U.S.e. 9~ 1681, 1683. and 1685-1686) which prohibits cliscrimination on the basis of sex; (c) Section 504 of the Rehabilitarion Act of 1973. as amended (29 V.S.C. ~ 794) which prohibilS discrimination of the basis of handicaps: (d) the Age Discrimination Act of 1975. as amended (42 U.S.c. B 6101-6107) which prohibits discrimination on the basis of age; (e) the Drug Abuse Office and Treaunent ACl of 1972 (p.L. 93,255). as amended. relating to non-iliscrimination on the basis of drug abuse: (f) the Comprehensive Alcohol Abuse and AlCOholism Prevention. Treaonem and Rehabilitation ACl of 1970 (p.L 91-616). as amended. relating to nondiscrimination on the basis of alcohol abuse or alcoholism; (g) ~~ 523 and 527 of the Public Health Service Act of 1912 (42 U.S.e. 290 dd-3 and 290 ee,3). as amended. relating to confidentiality of alcohol and drug abuse patient records; (h) Title vm of the Civil Rights Act of 1968 (42 U.S.C. ~ 3601 et seq.), as amended. relating to non-<1iscrimination in the sale, renlal or financing of housing; (i) anyolher non, discrimination provisions in the specific Slawte(s) under which application for Federal assistance is being made, and CJ) the reQuiremenlS on any other non-discrimination Stalute(S) which may apply to the application. Authorized for local Reproduction Slandaftl Form .240 (Rev..,g2) ~ by OWB Cln:uIat A-1C12 B-5 FIGlTRE 5 Standard Form 424D (Continued) 11. Will comply. or has already complied. with the requirements of Titles 11 and III of the Uniform Relocation AssisL3l1ce and Real Property Acquisition Policies Act of 1970 (pl. 91,(46) which provides for fair and equitable U'eaunent of persons displaced or whose property is acquired as a result of Federal and federally assisted programs. These requirements apply to all interests in real property acquired for project purposes regardless of Federal participation in purchases. 12. Will comply with the provisions of the Hatch Act (5 U.S.c. H 1501-1508 and 7324-7328) which limit the political activities of employees whose principal employment activities arc funded in whole or in pan with Federal funds. 13. Will comply. as applic:1ble. with the provisions of the Davis-Bacon Act (40 U.S.C. 99 276a to 276a-7). the Copeland Act (40 U.S.c. 9 276c and 18 U.S.c. ~ 874). the Connct Worle Hours and Safety Standards Act (40 U.S.C. H 327,333) regarding labor standards for federally assisted construction subagreements_ 14. Will comply with the nood insurance purchase requirements of Section 102(a) of the Rood Disaster ProteCtion Act of 1973 (p.L. 93-234) which requires recipients in a special flood hazard area to participate in the program and to purchase flood insurance if the total cost of inswable.consuuction and acquisition is 510.000 or more. 15. Will comply with environmental standards which may be prescribed pursuant to the following: (a) institution of environmental quality conuol measures under the ~~ c'f' :-iational Environmental Policy Ac: of 1969 (p.L. 91- 190) and Exe::utive Order (EO) 11514; (b) notification of violating facilities pursuant to EO 11738; (c) protection of wetlands pursuant to EO 11990; (d) evaluation of flood hazaros in floodplains in accordanc: with EO 11988; (e) assuranc: of project consistency with the approved Slate management program developed under the Coastal Zone Management Act of 1971 (16 C.s.C. 99 1451 :t seq.): (f) confonnity of Federal actions to Slate (OC3II Air) Implementation Plans under Section 176(c) of the Oean Air Act of 1955, as amended (42 U .s.C. 9 9 740 1 et seq .): (g) protection of underground soorces of drinking wa1er under the Safe Drinking Watc Act of 1974, as amended. (P.L. 93-523); and (h) proteetion of endangered species under the Endange.-ed Species Act of 1973. as amended. (P.L 93-205). 16. Will comply with the Wild and Scenic Rivers Act of 1968 (16 U.s.C. H 1271 et seq.) related to protecting components or potential components of the national wild and scenic rivers system. 17. Will assist the awarding agency in assuring compliance with Section lC6 of the National Historic Preservation Act of 1966. as amended (16 U.s.C. 9 ~ 470). EO 11593 (identification and preservation of historic properties). and the Archaeological and Historic Preservation Ac~ of 1974 (16 U. S.C.9 9 469a-l et seq.). 18. Will cause to be performed the required flnancial and compliance audits in accordance with the Single Audit Act of 1984. 19. Will comply with all applicable requirements of all olber Federal laws. Executive Orders.. regulations and policies governing this program. TITLE Mayor Commission-Council DATE SUBMrITED 1/17!~7 SF 4240 (Rft. 4Ii2l BadI B-6 --..,J 4. ADDITIONAL ASSt"R..-\....~CES EDA CONSTRUCTION GR-\.... ~lS As the duly authorized representative of the applicant, I funher certify that the applicant: 1. Will operate and maintain the facility in accordance with at least the minimum standards as may be required or prescribed by the applicable Federal, State and local agencies for the maintenance and operation of such facilities. Will require the facility to be designed to comply with the Americans With Disabilities Act of 1990 (ADA) (P.L. 101-336) and the Accessibility Guidelines for Buildings and Facilities, as amended, (36 CFR Part 1191). Will be responsible for conducting inspections to insure compliance with these specifications. In consideration of EDA making a grant and/or loan for a project that is requested by an applicant which is a business enterprise, it agrees that for a period of two years after disbursement by EDA of said grant and/or loan or any part thereof, applicant will not employ or tender any office or employment (0, or retain for professional services, any person who, on the date such assistance is needed or within one year prior to said date, shall have served as an officer, attorney, agent or employee of EDA occupying a position or engaged in activities which EDA has determined involves discretion with respect (0 the granting of assistance under the Public Works and Economic Development Act of 1965, as amended. Will have no facilities under ownership, lease or supervision that are to be utilized for this project either listed or under consideration for listing on EPA's List of Violating Facilities. Will comply with the EDA nonrelocation regulations which generally prohibit use of EDA financial assistance to assist employers who transfer jobs from one commuting area to another. This includes an affIrmative duty on the part of the applicant to inform EDA of any employer who will benefit from such assistance who will transfer jobs in connection with the EDA grant. Will comply with Executive Order 12699, Seismic Safety of Federal and Federally Assisted or Regulated New Building Construction, which imposes requirements that federally assisted facilities be designed and constructed in accordance with the 1991 ICBO Uniform Building Code; or 1992 Supplement to the BOCA National Building Code; and/or 1991 Amendments to the SBCC Standard Building Code. Will observe and comply with Federal procurement rules, as defmed in 15 CFR Part 24 and/or Office of Management and Budget Circulars as applicable, for award of any contracts for architectural engineering and/or grant admini~tration services and/or construction financed with grant funds. Understands that attorneys' or consultants' fees, whether direct or indirect, expended for securing or obtaining EDA assistance for this application are not eligible costs. Understands that conflicts of interest or appearances of conflicts of interest are prohibited and may jeopardize this application or result in the forfeiture of grant funds. A conflict of interest occurs, for example, where a representative, official of the Federal, State or local government, has a direct or indirect financial interest in the acquisition or furnishing of any materials, equipment or services to or in connection with the project. 10. Will comply with the required reporting requirements of the Government Performance and Results Act (GPRA) of 1993 for measuring and reporting project performance. ') -, 3. 5. 6. 7. 8. 9. TITLE lu..~ Mayor DATE SUBMITTED f !/7/q7 Commission-Council B-7 THIS PAGE INTENTIONALLY BLANK \.. B-8 PART I - .-\PPLlc.-\..'n" .-\"~1) .-\lTHORIZATIO~ :. Is Lhe applicant a special-purpose unit of local government (such as a Port Authoriry , Water ar:d Sewer District, etc.)? [ ] Yes. If Yes, attach as Exhibit B-1. 1 , current 'Statement from Parent Local Government" as to why the Special Purpose Unit of Government is the better qualified agency to make this application and administer the proposed proje:::t. . No. I Is the applicant a public or private non-profit organization which representS the Redevelopment .Area or other specially designated area? [ ] Yes. If yes, provide a narrative explaining how the applicant represents the interest of the redevelopment area or, for Title I project, a pan thereof, as Exhibit B-1. 2. . No. 3. Governmental Comments (Applicable to Title I only)~ Have the appropriate local governmental units been given the opportUnity to review and comment on the project? [ ] Yes. If yes, provide the comments from either the governmental unit with jurisdictional authority over the involved area, or from the unit having authority over the entire project area. CommentS are attached as Exhibit B-1. 3. . No. Applicant is the only local governmental unit with an interest in the project. J. :Yletropolitan Area Review Process (Section 204, "Demonstration Cities and Metropolitan Development Act, P,L. 89-754). Projects involving the development wiThin::! mermpalir;ln ~T;lrisTic::!l are::! (:.vISA) or a hospital, airport, library, water supply and distribution facilities, sewage and waste rearmenc works, highways, transportation facilities, water development or land conservation projects require comments from the metropolitan area cl~~~tt...'C:lE:e::.c";. Dc-cs 2e :rcJi~: :"'''Cl.',:> ~.,,: - -.. ... -... "--'" of tte 1Ceve :t=:::r:if.e;:i c=ve~cpce:::t ';..'iL":;-- 21 :.Yrs.4..? [ ] Y~s. If yes. provide the follOwing: [ ] Comments ITom the responsible metropolitan area clearingbouse/agency as E::J1ibir B-1. 4.a.; or [ ] Explanation as to why comrne:m are noe available as E-d7iiJir B-1. 4.0.; or [ ] Tae application was made available to r..l::e appropriate metropolitan area cle:rri.nghouse! agency and uniG of general local government for review on ; and [ ] A certification from the appliC.1l1t that the application has lain before the metropolitan cle'h-mgbcuse/agency for a period of 60 days without comments or recommendations made as Exhibir B-1. 4. c. . No. PART II - A.RCHITECTI)RE/E.~Gl'jEERING ArchitecturallEngineering Information. An engineering rep<)rt must be submitted and include, at a minimum. the following information and is attached as Exhibit B-II-l. 1. Statement of project components. Indicate if it will be a new facility, enlargement, expansion, renovation, or replacement of an existing facility. Descn'be the existing facilities and proposed project componentS in terms of dimensions, capacities, quantities, etc. 2. Sketches and/or schematics at a minimur::n, showing the general layout and location of the componentS. 3. Feasibility Analysis. Include a review of existing conditions. Discuss any potential probierns which miO'ht delav consauction and affect oroject o . . components. B-9 . ---..~-: ..u\,. r'\"I'-CUl..d.~C: Ul llll:S prOJe::i \;"iJ...;c~ '.:':cll be utilized by each benefi.ciaryrOther Paries' identiried as project justification. 5. Proposed Method of COnsmlction. Indicate whether the project will be constructed by competitive bid, single contract, multiple contracts. Indicate if any portion of the Construction work is proposed to be done by applicant's own forces. 6. Estimate the useful life of the facility and the basis on which it was determined. 7. Include a current detailed construction cost estimate for each of the major project components showing quantities, unit prices and toral costs. ~. lc.e:lC..I.",:-' major ,:ous::-.lc:Jcn permits required for Liis lJroi~t. ar:c if 3JlV are aer:din~. Drov~de :te ... .. ~... -.. 5~illS or i:he requeSl. 9. Provide an estimate of the number of months the design period and the construction period. 10. If this project will be constructed adjacent to or in the vicinity of a federally owned or operated airfield, attach comments from the appropriate agency to demonstrate that the project will be compatible \\ith the airfield land-use plan prepared for the subj~t airfield as Exhibit B-II. 2. l. B-lO ./:'A.l:U ill - OWNERSHIP/OPERATION/FlNA...'iCl\iG 1. Title. Does the applicam(s) hold good and merchantable title to all proj~t facilities, underlYing land, necessary easements and rights-of-way and land to be improved as part of rb.e project purpose? Provide information on foreclosable liens and encumbran~s. [ ] Yes. · No. If no, explain below how and when good and merchantable title will be obtained. Be specific, and identify any existing liens and encumbrances, the timing and p~ure for obtaining merchantable title to the real propeny including all easements, rights-of-way, or long term leases needed for completion of the project; and who will own land to be improved as pan of the project purpose (such as an indu.st:riaI or commercial park). The site for the project is currently a portion of the Augusta Technical Institute campus. Attorneys for the technical institute and Augusta-Richmond County are;; currently completing the agreement for the intergovernmental transfer of the property. This exchange should be completed by December 31, 1996. There are no existing liens and encumbrances on the property. No additional rights- of-way nor long term leases are needed for the project. The property will be owned by Augusta-Richmond County following completion of the property purchase. 2. Ownership. Will any of the facilities funded by EDA be owned by an entity other than the applicant? [ ] Yes. If yes, explain below. . No. 3. Sale or Lease. Does the applicam(s) intend to sell, lease, transfer, dedicate or otherwise convey any interest in che project facilities, underlying land, or any land. improved with EDA assistance? [ ] Yes. If yes, explain below. : .. No. B-ll - - - --- --. ~'""'->~... "t'l-'U~ llllCDU 10 mongage or use the project facilities or underlYing land to collateralize any sort of financing, including bonds? [ ] Yes. If yes, explain below. . No. 5. Operation and Maintenance. Will operation and rn~intenance respoDSlbilities for the project be retained by the applicant(s)? Augusta-Richmond County will maintain operation and maintenance responsibilities for the incubator. It will utilize the Southeastern Technology Center for daily operation of the facility. . Yes. [ ] No. If no, explain below. 6. Potential Issues. Are there any issues such as pending or potential litigation, environmental concerns, or bonding requirements which could affect complianCe with EDA requirements or the construction, financ: ownership or operation of the project? [ ] Yes. If yes, explain below. . No. 7. Real Property Acquisition. Has there been or will there be any property including all easements and rights- of-way, acquired for this project? . Yes. If yes, complete Exhibit B-lII. 7, *~Calcu1ation Of Estimated Relocation and Land Acquisition Expenses", and enter the total estimate for ~ Costs Incidental to Land Acquisition- Estimates ~ on line item 3, "Relocation expenses and payments ~ of the SF 424C Budget form, for costs incidental to land acquisition. This is separate from the estimared purchase price of the property. If the project to be assisted will cause the displacement of individuals, families, businesses or farms, explain how the procedure will comply with Federal Regulations. [] No. \. B-12 PART V - Project Purpose, Impact. and Program Requirements Se{:tion A: G€neral 1. Project Purpose and Impact: Update proje::: purpose. impact, employer's scams, if changed since submission of gram proposal. Provide as Exhibit E- V.A.I. 2. Ele{:tric and Gas Facilities. Does ilie proje::: include electric or gas facilities oilier rhan necessary standby emergency electrical generating equipmenr or internal facilities on ilie consumer's side of ilie meter ? [] Yes. If yes, provide ilie following as E~hibit B- V.A.2: a. An explanation of the limications of available electric and/or gas energy supplies as iliey relate to the loss of jobs or the generation of new jobs. b. Evidence that fInancing for ilie facilities is not available from private lenders or other Federal agencIes. c. Copies of statements made by the appropriate Stare or Federal regulatory body that the facility to be fInanced, in whole or part, by this grant will not compete with an existing public utility under their jurisdiction rendering such a service to the public at rates or charges subject to regulation by the state or. Federal regulatory body and if there is a determination of competition, that the existing public utilities are unable or unwilling to meet the increase in demand for such energy. d. Information on whether such facility has been authorized by Congress, if applicable~ . No. 3. Explain how minorities will share in the project benefits and how minorities are served by existing facilities, if any, as Exhibit B- V.A. 3. 4. Are minorities being displaced by this project? ~] ):-=5. ~X":i.1il 3..S Z--:;.;"jj;i: B- r,/....L.;. . ~'o. Title I, Public \Yorks Only 1.' blic \Yorks Impact Progr Proj ~"" Is the project being c rdered for fili:ding r the Public Works Im t Progr.un? [] Yes. If v.... ~omDlet.e the fo ~in~: . ~. .:- a. How many A ward has " , Financial Assistance will it take to cegin days. How many \ lete construction? _ .~ b. Estimate labor co pro]ec labo tensity. Onsite 'vided by total C1 10 roves the economic or en oment in areas of sev distre applicant's plans unemplo area to wo the project employment op rnmi benefits for the un in the project area. benefit low-ine essential co pressing publ' 2, E<:onomi the project Center? velopment Cent ated in an Economic If yes, provide a signed scate nt as ibit B- V.B.2, from the Eco mic evelopmem District organization which includes the following: B-16 ATTACm{E~l B - CHECKLIST OF EXHIBITS This checklist identifies all the Exhibits identified in Artachmem B: Construction section of the application. Those with Asterisks (*) are preprinted forms. The Exhibit IIllIIl.ber refers to the pan-section-item in the application. Check the items and Exhibits submitted. Part I - Applicant and Authorization [ J B-I.l Local Government Comments [ J B-I.2 Redevelopment Area Narrative [ J B-I.3 Multi-jurisdictional Comments [ J B-I.4.a Metropolitan Area Agency Comments [ J B-I.4.b Explanation of Unavailability of Metropolitan Area Agency Comments [ J B-I.4.c Certification of Metropolitan Area Agency Comments Part n - ArchitecturelEngineering . B-II.l Prelimin:lry Engineering Report [ J B- II. 2 FAA Comments Part ill - Ownership/OperationlFinancing . B-ill.7 *Calculation of Estimated Relocation and Lm1 Acquisition Expenses Part IV- Environment . B-ry.A I B-IV.A.l I B-IV.A.2 . B-IV.A.9.c . B-IV.A.18 [] B-IV.A.19.b . B-IV.B Environmental Narrative (including the following): FEMA Floodplain and USGS Topographic Maps Site Photos and/or Aerial Photo *Applicant Certification Clause, ED-536 Permits Public Hearing Transcript SHPO Clearance Part V - Project Purpose and Impact [] B-V.A.l [] B-V.A.2 . B-V.A.3 (J B-V-A.4 [] B-V.B.l [ ] B- V.B.2 [] B-V.B.3 [ ] B- V.B.4.a . B-V.B.4.b I B-V.C.l . B-V.C.2 Purpose, Impact, Employer Status Update Electric/Gas Facilities Explanation Minority Participation Minority Displacement PWIP Employment: Explanation Economic Development Cenr.er Project Certification Economic Development District Bonus Certification .Revenue Charge Information Explanation of O&M Costs Economic Ad~ent Implementation Gram Narrative Economic Adjustment Strategy B-19 PART I - APPLICANT AND AUTHORIZATION There are no applicable exhibits for the section. e e e .~ KUHLKE .~ CONSTRUCTION & ASSOCIATES, INC. January 20, 1997 Southeastern Technology Center 501 Greene Street POBox 2144 Augusta, GA 30903 RE: Incubator Building Dear Jane, I enjoyed meeting with you and Mr. Oliver last week and I am excited about the prospect of our involvement with your project. Attached you will find a preliminary plan consistent with the spaces and arrangement we discussed, Also, you will find a budget estimate showing the cost for each major building division as they relate to your project. Thank you for the opportunity and please give me a call if you have any questions. Sincerely, D~~ President DRD/ks 1916 NORTH LEG · POST OFFICE BOX 14549 · AUGUSTA, GEORGIA 30919-0549. TELEPHONE (706) 738-0106 Item 1 e PROJECT ESTIMATE / DESCRIPTION FOR INCUBATOR BUILDING This project shall consist of a 18,000,00 Square Foot single story, steel framed, brick veneer building. Foundations for the structure shall be spread footings sized to accommodate the design loads. Concrete slabs shall be of a thickness as required by the intended occupancy. The roof shall be a metal architectural standing seam panel as offered by Butler Manufacturing Company. Exterior windows and doors will be located as shown and shall be of such type desirable for this facility. e Building interior shall consist of metal stud wall framing and gypsum wall board for demising walls and rated fire walls. All walls shall be painted. Ceiling shall be suspended acoustical material with 6" of insulation above. Exterior walls shall receive 3 Yl" Batt Insulation with a 1" Thermax Board on the outside face of the stud. Interior doors shall be metal framed with solid wood veneered and shall be rated where required. Floor finishes shall include carpet, V.c.T., ceramic tile, and exposed concrete in areas as designated. Restrooms shall be equipped with toilet partitions, toilet accessories and handicap grab bars as required. Kitchen, lounge area, and mail room shall have built-in cabinets and counters, Mail boxes shall be furnished at a common location in a number sufficient for the building. Mechanical systems shall include all plumbing fixtures and equipment demanded by code and usage for this type facility, HV AC systems shall be zoned split systems designed with respect to building orientation, number of occupants, and usage. The building shall also be furnished with a fire sprinkler system as required by N,F.P.A. 13, Richmond County , and the underwriters for the current insurance carrier. Electrical systems shall include wiring for lighting, receptacle, and power wiring circuits. Main service equipment and service entrance wiring is included to a point 20' from the building. Exit lighting, emergency lighting and fire alarm systems shall also be included under the electrical division. e e Item 2 Please see the schematic enclosed in the following clear pocket folder. e e e Item 3 Feasibility Analysis The proposed site is currently undeveloped is no discemable impediments to construction. Access to the proposed site will be made via Augusta Tech Parkway, which has ample capacity for construction equipment. Integration with student and faculty traffic during construction will not present any construction problems. The proposed site is isolated from nearby structures, providing ample space for construction activities. e e e Usage of the Facility The percentage of the facility to be used by each party is: 1. Incubator and support space for private sector companies 2. Facility space for the Southeastern Technology Center 3. Facility space for the Georgia Institute of Technology 4. Facility space for the University of Georgia Total Space Available e - 14,700 sq. ft. 1 ,100 sq. ft. 1,100 sq. ft 1,100 sq. ft. 18,000 sq. ft. Item 4 81. 7% 6.1% 6.1% 6.1% 100.0% e Item 5 Proposed Method of Construction The project will be constructed by a competitive designlbuild bid process. The process will allow the designlbuild entity to subcontract as necessary. No portion of the construction work will be conducted by the Augusta-Richmond County government. e - Item 6 - STATEMENT OF FAClUTY UFE BASED ON THE IRS MODIFIED ACCELERATED COST RECOVERY SYSTEM. A CONSISTENT TIME FRAME FOR THE THE USEFUL LIFE OF THIS FACILITY WOULD BE" YEARS. e - e BUDGET ESTl1v1ATE I GENERAL CONDITIONS · Field Engineering · Building Layout · Pennits · Supervision · Travel · Temporary Electricity · Temporary Telephone · Temporary Water · Temporary Toilet · Field Office/Storage · Builders Risk Insurance · General Liability Insurance · Sales Tax · Freight · Miscellaneous Items e IT SITE WORK · Subsurface Testing · Compaction Testing · BuildingIFooting Excavation · Termite Control · Outside concrete at Loading Dock and Front Entrance ill CONCRETE · Concrete Testing · Formwork · Expansion Joints · Control Joints · Rebar · Wire Mesh · Foundation Concrete · Concrete Floor Slab Concrete · Miscellaneous Fill concrete · Finishing Curing / Sealing - Item 7 $ 80,442.00 $160,230.00 $ 64,092.00 e Budget Estimate Page Two IV MASONRY · Brick Veneer at Outside Walls · Mortar · Sand · Wall Reinforcing · Concrete Block Walls at Loading Dock · Wall Fill Concrete · Cleaning V METALS · Welding · Anchor Bolts · Structural Steel Metal Railings / Stairs e VI WOODS AND PLASTICS · Rough hardware · Miscellaneous Wood Framing / Blocking · Cabinets and Counters vn THERMAL AND MOISTURE · Vapor Barrier · Batt Insulation at Roof and Walls · Thermax Insulation at Walls · Metal Standing Seam Roof and Fascia · Miscellaneous Flashing and Sheetmetal · Caulking and Sealants e vm DOORS AND WINDOWS · Exterior Metal Framed Windows with 1" Insulated Glass · Storefront Entrance and Side Doors with Insulated Glass · Interior Metal Door Frames with Solid Core Doors · Rated Fire Doors · Overhead Doors · Finished Hardware $ 64,397,00 $ 10,063.00 $ 31,392.00 $ 27,860.00 $ 72,376,00 e e e Budget Estimate Page Three IX FTNTSHES · Metal Stud Framing · Sheetrock · Ceramic Tile · Carpet · V.C.T. and Base · Acoustical Ceilings · Painting $161,865,00 X SPECIALTIES · Toilet Partitions · Toilet Accessories · Mail Boxes · Signs · Fire Extinguishers and Cabinets · Dock Bumpers $ 10,680.00 XI EQUIPMENT N I C xn FURNISHINGS N I C xm SPECIAL CONSTRUCTION · Structural Steel Framing · RoofPurIins . Bracing · Architectural Metal Roofing $168,405.00 XIV CONVEYING SYSTEMS N I C e Budget Estimate Page Four XV MECHANICAL · Water and Sewer piping · Hot Water Heater · Plumbing Fixtures · Mop Sink · Drinking Fountains · Sprinkler Piping (Fire) · Riser and Valve Station · HV AC Units · Ductwork · Thermostats and Controls · Ventilation for Restroom, Conference Room and Kitchen · Attic Exhaust Fans and Louvers · Soffit Venting e XVI ELECTRICAL · Lighting Fixtures · Receptacles · Switches · Power Wiring For Mechanical Equipment · Fire Alann · Exit and Emergency Lighting · Outside Lighting · Computer and Phone Outlets e $204,375.00 $130,394.00 e Item 8 Major Construction Permits The construction permits required for this project will be typical for any construction taking place within Augusta-Richmond County. There are no anticipated problems foreseen in acquiring any of these permits for this project. No permits have been requested as of the delivery of the engineering information. e e e e ., J ~ I~ .... 10.) u. .. - ~ I ~ ~ ... .. w ! ~ I~ ~ ~ '.... Ii j'- ~~ I~ 00 .... j :!: ~ .... 110.) at . " f ~ ~ .... ... .... 0 w ~ .... .... .. 00 .... 6 ma41 c... ....A CO CO ~ e e e ~ :t '" -: r ,. N Co) - ~ ,.. " . N .. ~. Co) ~ .., ~ ..: if. ~; ;. ..: ~. >. .~ :j i-;: '/. ". .~ .... ... -.1 :~: ~ .. ... N ... ." e: N ... ... "'4 ~ ~ C. ~ ... .... ... -n CD CT ~ CD CD ~ Ie e e "" iF. ,.. 11 1" .~. ,'. .I '. J n, ;: it .. )~ '. ~. '.\ l:' ., ) f ,. " , ,'. " .',. >. ,. -i:- t ., , I. > J ! .. , " . . .~ : ,. J t . .., - . ., I ~~ ,. ,-" ;. ,. ~ '. ~. 10 "; ., " . ~: (. ~ .,' , .. .\~ .. b " ". . :j:' ) , ': (- ~} .:.c ,t o.!'. ~ " , .~ ~ t ... .. f 'i<' . :'~ ~ , , ., ., .. " .. " '~ " " ., '.t- ,. " ", .. :~. ~ I r I N .. I I ! .." i I I ~ .. I .... I ! I f I i ) ~J N N .. ';. <' ... .. s: S>> a :T ..a. CD CD ~ )> o e ~. - ..a. CD CD ...... e ~ ~ 1',., ..., , ,- I. ;. ., : " f ,. 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'--I-- - . ~ ~ I~ CII f-f- f Q ~ ~ I~ b I.. b ~ ~ ,~ I ~ q i ~ ~ ~ ~ ~ " ;~ ll-" IC !:t bl I~ bl I.... bl ~ ~ ~ J I~ tl I~ I. ~r- j ~ t! i: lit ~1- i? ~ ~ I~ ~ ~ e: ... c... ~ CD CD CO I ::l ~ 1- ~- f t! I~ lit .blf- I~ 0 I~ I~ 01.... , II~ q ~ ~ ~ P Ntt bll': N .. i~r- .. ~ ~ ~ :;j .. ~ .!!!I- lit ." J "" ~ ~ ~f- ...., i? J ~ N ~ .... .. ." CD c:r e e ~ CD CD CO i N .. .. I: .. ~ N .. .. ." i N .. ...., .. ! N N .... .... 3: t>> a :T ~ CD CD co e e Item 10 Airfield Information The proposed facility will not be constructed adjacent to or in the vicinity of a federally owned or operated airfield. e e .L~ITB-m.7 CALCULATION OF ESTIMATED RELOCATION A..~1) LL~1) ACQt~ON B.:u>E..'iSE.s iTE.\11. COSTS INCIDENTAL TO lAND ACQulSmON - ESTIMATES Number of Lmd Transac:i.oDS Involved (Inc!ud.ing options. e3c:nrYUtS and ~g'";-;-:f-..a.Y): One (1) Recording fees. transfer taXeS. surfeys. apprai.sals, 1,000.00 title search and similar apc:nses-Section 303(1) $ P:nalty costs-Section 303(2) I S Real Property rax.es-Section 303(3) I S Litigation expenses-Sec1ion 304{a) I S I Total - Estimated costs incidental to transfer of title I S 1,000.00 I lTE.\12. RELOCATION - ESTIMATES a. TENANTS - Estimates: Number of Claims Zero (0) (1) Moving .Expeoses: ~ :.,':?':. "Acmal Expenses" - Section 202(a)(1) $ In lieu paymems-Section 202{b) IS Total IS (1) Replacement housing paymentS: 1':'"-,.,:.:.,:.....:.:........,.,..:.:....,.,.:" ...L:.:.~;:',7 Rental paymcms-Section 204{l) 1$ Down paymem-Section 204(2) S Total S (3) Total Estimated T enams $ b. OWNER-OCCUP ANTS - Estimates: Nmnber of Claims Ze r 0 (0) (1) Moving .Expeoses: ~"'.'.':':" "Actual expenses. -Section 202(a)(1) S In lieu paymcms-Section 202(b) S Total S (1) RepI:!(;/"ml"TT! housing paymem:s: ;:::\\F:::!:::::::,\::,;,:,:::':.:.:,:; .,.'::;)j:Xit::r Purctwe paymem:s-5ection 203(aX1) $ Reasonable replacemcm costs-Section 203(a)(1)(A) $ Increased i.mere:lt costs-Section 203(a)(1)(B) S Closing casts-Section 203(a)(1)(C) ! S I Rcn1a1 paymems-5ection 204(1) I S Down paymem-Section 204(2) S Total I S (3) Total Estimated OwDer-Oc.cupams , $ B-2! '-.~LLL.-\llU:~ OF ESIDL-\TED RELOCATIO?'i A..~1) L\......1) ACQt1STI10~' E..~-SE.S .::. BCSINESS - Estir:lares: ;-;un:be:- of C:a.i=.s Zero (0) \1 oYing S---penses: i.. - ~. . ... 'Ac!U3l' expenses-Section 202(a)(1) I S . Actual" loss of tangible personal properry-Section 202(a)(2) I S . Actual. searc.hing expenses-Section 202(a)(3) S In lieu paymems-Section 202(c) S I Total - E.s timared Business S d. ;-;ONPROm ORGA.J.~1Z.-\TIONS.. Estimates: Number ofC;.;tims Zero (0) I Moving E'genses: >.:.. :> . .. . . 'Actual' e;q>enses-SectiOQ 202(a)(1) S . Actual' loss of tangible personal properry-Section 2.02(a)(2) S . Actual" searching expeoses-Section 202(a)(J) S In lieu paymems-Section 202(c) S Total - Estimared Nonprofit Organizations $ e. FA.R.\1 OPERATIONS.. Estimates: Number of Claims Zero (0) Moving Expenses: "Actual' expenses-Section 202(a)(1) $ . Actual" loss of tangible personal property-Section 202(a)(2) S . Actual" searching expenses-Section 202(a)(J) S In lieu paymems-Section 202(c) S T oral - Estimated Farm Operarioos S f. ADVISORY SERVICES.. Estimates: Number ofOaims Zero CO) Total - Expenses of g:rameelborrower-Section 205 I S g. ADMINISTRA nON - Estimates: Number of Claims Z e r 0 (0) Comracting with individual. firm. association. or corporation-Section 212 S Agreemem wi Federal or State government agency or instrul:nenIality-Section 212 S Total. Estin::ared Administration S ITE.\1 3. GRAND TOTAL EDler the sum of Item I and Item 2. parts a through g in this Item am also on line 3 of the Detailed Project Budget. rtg'JIe 4 of the application. GRA.ND TOTAL RELOCA nON EXPENSES S 1,000.00 B-22 EXHIBIT B-IV.A SECTION A ENVIRONMENT AL NARRATIVE (1) Beneficiaries There are no existing businesses or major development that will benefit from the proposed project. The primary beneficiaries will be the entrepreneurial firms that are enabled through the assistance provided at the incubator and three business support organizations that will be located at the incubator - the Southeastern Technology Center, the Georgia Tech Economic Development Institute Augusta Office, and the University of Georgia Business Outreach Services Augusta Office. These organizations will be co-located in the facility and hence will have the enhanced capability of providing business support services in a coordinated and consolidated manner. As projected in the pre-application, at least 20 new businesses will be created over a three year period resulting in over 100 new jobs. (2) Area Description Physical Setting & Location Augusta-Richmond County is located in the east-central part of Georgia along the Savannah River. The area is the home of the former city of Augusta. The region is served by Interstate Highway Route 20, and US Routes 25, 221, and 278. There are five bridges crossing the Savannah River into South Carolina. Major metropolitan areas within easy driving distance of Augusta include Atlanta (139 miles), Athens (87 miles), Savannah (125 miles), Columbia, SC (75 miles), and Charlotte, NC (167 miles). Several major transportation corridor projects, either proposed or tinder way, include the Savannah River Parkway, Fall Line Freeway, and the Bobby Jones Expressway extension. The CSRA region has twelve existing or proposed Level I, II, and III general aviation airports to serve its residents and businesses including Bush Field in Augusta. Augusta/Bush Field is the only Level III airport; it provides commercial airline commuter service to Atlanta and Charlotte, NC with approximately 20 non- stop departures between these two destinations each weekday. Topography & Geography Augusta-Richmond County is in the Southern Coastal Plain Province. The Southern Coastal Plain is characterized by gently sloping, well-drained sandy loam to sandy soils. The province provides fair to good suitability for residential and industrial foundations. Historical Description The history of the Central Savannah River Area generally centers around the City of Augusta - Georgia's second oldest city. The City was named in honor of the bride of the Prince of Wales, son of King George II of England. The Town of Augusta served as an early military outpost and site of a Revolutionary War battle. Upon the capture of Savannah by the British in 1778, the state government was hastily moved to Augusta, where in 1779, the Georgia General Assembly was organized. The constitution for Georgia was drawn up here, and Augusta served as its capital city between 1785 and 1795. In 1950, the Augusta area adopted a new regional label - the Central Savannah River Area or "CSRA". Population The Augusta, GA-Aiken, SC Metropolitan Statistical Area (MSA) is the largest metropolitan area in the region and the second largest in the state, behind Atlanta. For the period between 1990-1994, the Augusta-Aiken MSA stood second in rate of growth among Georgia's MSAs, posting an 8% increase in population. The Augusta-Aiken MSA is largely dependent upon the health industry, manufacturing, and federal civilian employment. Since 1930, most of the population growth of the CSRA has occurred in the Augusta metropolitan area, including Richmond, Columbia, and McDuffie Counties. Over the period 1930-1992, alarger percentage of growth has occurred in Columbia County than in either Richmond or McDuffie; 730%, 177%, and 132%, respectively. Much of the population movement is out migration from the urban area of Augusta into the suburban Columbia County. Economic Development The CSRA region has an attractive business climate, home to Olin Corporation, Louisiana-Pacific, E-Z Go/Textron, Proctor & Gamble, Monsanto Chemical, MattellFisher Price, Archer Daniels Midland, Sweetheart Cup Co., and many other corporations. Recent expansions and new business announcements include Huron Tech Corp. ($21 million expansion) and Castleberry Food Company (150 jobs). The Augusta-Aiken metro area boasts a low cost ofliving. In addition, . there are an abundance of recreational and cultural opportunities including The Masters Golf Tournament, the Augusta Invitational Rowing Regatta, the Augusta Green Jackets (AAA Baseball), and the Augusta Symphony, Augusta Ballet, Augusta Opera, and Augusta Choral Society. Combined with a classic southern climate of mild winters and warm summers, the Augusta-Richmond County maintains a reputation for one of America's most attractive lifestyles. Natural and Historic Resources Several resources have been identified for future studies or activities - Floridan Aquifer, the Savannah River, and the Augusta Canal. The Floridan aquifer is a groundwater source for the southern portion of the region and is in danger of depletion. Further studies are necessary in order to develop a strategy to protect this valuable drinking water source. The Savannah River is a multipurpose resource - it provides opportunities for recreation, drinking water, wildlife habitat, and aesthetics. A committee comprised of Federal, state, regional, and local agencies, corporations, organizations, and individuals is currently assessing strategies to manage and protect the Savannah River ecosystem in a way that allows the balancing of multiple uses. Finally, the Augusta Canal has been formally designated as a Regionally Important Resource. Future development projects in and around the canal will be reviewed by Columbia and Richmond Counties, the Augusta Canal Authority, and the CSRA RDC for consistency with the Augusta Canal Heritage Area Management Plan. Land Use From the early trading post along the Savannah River to the growing cotton and kaolin industry and the expanding medical and science research center, changes in population and economic development have led to changing land use patterns in and around Augusta-Richmond County. The Savannah River Site, the Fort Gordon Military Reservation, and the opening of the 1-20 transportation corridor have led to extensive growth in the Augusta metropolitan area. New elements that will lead to changes in the land use patterns are major road improvements such as the Fall Line Freeway and the Savannah River Parkway, new downtown riverfront development both in Augusta and in North Augusta, SC, and adoption of land use regulations by local governments. Floodplains and Topography Maps showing the topography of the proposed sites and any potential floodplains are attached as Exhibit B-IV.A.I. \ \ \ } I ",I" ~~ ./' <-- C --~ \- (.) \", /. /- ...., . ~ '"" :tI -, n ::r 3 o ::I c. n o c ::;, .... < .-. C) )> -a .. 3" ell "T1 Dl 3 r- Dl ::) Cl. +- r.J) - ~ l'- ~ ("\ ~ ~ "" ~ , J Oli -11~ . I r= N~~ Co> C>o <'c., ~ Y C>o ~ J- ~ ~ ~ ot:; ./ 'jof. ).tlrP I "t- ", I' s \ \ .\' ::lr-l3)1IV tlr,o 'l-~ "Co 1 r- GI CQ GI ::) Cl. . Dill! . ~ '#- g '#- ~ i 1 ~ i ~i h ;r~ i! ig '#- ;P.I :l . oi ;1'" ~~ i~ ::e .. ~ 6l c: i " ~ i gOC- ~ ~ i C iil ~ r ~ If III i If ~ 8 .. ; i!t E..<g.'g. ~ l J .. < < c=-@.~ (') '" ~ '" . 'l1. "" c " ~ . . "C ~ i ~ ~ ! i (') . ~ z c ~ '" !" ., c c go c ~ ~ I r fOe . - . Q i .g ~ a ~ !- ~:Iln ndifl ~i~ll! '1' ~:. ill l~rHtii I I i ~. i ] H f( AUGUSTA-RICHMOND COUNTY ZONING DISTRICT CLASSIFICATIONS R..l : R..IA: R-IB: R..IC: R-ID: R-IE: R-MH: R-2 : R-3A: R-3B: R-3C: PUD: P-l : B-1 : B-2 : LI: HI: PDR: SCA: ONE F AMll.. Y RESIDENTIAL ZONE ONE FAMll..Y RESIDENTIAL ZONE ONE FAMll..Y RESIDENTIAL ZONE ONE F AMll.. Y RESIDENTIAL ZONE ONE F AMll.. Y RESIDENTIAL ZONE ONE F AMll.. Y RESIDENTIAL ZONE MOBILE HOME RESIDENTIAL ZONE TWO F AMll.. Y RESIDENTIAL ZONE MOL TIF AMll.. Y RESIDENTIAL ZONE MOL TIF AMll.. Y RESIDENTIAL ZONE MOLTIF AMll.. Y RESIDENTIAL ZONE PLANNED UNIT DEVELOPMENT ZONE PROFESSIONAL ZONE NEIGHBORHOOD BUSINESS ZONE GENERAL BUSlNESS ZONE LIGIIT INDUSTRY ZONE REA VY INDUSTRY ZONE PLANNED DEVELOPMENT RIVERFRONT ZONE SPECIAL SIGN CONTROL AREA ZONE AUGUSTA-RlCHrv10ND COUNTY ZONING DISTRICT CLASSIFICATIONS R-l : R-IA: R-IB: R-IC: R-ID: R-IE: R-MH: R-2 : R-3A: R-3B: R-3C: PUD: P-l: B-1 : B-2 : LI: HI: PDR: SCA: ONE FAMJL Y RESIDENTIAL ZONE ONE FAMJL Y RESIDENTIAL ZONE ONE FAMJL Y RESIDENTIAL ZONE ONE FAMJL Y RESIDENTIAL ZONE ONE FAMJL Y RESIDENTIAL ZONE ONE FAMJL Y RESIDENTIAL ZONE MOBILE HOME RESIDENTIAL ZONE TWO FAMJL Y RESIDENTIAL ZONE MULTIFAMILY RESIDENTIAL ZONE MULTIFAMJL Y RESIDENTIAL ZONE MULTIFAMILY RESIDENTIAL ZONE PLANNED UNIT DEVELOPMENT ZONE PROFESSIONAL ZONE NEIGHBORHOOD BUSINESS ZONE GENERAL BUSINESS ZONE LIGill INDUSTRY ZONE REA VY INDUSTRY ZONE PLANNED DEVELOPMENT RIVERFRONT ZONE SPECIAL SIGN CONTROL AREA ZONE -)'6 ,~ . ~{:Jr ..1/ '. . /. '., 'I Y/; ;/ .--/,~., '>t.~' , ,.. .', 1 )...~/ f..t /' -, //' <.:.... I ,/' /,1 't ". ~1, 1/ in.. .~, : :; J,' "\ I' j, ~. '. , , . ->'1-~ " -i .) ;-C~~__ '. "'0/ I -- , en ~ :t~ ~;::: ....~ '-l .t~ {&t;~ :~ ::t --.J 4U\ "'-':- '\.. . ~')~~. \" ~'" '511 Sol) -~ ;. .. '\ ~~' '.' E~~ :>' :::;.--1 ':./J . jj.;'-~~, ~ , \ [ lll~ ,,' \\ Jl,lNV'....-:::' ,::;::p11 . d '1:> l\ /-!!.'!~U _ _\\c~O--' - .1/.1 --~' DuN iI':- '_ -- ~-n L.O(~.U 1.)\..\.-.' . ~ct:. e .,~ \Jt{\ .>" <:. ,. , "'- , q/ / <:. ... ( ....-... .~ 1,& . Photographs and/or Aerial Photographs Photographs of the proposed site and an aerial photograph of the proposed site are attached as Exhibit B-IV.A.2. (3) Alternatives to the Proposed Project Several alternatives to the proposed project were considered during the development of the application. Initial locations were considered throughout Augusta-Richmond County. Early arguments for a location stressed having enough property for a building to house business support organizations as well as proximity to an educational institute. A site at the Augusta Technical Institute rose to the top of consideration for several reasons: 1. Acquisition of the site could be accomplished through intergovernmental procedures. 2. Enough property is available to support an incubator of the size needed. 3. Access to the property currently exists and is quite convenient. 4. Proximity to the Augusta Technical Institute campus provides potential employees as well as educational opportunities. The need for a business incubator in Augusta-Richmond County has been identified in many studies over the past several years. There is no entrepreneur development infrastructure in Augusta-Richmond County. Hence, there are no other projects having similar benefits in the area. Also, because of the lack of any entrepreneur development infrastructure in Augusta-Richmond County, the consideration of a "no-project" decision on an incubator was only briefly considered. (4) Shorelines, Beaches and Dunes, Estuary, Wetlands, and Floodplains There are no shorelines, beaches, dunes, estuaries, wetlands, or floodplain areas located within or adjacent to the project site. Wetland and floodplain maps are attached as separate Exhibits. There are no known potential impacts to any of the environment features from the project activities. The applicant will comply with all federal, state, and local environmental and development regulations to assure that any probably impacts are mitigated or prevented. The U.S. Army Corps of Engineers and the U.S. Fish and Wildlife Service have been contacted regarding the presence of any preswnable wetland resources in or near the project location. Copies of correspondence are attached in Exhibit 2. The applicant does participate in the National Flood Insurance Program. (5) Vegetation and Wildlife Resources a. There are no designated State or National Parks, or National Game Preserves located on or in the vicinity of the proposed project activities. b. There are no Wilderness Areas, as designated or proposed under the Wilderness Act, or wild or scenic rivers, as designated or proposed under the Wild and Scenic Rivers Act that are located on or in the vicinity of the proposed project activities. (6) Endangered Species There are no known endangered or threatened species of plants or animals, or critical habitats, that have been identified in the project area or its immediate vicinity. The project area is currently a non-developed parcel located in an developed urban area. The U.S. Fish and Wildlife Service has been contacted for comments on this proposal for Federal funding. A copy of this correspondence is attached in Exhibit 2. (7) Land Use and Zoning The current land use of the specific project site and adjacent land parcels is shown on the attached Project Area Land Use map. Land uses shown are those utilized in the city-county comprehensive plan. The present formal zoning designation of the specific project site and adjacent land parcels is shown on the attached Augusta-Richmond County Zoning Map. Agricultural land parcels designated as "prime/unique agricultural lands" under the Federal Farmlands Project Act or a local equivalent are shown on the attached Prime Farmlands map. (8) Solid Waste Management a. Types and quantities of solid wastes to be produced. There are two components of the project: the business support offices and the business incubator. The types of solid waste produced by the business support offices will be those typical of office operations - paper, cardboard, aluminum cans, etc. The projected quantity for the three organizations is three (3) cubic yards per week. Please note that these offices are currently in operation and there will no additional solid waste generated by their presence at this location. The other component of this project is the business incubator. Given the nature of the office space to be provided, the majority of solid waste generated should be that typical of office operations. However, occupation of the incubator by high technology or speciality firms could generate exotic or hazardous wastes. This issue will be discussed in Section (9). The quantity of solid waste cannot be estimated at this time. b. Solid waste collection and disposal methods. Solid waste collection at the project location is performed by private sector contractors. Collection dates are negotiated by the solid waste generator and the solid waste contractor. The useful life of solid waste collection is through the contract life. With competitive companies providing solid waste collection services, continued collection will be available for the foreseeable future. Solid waste disposal is performed at the Augusta-Richmond County Landfill. According to landfill personnel, the remaining life of the facility is twenty (20) years. c. Recycling / Resource Recovery Programs The business incubator will utilize recycling programs for aluminum cans, paper, and cardboard. The center will assist tenant businesses with negotiating for recycling of other materials. (9) Hazardous or Toxic Substances a. Production of toxic, hazardous, or radioactive substances. This project is being undertaken to support the development of new businesses. These businesses could be pursuing a variety of products in a variety of fields - for example, bioremediation, biotechnology, or advanced telecommunications. The activities at the incubator will very likely involved the use and/or generation of hazardous or toxic substances. At this time the identification of these substances cannot be made. b. Storage, use, and disposal of hazardous or toxic substances. The incubator will develop regulations for tenant storage, use, and disposal of hazardous or toxic substances. These regulations will be developed in cooperation with federal, state, and local regulatory officials. Tenants will be required to comply with all federal, state, and local regulations and laws on this topic. c. The Applicant Certification Clause is attached at Exhibit B-IV.A.9.c. (10) Water Resources There are no surface and/or underground water resources in or near the project area. A map showing the aquifer recharge areas for Augusta-Ricrunond County is attached. (11) Water Supply and Distribution Systems The source for the Augusta-Ricrunond County water system is the Savannah River and wells located in the southern portion of the county. The quality of the water from both sources is good. The available supply capacity of the Augusta- Ricrunond County system is in the millions of gallons per day. There are no supply issues for either local domestic or industrial/commercial water resources. The amount of water which the project facilities and primary beneficiaries are expected to utilize is negligible. Activities at the incubator will consist of office operations and light manufacturing activities. The business support organizations are currently in operation and hence will not generate additional water demand. (12) Wastewater CoUection and Treatment Facilities a. Description of process wastewaters. The domestic and/or process wastewaters associated with the project facility will be typical of those of a small business. The domestic wastewaters will be those of normal restroom and kitchen facilities. Process wastewaters will be minimal because of the size and number of the incubating businesses. One note is that the incubator will develop stringent regulations to assure that no wastewater from exotic operations that might be incompatible with wastewater treatment will be disposed of in the system. b. Description of wastewater treatment facilities. The Augusta-Richmond County Commission-Council operates a wastewater treatment facility that will serve the location of the incubator. This facility currently has a capacity of 46.1 million gallons per day with an average demand of 30 million gallons per day. The wastewater generated by the incubator will have a negligible impact on available capacity. There will be no discharges with will require on-site pretreatment. The local wastewater treatment system is not inadequate nor is it overloaded. c. Changes in surface water runoff patterns. The current surface of the proposed incubator site is undeveloped property with a land cover of grass and trees. The construction of the incubator facility and associated parking will remove surface area that presently absorbs precipitation. Consequently, there will be an increase in surface water run-off. Design and construction of the incubator will include a stormwater detention pond to temporarily hold excess water run-off from paved areas. The applicant at this time is preparing for the construction of the incubator. The storrnwater discharge permit has not yet been initiated, but will be initiated upon approval of the grant application. (13) Environmental Justice (Executive Order 12898) This project will not result in disproportionate adverse human health or environmental impacts relative to minority and low income persons. (14) Streets, Traffic, Parking a. Local street / road system The incubator will be located on property presently part of the Augusta Technical Institute campus. Access to the campus is provided by Interstate 520 (Bobby Jones Expressway), U.S. Highway 1, and Lumpkin Road. Interstate 520 and U.S. Highway 1 are high volume roads. All roads have sufficient capacity to handle the traffic that will be generated by the incubator. Expected vehicle traffic increase will be no more than 50 vehicles per day. b. Affect upon existing land use. The incubator will be located on property presently part of the Augusta Technical Institute campus. There will be a slight rise in congestion on the campus as up to 50 additional vehicles per day access the campus. Accessing the incubator from Lumpkin Road will have an impact by slightly congesting residential streets. c. Impact on existing transportation facilities. No existing capacities of transportation facilities will be exceeded as a direct or indirect result of this project. The vast majority of traffic congestion will be by automobile. Truck traffic will consist of product and supply delivery. (15) Air Quality a. The proposed project area is not classified as a "non-attainment" area for any criteria pollutants. b. There are no local topological conditions that would hinder the dispersal of air emission. As with any area in east Georgia, from time to time there are transient meteorological conditions (temperature inversions) that temporarily hinder the dispersal of air emissions. (16) Noise The operation of project facilities and primary beneficiaries will not increase local ambient noise levels. All operations will be conducted inside the facility which will be enclosed. (17) Construction Construction can result in temporary impacts such as noise, dust generation, soil erosion and siltation. Several methods will be used to avoid these impacts. Noise will be minimized by retaining as many trees as possible to muffle noise. Also, equipment will be operated according to manufacturing specifications. Dust generation will be minimized by using water application when necessary and appropriate. Soil erosion and siltation will be minimized by avoiding soil disturbance during wet conditions or rainfall. In addition, screening materials will be utilized to reduce siltation. Finally, all federal, state, and local regulations designed to reduce siltation and soil erosion will be adhered to during construction. (18) Permits There are no special environmental permits known to be required for this project. Hence, no special environmental permits have been received. Initiation of the permitting process will begin shortly to assure the timely completion of this project. (19) Public Notification / Controversy a. The community as a whole is generally unaware of this project. The need for a business incubator has been discussed in the community by a wide range of groups. The latest has been in the 1995 "SRRDI Economic Development Plan for the Central Savannah River Area: A Blueprint for the Future" document produced by the Savannah River Regional Diversification Initiative. An excerpt from the document is attached. b. No formal public hearing has been held for this project. c. There have been no public controversies or objections made concerning this project. Section B = Historic L Archaeological Resources There have been no historic/archaeological resources identified within the project area that are either listed on the National Register of Historic Places or considered to be of local and State significance and perhaps eligible for listing in the National Register. Copies of correspondence with the State Historic Preservation Officer are attached as Exhibit B-IY.B. :::- ~ 1 YL [~) ~ ..:...- /. ~ ." - ~--- II ::,..... 10->,.y, 00 A~~~-A ~~'" ,; iJ!. "",,\ ~_ /( '. ) '., , "" ",(~.~-) E XII/Bf 7 g- .IV,,;1. 1. \ i' ).... , f. / '-.... \ ., , \ '. \ , \ .... ~ ) ( ) , ~ Q { I I \' --7 ~I, '/1--1.q I I LA II-I X ' w u z <[ ~ I- Z W ,~y:;:= :'\ "\. 'J ""'- ~ l-N .......... ' C::/j~ -- ~. Ld :t:- N U I~ ( Z ~ <[ ~ 1- ~ Z -, LtJ ,. --- --- \ \ Ml; -- I!l- -- ig ~ , !f " ro' \ .....;1l . \ \ Q "- - - \ \ ~ ------ - ~ ( ..... I u. c 0 z =>> - Do 0 ~ .J - < ::>> /- I 0 In / " " ..-- Z Z / --..- -j ."--... - - / J- W J- S!? ~ 0 / I - ><.< >< ~ I W ..J W : 011 I I I ...... I - ...... I- ...... I LL ...... I 000000000010 o 0 If) 0 '<t 0 0 C> C> 0 (J\ ~ ...... or-..."\O"OO(\1"O oJJ ...... I (3 r-...' 0\ -' tri ci ..0 cri tri '<t - tri r1 ~ (\1 ..... l\.I ..... ..... \D '<t ...... ...... I V) f\J ~~ ...... ...... I -1 ~~ ...... <( ~ ~ I~ ........; 1- 0 t--- ~ --.) - t-- ~ ~ ~ LJ ~ ~ U q ~~V) -.l '-.. ............ ~ V\~ 0.. ~ => ~\C~ - u I- u ~ ~ Dogggggggg ~~~ V) :r:2l\.1MV\DoJJr-...CO(]\ I--i I- . . . . . . . . . ~ V\ ~ X -1l:Jl:Jl:Jl:Jl:Jl:Jl:JLJl:J <(qqqqqqqqq ---~~ W W-1-1-1-1-1-1-1-1-1 ~C:X)<=L- ID:l~D:lD:lD:lD:lD:lD:lr:tl LJ Z I--i l- V) I--i X W I Z <[ -.l (L W I- I--i (/) \\~ \<[ '-' (L 1 \ ~\ 1{!!5/ / I / / .. / ~ If) (L~ .... OJ lJ) C OJ .C +> d --J 5~ (L u o lfl lfl <[ , C> I \0 o M " . ...... ld -1 <( U VJ In t. OJ () OJ c c d -6- c cW o lfll c -- -y Ln u+> r:su OJ l/l!: d~ --J U o ~ -c<[ u -- z View A - View Looking South Across From or'Business Lncubatcr Site View B - View Looking West Into the Business Incubator Site \;:ew C - View Looking :'-Iorth Across From of Inc:lcarcr Sire . : "ty .....:;,.. .... -:- J " ':'.'~ , '0. <~t~ . . '..:?--:~ View 0 - View From Front of Incubator Site Looking Northeast .<ew E - View From Front of Incubator Sire Locking E.1.st View F - View From Front of Incubator Site Looking Southeast View G - View From Front of Incubator Sire Looking Towards A.:.lgusta T ~h (ar:;.ous - - . View H - View From Augusta Tech Campus Looking Towards the In<:ubator Site r . 1 '... ':::.c.<~ .~~ ,~ ::::------ ~ -. ;/ . .-f.' . .--; -~~ ~._.-:- . -: - r Vie'N I - View of the Rear of the Business Lnc'Joaror Site - .-\cutme::lt to Inters-..a.re 520 View J - View of Nearest Building - Augusta Tech Maintenance Facility Vlew K - Vie,,\! of .-\djacent Lmd Cse - .-\11 .-\:anne;1r CJlTIoicx .-\:cro:cm.areiv L.+ \fiie ~Qr.h ... .... .... .. '/ I;)>.-. .. -.J'. EXHIBIT B-IV.A.9.c FORM ED-536 OMB Control NurOOer 0610-0092 Expiration Date: 12131/96 Augusta-Richmond County Commission-Council Applicant's Name: Project Number: .. ..... ...... ..... .. . .. - . ..... -.. .... .. .... ~- .-. ," ",": .:.. . .. '.' ",:.;_.. 1Jiirdi!1I lieUr Simmien:.'.. ...... ...... ....... ..... .' "'" .... ... ...... .. " ... .........-. . , ... ... ... ... . ... .. .... H' .. ..... .... _ .. ...,.,.... . . .' . .. . .. .". ~~!~~~,g~t~~1:~ APPLICANT CERTIFICATION CLAUSE The Applicant represents and certifies that it has used due diligence to determine that the description of the site describerl herein is accurate with respect to the presence or absence of contamination from toxic or hazardous substances. The term .site. includes the entire scope of the project, including furore phases of the project and all areas where construction will occur. 1. Is the site currently. or has it in the past fifty years, been used for any of the following operations or activities : a) generation of hazardous substances and/or waste DYES ~O b) a-eaanem, storage (temporary or permanem). or disposal of solid or hazardous substances X'NO and/or waste DYES c) storage of pea-oleum products DYES )<NO d) used/waste oil storage or reclamation units DYES )(No e) research or testing laboratory DYES )<No f) ordnance research, testing, production. or storage DYES )(No g) chemical manufacturing or storage DYES xNo h) military weapons or ~mTT11mition training or testing DYES ~O i) iron works/foundry DYES ~O j) railroad yard DYES ~O k) industrial or m~mlfacnuing operation DYES )(No Ifany of the above operaIions ever occurred at the site, and appropriate cleaoup or other action was performed in accor~ with the local, State and Federal laws, pmvidl'! donlTnf"'nt~tinn of such cleaIIllp. 2. Do wells draw water from an underlying aquifer to provide the local domestic water supply? DYES ~O B-23 FORM ED-536 Project Number' 3. Has a Federal, state or local regulatory authority ever conducted an environmental assessment, environmental impact statement, or a preliminary assessment/site inspection. or similar environmemal surveyor inspection report at the site? If yes, provitit" cnpi~~ of reports or result. DYES x >>0 4. Have any environmental or OSHA citations or notices of violation been issued to the facility? If yes, provitit" cnpit"~. DYES 5. Have any unpermitted releases of hazardous substances occurred at the facility which resulted in notification to the EPA's National Response Center? If yes, whar wa~ rht" n::lnlrt" nf Iht" rt"lt"a~t"? DYES )(No DYES ~O DYES 1&0 DYES ~O DYES )(NO DYES ~O DYES ~O 6. Is asbestos containing material currently in the facility? If yes, tit"~mht" anti pmvitit" infnnrnrion cnnct"rning ~rart" anti Ft"tieTaI r~gpl::lrnry cnmplianct". 7. Is there any equipment (electrical transformers, etc.) cont:lining polychlorinated biphenyls (PCB) on the site? If yes. de!;crihl- cnntiirinn nf rht" t"qJlipmt"nr i e ::lgt" It"::llring erc. 8. a. Are there underground storage tanks on the site? b. If so, how many are there? c. Have they been inspected for leaks within the past year? If so, whar wt"1"l" !ht" rt'cmlr~? If not, prnvitit" t"xplan::lrinn. 9. Has the facility been tested for radon? If yes, provitit" rt"~lIlr~. 10. Have there been or are there now any environmental investigations by Federal, state or local govemmem agencies which could affect the site in question? If yes, prnvitit" availahlt" infnnnarinn. The applicant acknowledges that This certification regarding hazardous substances and/or waste is a material representation of fact upon which the Governmem relies when executing this award. The Government reserves the right to terminate the award. if at any time during the useful life of the project it becomes aware that bazarcIous substances aOO/or ~aste are present thereon, or that such hazardous substances and/or waste have been inappropriately handled thereon. Further. if it is determined at any time that the presence of hazardous substances and/or waste, or inappropriate h:lndling thereof, has been misrepresented, the Government will utilize other available legal remedies against the applicant. Authorized Signature Title & Date B-24 EXHIBIT B-IV.B GEORGIA STATE CLEARINGHOUSE MEMORAL'IDillvf EXECUTIVE ORDER 12372 REVIEW PROCESS TO: Tripp Reid, Administrator Georgia State Clearinghouse FROM: MR. J\t1ARK EDWARDS mSTORIC PRESERVATION DIVISION SUBJECT: Executive Order 12372 Review PROJECT: Construct Business Incubator STATE ill: GA961209004 DATE: o This notice is considered to be consistent with those state or regional goals, policies, plans, fiscal resources, criteria for developments of regional impact, environmental impacts, federal executive orders, acts and/or rules and regulations with which this organization is concerned. This notice is not consistent with: o The goals, plans, policies, or fiscal resources with which this organization is concerned. (Line through inappropriate word or words and prepare a statement that explains the rationale for the inconsistency. Additional pages may be used for outlining the inconsistencies). o The criteria for developments of regional impact, federal executive orders, acts and/or rules and regulations administered by your agency. Negative environmental impacts or provision for. protection of the environment should be pointed out. (Additional pages may be used for outlining the inconsistencies). o This notice does not impact upon the activities of the organization. 1ased on the information provided, the Georgia HiS10ric Preservation Division believes that this project will not impect ~ or .en:haeologi<:al resources. An( changes to this ~ .. ___ proposed will require further ~ ..., our ~ for compliance with SectkIn 106 of the NIdoneI Hi9lZlric ~ S;gned: . Z-.C) - . - Date: \ 2.-\ Et:.\'\c.o Protad I: G"!t9(",1201-cC;4 F)! CJt'f'II\ c,lj D CC. c.c: Bi L1- bA<(f EDA (JrrJAJE Ft.t/'yJ) G7CA ~ C. J Form SC-3 January 1995 Part V - Project Purpose, Impact, and Program Requirements Section A: General 1. Project Purpose and Impact: An update of the project purpose, impact, employer's status, and other changes is attached at Exhibit B- V,A.l. 2. Electric and Gas Facilities The project does not include electric or gas facilities other than necessary standby emergency electrical generating equipment or internal facilities on the consumer's side of the meter. 3. Minority Participation An explanation of how minorities will share in the project benefits and how minorities are served by existing facilities is provided in Exhibit B- V.A.3. 4. Minority Displacement No minorities are being displaced by this project. Exhibit B- V.A.3 Minority Participation The minority population of the area will share equally in the benefits of the projects. Benefits will be assured through two means. These are minority direction of incubator operations and the second is active use of the facility by minority entrepreneurial firms. This project is being proposed by the Augusta-Richmond County government. The governing Commission-Council has a 50% minority composition. In addition, the direction of the incubator will be overseen by the Office of Community and Housing Development headed by a minority male. The Southeastern Technology Center will oversee direct day to day operations of the incubator facility. The Board of Directors of the Southeastern Technology Center also has extensive minority representation. The Draft Tenant Selection Criteria for the incubator (prepared by the Southeastern Technology Center) expressly lists the pursuit of minority firms as tenants. The criteria state "Applicants to the incubator will be screened and selected from entrepreneurs including downsized SRS employees, female, minority and disadvantaged applicants." There are no incubator facilities existing in the Augusta-Richmond County area at this time. Hence, minorities cannot at this time be served by any incubator services. The purpose of this application is to provide a means of providing incubator services to minority entrepreneurs. Exhibit B- V.C.1 Economic Adjustment Implementation Grant Narrative I. Discussion of the activities proposed for funding which should be identified as integral and priority elements within the Economic Adjustment Strategy prepared or updated within the preceding two years for the eligible area. The Augusta-Richmond County area has had the Savannah River Site (SRS) as part of its economic foundation since the early 1950s. However, with the waning of the Cold War, the need for nuclear materials production capability at SRS has declined. The result has been massive personnellay-offs at the facility and an economic blow to the region. To deal with this crisis, the employment region for the Savannah River Site is pursuing an Economic Adjustment Strategy. This five county region includes Richmond and Columbia counties of Georgia and Aiken, Barnwell, and Allendale counties of South Carolina. The Economic Adjustment Strategy has been funded through the United States Department of Energy. The Economic Adjustment Strategy Final Report was completed in December 1995. The Strategy examines several means of adjusting to the downsizing of the Savannah River Site. One strategy is the development of a business incubator to foster small business creation. The incubator is defmed on page 7 of the report as a Core Program Support Initiative for the region. On pages 11-12 the incubator is listed as a major business and finance asset for economic adjustment in the region. Pages 20-21 of the report lists the recommendation for an incubator, its objective, the background supporting its development, an assessment of benefits, and the actions needed for its development. Exhibit B-V.C.2 Economic Adjustment Strategy The Economic Adjustment Strategy has been developed by the Savannah River Regional Diversification Initiative. The strategy is outlined in the document titled "Economic Development Plan for the Central Savannah River Area: A Blueprint for the Future." the blueprint does meet the minimum requirements for an Economic Adjustment Strategy. Minimum Requirements a. An appropriately designed and conducted planning process. Funding for the project was provided by the U.S. Department of Energy. Requirements for the project were that a comprehensive planning would be utilized. The planning process was designed with assistance from the Department of Energy and received their approval. Conduction of the planning process was undertaken with Department of Energy approval and included their guidance throughout the process. b. An understanding of the economic problems being addressed. An Economic Adjustment Strategy is required due to personnel cut-backs and mission evaporation at the Savannah River Site. This is the economic problem being faced by Savannah River Regional Diversification Initiative. The strategies to be undertaken to address this problem are: 1. Pursuit of new missions for the Savannah River Site, and 2. Pursuit of Alternative Solutions for Continued Development (Business & Financial, Transportation, Physical Resources, Education, and Technology). c. An analysis of the industry sectors and the firms within them that comprise the area's economic base, and of the particular strengths and weaknesses of the area that contribute to, or detract from, its current and potential economic competitiveness. The planning process for the Economic Adjustment Strategy did examine the industry sectors and finns within the area that comprise the economic base. Efforts were concentrated upon the Savannah Rive Site due to the frightening large personnel reduction being faced by that facility. With the immediacy of these personnel reductions, the SRRDI Board of Directors has decided to concentrate efforts on defining the strengths and weaknesses of the Savannah River Site and how they impact the potential economic competitiveness of the region. d. Strategic objectives that flow from the economic analysis and conclusions and focus on stimulating investment in new and/or expanding economic activities that offer the best prospects for revitalization and growth. The strategic objectives from the SRRDI planning process are provided in the Executive Summary of the "Economic Development Plan for the Central Savannah River Area: A Blueprint for the Future." The activities that offer the best prospects for revitalization and growth include: 1. Pursuit of new missions for the Savannah River Site. 2. Strengthening business and finance support in the region. 3. Maintaining and improving transportation resources of the region. 4. Maintaining and improving the physical resources of the region. S. Improving the education level of the region. 6. Making the best use of technology within the region. e. Appropriate and necessary resources in the area and elsewhere which have been identified and are/will be coordinated to support implementation of the Economic Adjustment Strategy. For the pursuit of an incubator for the region, the Economic Development Administration has been identified as a funding resource. Provision of business and technical assistance will be from the Southeastern Technology Center, the Georgia Institute of Technology Economic Development Institute, and the University of Georgia Small Business Development Center. I I I I I - I I , , , , I + Please see pages 7, 11, 12, 20, and 21 for a description of the need for a business incubator and its operating characteristics. SRRDI Economic Development Plan for the Central Savannah River Area Two StlZtes One Future A Blueprint for the Future Final Report December 1995 'The resulting picture is one of a strong, vibrant region with much to offer new and existing industries and a creative vision for the future. II This study was funded by a grant provided by the United States Department of Energy (Grant #DE-FG09.935SRl8344). Lower Savannah Council of Governments would like to emphasize the views and/or recommendations that appear in the SRRDI Economic Development Plan for the Central Savannah River Area are those of the Savannah River Regional Diversification Initiative and do not constitute an endorsement by the United States Department of Energy of the views and/or recommendations detailed in this study. I I I I I I I I I I I J I , I I I I To The Reader: Since the end of the Cold War, the Central Savannah River Area (CSRA) of Georgia and South Carolina has joined communities surrounding Department of Energy defense facilities nationwide in forging a new durable economy for the 21st Century. The new economy is based on a realization that our defense facilities must be downsized to reflect changing world conditions and to meet Federal budget constraints and that the jobs of the future will come in large measure from community initiatives that leverage the technical resources of the defense complex. The economic winners of the 21st Century will be those communities that can best match the resources and talents of its defense facilities to the needs of the private sector. Regionalism is the key to success in the CSRA region surrounding DOE's Savannah River Site. The Savannah River Regional Diversification Initiative (SRRDI) has been established as the mechanism for working with the Federal Government to achieve regional economic diversification in the wake of defense downsizing. The SRRDI region is comprised of two states - Georgia and South Carolina - five counties: AllendaIe, Barnwell, Aiken, Richmond and Columbia - and 32 municipalities that surround the Savannah River Site. While several public/private organizations have undertaken economic development initiatives on their own. regional cooperation from all these governments is viewed as essential to success. Relying on the ideas and participation of key community leaders and the assistance of the Department of Energy and its major Site contractor, Westinghouse Savannah River Company, SRRDI has developed a comprehensive regional plan that describes the assets of the region, identifies some of its most pressing needs, and outlines an approach for diversification that can, in the long term, reduce reliance on traditional defense missions and increase opportunities for job creation in the private sector. The Regional Plan is the result of months of effort by dozens of volunteers from throughout the five~ounty region and is the most comprehensive planning docwnent ever developed on behalf of the twO-state region. Areas reviewed include business and finance, education, information and technology, physical resources and transportation. Several common themes emerged from the work of the various committees. These themes include the impor- U:tIlce of new missions for the Savannah River Site; maximizing the use of technology as an economic development tool, including enhancing educational opportunities for the workforce; making the region more accessible to national and international markets through improvements in the transportation infrastructure; and providing financial incentives and other support for new business development and job creation. c. ~. .~. As they emerge from the plan, the goals of the SRRDI economic development program based on an assessment of these key areas are: · To diversify the region's economic base; · To create and retain high-value, long-term private sector jobs; · To transfer Savannah River Site technologies to new and existing area firms for commercial application. Defining success in this new economic arena centers on three major components: · Applied Research and Development - Leading to the rapid commercialization of new products and manufacturing processes, conducted jointly by the private sector, Savannah River Site and regional university researchers; · Scientific Education and Technology Training - To upgrade workforce skills through modification or development of programs to meet the future needs of regional employers; · Entrepreneurial DevelQpment Services - Provided to individuals or companies involved in research and development or in technology-based manufacturing. These services include incubator space, shared business services, provision of management., marketing, financial and technical services to improve the survivability rate of emerging growth companies. In summary, the overall objective is to create an environment conducive to technology-based startups, busi- ness expansions, and the attraction of new ventures to the SRRDI region. The region is seeking to build a market- driven production-based economy which will sustain the growth and expansion of our vigorous retail and service sectors.. By capitalizing on the capabilities of the region's existing ~ufacturing base, emerging entrepreneurs, Savannah River Site-developed technologies and the unparalleled skills of the area's workforce, the SRRDI goals and objectives are being achieved to the long-term benefit of the entire region and the nation. ~J r2J~oN Dr. Robert Alexander Chairman Dr. Fred C. Davison Vice Chairman I I I I I II I I -- - II I I -- I II I I I I I I 1+ + 1+ '+ I + Table of Contents 1+ :+ I J '+ 1+ + Two Suus 0,,# FtltII,.# +++++++ I I I I I I I I I I I I I I I I I I I Table of Contents I. Executive Summary. . . . . . . . . . . . . . . . . . . . . 6 II. New Missions For The Savannah River Site ............... 1 5 III. Alternative Solutions and Common Themes: A Report of the Regional Plan Committees Business and Finance Report ........ 1 8 Transportation Report II . . . . . . . . . . . . . . 28 Physical Resource Report ........... 35 Education Report...... II . . . . . . . . . . . . . . 46 Technology Report . . . . . . . . . . . . . . . . . . . . 54 IV. The RDllmplementation Strategy: Responding to the Region's Economic Development Challenges .. 60 V. Regional Plan Committees . . . . . . . . . . . . 65 SRRDI Board of Directors VI. Appendix A: . . . . . . . . . . . . . . . . . . . . . . . . . . . . 68 RDI Budget Metrics & Resources Appendix B: SRRDI Proposal Process Anticipated Results Appendix C: SRRDI FV 84 Planning Projects I I I 1+ 1+ 1+ 1+ 1+ .+ I~ I I I I I I I I I + + + T...., Suus 0.1 FlInn Executive Summary ''The plan's basic strategies are to maintain core enabling technologies for both industrial competitiveness and national security, to grow technology- based companies, and to leverage the availability of skilled people and facilities in the Central Savannah River Area." ++++++++++ For more than 40 years, the Central Savannah River Area (CSRAl has benefited from the significant _estment of the Department of Energy in facilities. "chnology, and people at the Savannah River Site. The end of the Cold War has led to inevitable down- sizing of the nuclear defense program. Today, the CSRA is responding by leveraging past Department of Energy investments in people, technology, and facilities to mitigate the impact and stimulate regional economic development. I. Introduction I I I I I I I I I The Savannah River Regional Diversification Initiative (SRROIl has been designated by the U.S. Department of Energy as the Community Reuse Organization (CRO) for the Savannah River Site. As such, SRRDI is charged with developing and implementing a comprehensive plan to expand and further diversify the economy of the Central Savannah River Area in response to the downsizing of the Savannah River Site. This plan provides background '"''1 regional economic conditions resulting from work- .Jrce reductions and outlines steps proposed by SRROI to mitigate the adverse economic effects of defense downsizing. The SRROI region is designated by congressional language and includes Aiken, Allendale, and Barnwell Counties in South Carolina, and Richmond and Columbia Counties in Georgia. For four decades, from the 1950's through the early 1990's, the region's communities and the Savannah River Site forged a bond of mutual reliance as the Site became the region's largest employer. The CSRA is a manufacturing and agricultural region, and its people are manufacturing and agricultural people. This plan capitalizes on the region's assets and the capabilities of the residents of the CSRA. The plan's basic strategies are to maintain core enabling technologies for both industrial competitiveness and national security, to grow technology-based companies, and to leverage the availability of skilled people and facilities in the CSRA. This is intended to minimize impact on SRS Jnd regional personnel and the short-term costs related to paying layoff allowances, wflile simultaneously investing more heavily in long-term economic development. Based on the Rndings or the regional plan committees and in order to mitigate the adverse economic effects of defense downsizing, SRROI is implementing the Regional Diversification Initiative (ROil which is designed to leverage the transition of public sector technology and competencies to private sector regional business partners, leading to the creation and retention of high caliber private sector jobs. The goals of the program are: .. To diversify the region's economic base; .. To create and retain high value, long-term private sector jobs; .. To transfer Savannah River Site technologies to new and existing area firms for commercial application. Core I='rogram Support Initiatives The key to the success of this program will be SRRDI's support for initiatives which fit into three major components: .. Applied Reseal'1:h and Development .. Leading to the rapid commercialization of new prod- ucts and manufacturing processes, conducted jointly by the private sector, Savannah River Site and regional university researchers. .. Scientific Education and Technotogy Training .. To upgrade workforce skills through the modification or development of programs, to meet the future needs of regional employers. .. Entrepreneurial Development Services .. Provided to individuals or companies involved in research and development or technology-based manufacturing. These services include incubator space, shared business services, provision of management, marketing, financial and technical services to improve the survivability rate of emerging growth companies. The overall objective is to create an environment conducive to technology-based business start-ups, business expansions, and the attraction of new 7 ventures to the SRROI region. The region needs to build a market-driven, production-based economy which will sustain the growth and expansion of our ligorous retail and service sectors. By capitalizing on the capabilities of the region's existing manufac- turing base, emerging entrepreneurs, Savannah River Site-developed technologies and the skills of the area's workforce, the SRROI goals and objectives can be achieved to the long-term benefit of the entire region. II. Overview of CSRA Region Amenities The CSRA region has an attractive business climate, offering extensive assistance to new businesses and industry seeking a friendly and supportive location. The region has a classic southem climate of mild winters and warm summers. New businesses and industries have found it easy to transfer employees here because of the region's nany amenities. The facts outlined below, along with an abundance of recreational and cultural opportunities, have served as attractions to newcomers to the area. The Augusta region is one of the premier medical centers in the Southeast with more than 25,000 people employed in the medical community. The Medical College of Georgia, the state's health sciences university, is one of the top ten schools in the country for general practitioners. The Medical College of Georgia is also dedicated to research, breaking new ground in telemedicine and cell signalling research. The cost of living in the region is 3% lower than that of the nation. The average selling price of a home in 1993 was $97,698 with an average num- ber of listings of 3,532 during the same time period. The CSRA region has a comprehensive support '3nd supplier base and a quality transportation necwork which includes convenient interstate access and Augusta's Bush Field Airport with 20-25 major commercial carrier flights per day. Utility rates for the region are below those of other states in the nation. , I I J I I I J I I J I I I I I I I i Population Characteristics The SRROI region has seen continuous grovvth in past decades. This growth is often attributed to the many amenities and resources available in the region. In 1990, the population of the five-county region surrounding SRS was 408,705. More than 92 percent of this population lived in three counties: Aiken, Columbia, and Richmond. Augusta was the largest city, with a population of 44,639. The largest cities in the region in 1990, besides Augusta, were Aiken (19,872), North Augusta (15,351), and Barnwell (5,2551. The population of the region grew at an average annual rate of 1 .7 percent during the 197os. The average annual growth rate slowed to 1.2 percent between 1 980 and 1990. During the 198os, the median age of the popu- lation in the region, the two states, and the nation increased. By 1990, the median age for the region was 31.2 years, a 13 percent increase from 1980. The 1980 and 1990 median ages for the region were lower than those of the nation and the two states. The median age for the cities was higher than that for the rural areas. In 1990, 75.4 percent of the population lived in areas classified as urban. The urban-rural mix of the region was slightly more urban than that of the United States with a 73.7 percent urban population. During the 198os, the urban-rural composition of the region did not change significantly. Columbia County had the largest change in urban population, with an increase of slightly more than 10 percent. In 1970, all the counties except Richmond were more than 50 percent rural. By 1980, four of the five counties, Aiken, Barnwell. Columbia and Richmond, had more than 50 percent of their populations living in urban areas. The commuting patterns of the SRROI region reveal that the majority of persons both live and work in the region. Close to 90% of persons working in the SRRDI region have their residences in the region, while less than 5% of those living within this region, commute to destinations outside the region. The primary regional commuting destination is Richmond County, with close to 100,000 commuting 8 I I I I I I I I I I I I I I I I I I I The primar,! regional commuting destination is Richmond County, with close to 100,000 commuting workers from outside the county, followed by Aiken-60, 000, Columbia-15, 000, Barnwell-8, 000 and Allendale-4,000. The CSRA region offers a host of advantages for businesses and industries seeking a new location. It is an excellent, low-cost location in which to conduct high technology business in a productive atmosphere. Excellence of educational facilities, availability of a labor force, and the area's quality of life all combine to make the region an extremely attractive location. Economic Conditions The region prospers in a favorable labor climate. The Metro Augusta area has not had a union work stoppage since 1978. Excluding paper and allied products, the percentage of manufacturing plants unionized is under 5%. In the non-manufacturing sector, there are virtually no unions. The workforce of the CSRA has a remarkable 1ase in scientific, communications, engineering, biomedical and advanced technology skills. These skills are a result of long-established industries in the chemical, nuclear energy, and medical research fields. In addition, the unique communications center at the U.S. Army's Fort Gordon provides modern telecommunications capabilities. Two natural assets - wood and kaolin -- have created unique opportunities for companies to market a variety of products made from these resources. The CSRA is one of the world's largest suppliers of kaolin for ceramic and fillers. Forestry companies make wood products ranging from paper and pulpwood to fine furniture and flooring. The mostly non-union workforce has a traditionally strong work ethic. Local education systems are assets to any new business or industry. Within the CSRA region, there are several technical/vocational schools and local colleges and universities which serve the region. There are a variety of programs that are offered ~hrough these institutions that focus directly on area business needs. In 1995, Augusta Technical College was awarded a $1.5 million grant aimed at retooling the machine tool industry. Augusta Technical College was one of six schools around the naticn splitt:ng the U.S. Cepartment or ~ducation's Machine Teol .~dvanced Technology (MAST) grant. The CSRA region had a greater percentage of payroll from manufacturing in 1 989 than the average for Georgia and South Carolina: 43 percent compared to 26.1 percent for Georgia and 38.2 percent for South Carolina. Richmond and Aiken Counties dominated the economy in the region; together they accounted for 87.2 percent of the area's employment of persons 16 years or older in 1990. In Richmond County more residents 'MJrK in the public administration sector than in any other sector; services is ule second largest employer. In Aiken County, the pattern is different, with manufacturing employing the most residents and retail ranking second. In 1990 the unemployment rate for the nation was 5.5 percent of the civilian labor force, compared to a rate of 7.1 percent in 1980. Among the five counties in 1990, Barnwell County had the highest unemployment rate (9.8 percent] and Columbia and Aiken Counties had the lowest (3.1 and 3.9 percent, respectivelyJ. In 1990, the two less populated counties in the region (Allendale and Barnwelll were more rural and had a higher proportion of their populations engaged in agriculture than the other counties and the two states overall. Of total employment in 1990, agriculture occupied 10.6 percent in Allendale and 5.1 percent in Barnwell. Employment in both the service and manufacturing sectors is larger than that in agriculture in each of these counties. Sources Georgia and South Carolina Departments of Labor, 1993. Socioeconomic Data Base, Haliburton NUS, 1992. U.S. Census Bureau, 1993. Bureau of Economic Analysis, 1993. 9 III. SRS Impact on Region The Savannah River Site (SRSJ currently has about 20,000 employees with an annual payroll of approximately $1 billion. While a majority of the Site's workers reside in Aiken County, the total work force is scattered throughout a five-county region of Georgia and South Carolina and beyond (Figure 1). In 1994, the Site purchased $578 million in goods and services, including $184 million in South Carolina and $145 million in Georgia. Figure 1 Estimated Distribution of Savannah River Site Workforce, 1995-~- South Carolina Aiken County Allendale County Barnwell County Other Counties Total South Carolina 10,907 234 1.411 1,866 14.418 Georgia Columbia County Richmond County Other Counties Total Georgia 2,398 3.484 411 6,293 Other States Grand Total 31 20,742 .. Based on estimated site employment as of January 31, 1995 and actual distribution of workers in fiscal year 1992. Taxes Site employees pay a substantial amount of taxes to support local governments. In Aiken County alone, Arthur O. Little Company estimates that the County receives $1.5 million as its share of state income tax paid by SRS employees and collects about $6 million in property tax revenues from these employees. 10 ~.._--~~.-.-----._-~-_.__.~.._. -'- Community Involvement I I I I I I I I I I I I I I I I I J Site employees are deeply involved in civic activities with 52 holding elected offices in county or municipal governments. More than 200 others hold leadership positions in civic, cultural, youth, religious or pOlitical organi~~tions. In 1994~ Site employees gave nearly $2 million to area United Way fund drives along with 3,550 pints of blood and more than 65,000 pounds of food. Tuition paid by Westinghouse Savannah River Company for its employees enrolled in colleges and universities totaled nearly $1.2 million in 1994. Workforce Reduction Due to budget reductions, since 1988 there has been a reduction in the work force at the Savannah River Site from 25,000 to 17,000 current jobs. It has been projected that by 2016 the total SRS population will be 10,994, an actual loss of 14,000 jobs. According to the U.S. Chamber of Commerce the loss of 1,000 manufacturing jobs results in a ' loss of at least 640 other jobs in the community. It is anticipated that an even greater negative impact to the CSRA region will be experienced because of the Site's significant presence. Economic Transition: The SRRDI Role The fact is that the current effort to downsize the Savannah River Site work force means that the region must make a major transition in its economic base. The Central Savannah River Area must strive to achieve economic independence to reduce its historic reliance on Savannah River Site jobs for economic stability. The Department of Energy has proposed to commit over $25 million in FY96 for community assistance to help mitigate the adverse effects of downsizing on the SRS region. SRRDI, as the designated CRO for the region, is positioned to take the lead in this transition effort on behalf of the affected communities. To accomplish a successful transition, the region must have financial support to "seed" programs I I I I I I leading to diversification of the economic base. The CRD will focus its programs on the creation and retention of high value jobs to preserve the human and physical resources of the region. These resources must be transferred from the government sector to the private sector within the five-county region around the Savannah River Site if the area is to avoid significant economic impact. Another factor leading to the success of this initiative is the identification and creation of private sector partners who will work hand-in-hand with the Site and the community to leverage public sector investment with private hmds. SRRDI will assist in this effort by providing critical linkages between the Site and the business community. SRRDI will under- take this task with the existing network of economic development organizations from the region. I I IV. Alternative Solutions I I I , I In order to obtain the community's involvement in the planning process, five working committees were developed. These five committees were: :ansportation, Business and Finance, Physical Resources. Education, and Information and Technology. The reports of these committees as contained in this planning document provide a consensus from which to base implementation strategies. The resulting picture is one of a strong, vibrant region with much to offer new and existing industries and a creative vision for the future. Despite projected downsizing of employment at the Savannah River Site, the region's resources and the commitment of its leaders are forging a combination of leadership and resolve that will serve the region well as it seeks to diversify its economy. Several common themes emerged from the work of the various committees. These themes include the importance of new missions for the Savannah River Site: maximizing the use of technology as an economic development tool, including enhancing educational nnportunities for the 'NOrkfurce; making the region more ..;essible to national and international markets through improvements in the transportation infrastruc- ture; and providing financial incentives and other sup- port for new business development and job creation. Following in summary form are key findings or the committees that assessed the resources and needs of the region: I. Business and Finance Extensive financial resources are available for business financing throughout the SRROI region. However, there is no specific focus on start-up businesses and seed capital financing. The Business and Finance Committee recommended creation of one or more SRRDI Regional Seed Capital Funds to stimulate new business startup. These funds would be accompanied by mentor programs to help budding entrepreneurs succeed. The Committee recommended increased marketing of available funding resources, increased training for the region's workforce, and transportation improvements, including a possible regional airport to serve Columbia, SC and Augusta. Georgia. The Committee concluded that the SRRDI region has a strong economic base but more programs are needed to retain and enhance existing businesses. Greater privatization of Savannah River Site functions and establishment of a broad-based local calling zone were also included in the recommendations. Aggressive economic development initiatives included proposed creation of a single, region-wide economic development group, establishment of enterprise zones and special tax districts, support for new business startups in incubator facilities, and increased transfer of government technology to the private sector. During the course of several months of study and evaluation, the Business and Finance Committee focused on several areas that would serve to strengthen and diversify the region's economy. The Committee adopted the following recommendations: .. Recommendation #1: Promote the creation of a seed capital fund program for the five county area. .. Recommendation #2: Establish an incubator 1 1 facility and other mechanisms vvhich promote the development of small businesses within the SRRDI region. .. Recommendation #3: Encourage the use and development of available business development funding sources in addition to the creation of new, creative funding sources. .. Recommendation #4: Encourage, develop and promote increased training opportunities within the five county area. .. Recommendation #5: Encourage improved and increased air service for business travelers. .. Recommendation #6: Promote the improved business climate for existing businesses within the SRRDI Region. .. Recommendation #7: Encourage the privatization of Savannah River Site technologies to private sector businesses. ,. Recommendation #B: Promote new business attraction for the five county SRRDI Region. .. Recommendation #9: Encourage the five counties of the SRRDI Region to focus on the development and promotion of a regional image. .. Recommendation #10: Promote the use of the facilities and programs available at the Savannah River Site for economic development. .. Recommendation #11: Encourage the strengthening and development of the major growth industries for the five county region. II. Transportation The CSRA is served by several local airports including Bush Field, Aiken Municipal and Daniel Field Airports. Of the three, Bush Field is the only one that offers commercial flights through major arriers. Local airports in the CSRA are planning to upgrade their facilities in the next five years. To foster regional growth, the transportation committee recommends a study to determine the viability of a regional airport to serve both Columbia, South Carolina and Augusta, Georgia. I I H I Numerous projects are underway to improve road transportation within the region. Two active projects - the Fall Line Freeway and the Savannah River Parkway - are viewed as highest priority, opening up the region to the South and the West. Extension of Augusta's Bobby Jones Expressway into South Carolina, connecting to 1-20, will form a complete beltway around the metro Augusta area. Adding interchanges and widening 1-20, the heart of the region's transportation corridor, are also seen as major improvements in the region's economic viability. I I I I I I I I I I I I I I I The Committee also recommends that the Region actively pursue opportunities for passenger rail service and support continued accessibility to the Savannah River for commercial purposes. In Summary, the Transportation Committee rec- ommendations included: .. Recommendation #1: Encourage improved and increased air service for business travelers. .. Recommendation #2: Encourage the continued upgrading of the road systems within the SRRDI Region. .. Recommendation #3: Encourage the improvement of the rail network throughout the region. .. Recommendation #4: Encourage the use of 1- 20 as a major economic development resource. .. Recommendation #5: Encourage and promote the continued uses of the Savannah River. III. Physical Resources Although the unincorporated SRRDI region contains some 1.6 million acres, only slightly more than 20 percent is developed, leaving an abundance of land for future economic development. 12 I I I I I I I I I I I I I I I I I I I The SRROI region has an ample inventory of sites to accommodate industries of all types, but too few of these sites are developed and ready for occupancy. In addition, the region's metropolitan counties, (Aiken, Columbia and Richmond) lack large, publicly-owned sites. This is a distinct disadvantage in industrial recruitment since many industries seek incentives from state and local governments in making siting decisions. In particular, the Physical Resources Committee found that the SRROI region needs to develop new industrial parks designed to accommodate more high-tech industries. The Savannah River Research Campus in Aiken County, which provides incubator space with standard development sites, is an example. Augusta's Southeastern Technology Center concept also offers a promising way to promote new business startups and relocation in the region by linking medical, engineering and communications activities into one central campus. The Committee also recommends developing a regional industrial park for Allendale and Barnwell counties and additional parks along the 1-20 corridor. Complete infrastructure should also be developed in existing parks. An inventory of available space for industrial and commercial development should be created. Regional leaders should assess the need for construction of speculative buildings and identify sources of publirJprivate funding for such buildings. Tourism remains a key industry in the CSRA and should be promoted and fostered along with the Region's clean environment. The Physical Resources Committee adopted the following recommendations: .. Recommendation #1: Encourage the develop ment of several new industrial sites and the completion of infrastructure in existing sites. .. Recommendation #2: Promote the construction and marketing of speculative buildings with in the region. .. Recommendation #3: Encourage utility development and improvements within the region. .. Recommendation #4: Encourage planned development within the region. .. Recommendation #5: Market the resources available within the region to resource based industries. .. Recommendation #6: Encourage the develop ment of tourism as a major industry for the SRROI Region. .. Recommendation #7: Promote the Region's "clean" environment. IV. Education A strong commitment to educational excellence is critical to the region's current and future success as is further development of training facilities for first-time and existing employees. These key conclusions of the Education Committee fonn the basis for several recommendations including: .. Recommendation #1: Create a CSRA Education and Technology Electronic Network to link classrooms and provide resource information about science, math, computers and educational pro grams in technology. .. Recommendation #2: Establish Information Technology Training Centers to provide training and technical support for local education entities and to support training and retraining for current and potential employees. .. Recommendation #3: Create an Applied Manufacturing Laboratory to provide comprehensive training for Manufacturing Technology; 13 .. Recommendation #4: Create an Electronic Instrumentation and Control Laboratory to demonstrate computerized electronics, automa~ tion and process control training systems. The Committee recommended that more K-12 vocational education opportunities be provided and programs offered to link classroom concepts with applications to future careers. v. Information & Technology A state-of-the-art information infrastructure is needed to enhance the Region's ability to rapidly access infonnation technologies to attract industries, sustain grovvth and diversify the Region's economy. To develop this infrastructure, the Infonnation and Technology Committee recommends: .. Recommendation #1: Establishment of a regional economic development and geographic system for the five-county SRRDI area based on the client-server model; .. Recommendation #2: Establishment of a regional economic development and geographic infonnation interstate network; .. Recommendation #3: Establishment of public access to the Internet by making computers available in schools, libraries, and other public outlets; .. Recommendation #4: Promoting increased technology transfer among area businesses and establishment of a technology transfer data base. 14 I I I 1+ .+ .+ 1+ .+ .+ .+ I I I I I I I I I New Savannah River Site Missions + + + "Long a mainstay of the nations defense pro- duction complex, the Savannah River Site -- like other DOE facilities nationwide -- is seek- ing to identify new missions and create new relevance as the 21 st Century dawns." ++++++++++ Two SUUI 0.. Fa",,.., I I I I I I I I I I I I I I I I ) I J The first comprehensive regional economic development plan for the Central Savannah River Area (CSRAJ grew out of the challenges presented by dramatic downsizing of the region's largest employer - the Department of Energy's Savannah River Site. New Missions for the Savannah River Site In the wake of the end of a half century of Cold War, more than 8000 jobs - or nearly one- third of the total - were lost at the Savannah River Site between 1 993 and 1 995 with more cuts anticipated in succeeding years. Long a mainstay of the nation's defense production complex, the Savannah River Site is seeking to identify new missions and create new relevance as the 21 st Century dawns. Even with aggressive efforts to diversify the area economy, these new missions are essential to the region's continued economic stability and its ability to attract technology-based, job- creating businesses and industries. The strong technical core competencies of the Site's people coupled with its abundant land, sophisticated infrastructure and unparalleled community support make it an ideal location for carrying out many critical missions in the years ahead. Some of those missions include: Tritium Production Additional supplies of tritium - a radioactive isotope of hydrogen - will be needed in the future to maintain the operational readiness of America's remaining nuclear arsenal. With a half-life of approximately 12.5 years, tritium decays rapidly compared to other elements and must be replenished to assure that our nuclear warheads maintain their effectiveness. Since all five of the Savannah River Site's ,Jroduction reactors are now shut down, there currently is no available source of tritium production in the United States. In October 1995, the Secretary of Energy announced her intention to pursue a dual-track approach to choose a future tritium 16 production technology. DOE's preferred options include construction of a linear accelerator or use of an existing commercial reactor as a national security demonstration project. The Secretary announced that both options will be evaluated during the next three years before the winning technology is selected. The Secretary also announced that, because of its historic leadership in tritium production 2nd handling, the Savannah River Site is ODE's site or choice to serve as the home of the new tritium production source - a new mission which could help preserve the Site's core competencies, take advantage of its available land and infrastructure and benefit from its unrivaled community support. J:)lutonium Cisposition In response to the Department of Energy's Stockpile Stewardship requirements, the Savannah River Site offers considerable experience in produc- tion and management of plutonium from the nuclear weapons program. Most of the plutonium made for the weapons program was produced at Savannah River over a 40 year period. The Site has the technical expertise and the facilities to meet ODE's needs for plutonium management and disposition in the years ahead. Spent Fuel Management The United States faces a major challenge in developing workable solutions to questions associated with storage of spent nuclear fuel. These challenges are viewed by many as a major Site opportunity for the future. The Savannah River Site offers the experience, the technical competence and the facilities to help resolve these pressing issues. The Site's Defense Waste Processing Facility (oWPFJ is a state-of-the-art facility designed and built to vitrify liquid waste, converting it into a stable glass form for long-term storage. While oWPF is designed to address processing and storage of the nation's defense wastes, similar expertise is available to address all types of spent fuel. Neither the Site nor the community, however, desires to be recognized as a "waste dump" with storage only as the ultimate goal without the accompanying positive research and technology development missions associated with spent fuel handling. International Thermonuclear Experimental Reactor (ITER] This prototype fusion energy reactor is a joint international project which can help pave the way for commercial fusion power in the 21 st Century. The international partners include the United States, Japan, the European Community and the Russian Federation. A decision on where to site the international fusion project is expected in 1998. Local community leaders are actively promoting the Savannah River Site as the home of the ITER project because of its long-term potential for job creation and for establishing the Site and the region as an international leader in the development of fusion energy - the same energy which powers the sun. The multi-billion dollar ITER project is expected to attract scientists from all over the world and enhance the region through creation of a more ..;osmopolitan community with international schools and greater opportunities. Other Missions In addition to these potential missions, the Site has the potential for carrying out many other jobs for DOE and the nation, creating new industries and new jobs in the process. Examples include recycling of contaminated scrap metal from SRS into useable containers for storing low-level radioactive wastes, advanced environmental remediation technology for cleanup of SRS and other DOE sites and establishment of the International Center for Applied Research [lCARl to create Centers of Excellence associated with various technical challenges.1 17 ( I i I I I I I I I I I I I I I I I I ) ) I ,+ ,+ ,+ ,+ .+ .+ .+ I I 1+ 1+ 1+ I I I Two SI""1 o,,~ F'II.r~ Business And Finance 11lTa.JgxxJt tte SRRDI Regm, ~ financial resources are available for business finarcing.1I ++++++++++ J ) I I I I J I I I I l- I I I I I I I The Business and Finance Committee recom- mends positive actions in a number of key areas - from seed capital financing to strengthening our regional approach to economic development to promote job creation in the CSRA. The recommendations include: START-U~ (SEEC] CAPITAL FINANCING ~ECOMMENOAT10N: Promote a regional seed capital funds program for the five county area. 08..JECTIVE: A seed capital funds program would encourage business development within the region by focusing on start-up businesses. Such a program will allow those entrepreneurs in high-tech business ventures to obtain financing within the region. 8ACKG~OUNO: Throughout the SRRDI region, extensive financial resources are available for business financing. One of the major problems cited with these resources is that they lack a specific focus on start-up businesses and seed capital financing. Entrepreneurs interested in high-tech and other unconventional businesses often must travel to cities outside the region to secure financing. This has a special impact on the emerging industries expected to "spin-off' from the areas of research, engineering and medical facilities. Several business financing programs funded by the ODE were reviewed by the committee. One of these was the Small Business R&D Fund for Technical Innovation. This program is intended to support the start-up and expansion of technology- based businesses with strong potential to rapidly commercialize new products and processes. Seed funds will be awarded to enable entrepreneurs to engage in high risk R&D projects that typically cannot be financed through conventional sources. Seed funds are used to determine the feasibility of their ideas and plans and the development of prototypes for commercial products. Projects may qualify for grants of up to $35,000 on a competitive basis. These grants do require matching funds in order to le\/ere~e ODE runes ,end to er,SiJre thcc 2werds ~o to ventures with Rna~cial strength. In crder co qualify, companies must employ fewer than 250 people and be engaged in a technology-based manu- facturing or R&D. Another program funded by DOE was en Enterprise Investment Fund Program. Tnis program is intended to provide early stage financing for growth oriented companies involved in the de'Jeiop- ment of new products and processes. The program is designed to generate revenue, and thus becomes self-sustaining, by taking equity or debt ownership in fractions of companies. The Enterprise Fund is a hybrid equity/capital financing fund for small technol- ogy-based companies. The Fund will offer boch debt and equity capital investments to its target market. The Fund's market is established manufacturing and technology-based firms located in the region. The fund will invest in firms that engage in converting defense technologies to commercial applications, as well as, other investments to assure a balanced portfolio and to contain investment exposure. The fund will target firms whose financing needs are considered too risky for investment by traditional lending sources. The debt component of the fund is a revolving loan fund. The equity component will be a high risklhigh return, long-term[typically five years) investment in technology -based companies. The equity component will be managed with the same investment criteria as a venture capital fund. A pilot program for economic development using small businesses has been suggested by a member of the Business and Finance Committee. The program begins with two equity funding corporations - one in Georgia and one in South Carolina. Each corporation would be authorized to issue stock up to a maximum amount of $2,000,000. The stock would be sold in units of $500 per share with the maximum purchase by any individual of $5,000. Each shareholder would be permitted a 20% state tax credit on their initial investment for five years. The equity funding Board of Directors would invest the proceeds in start-up or expansions of small firms within their area. Investments would be limited to firms with fewer than 50 employees and have a maximum investment of $200,000 to anyone firm. 19 Another component of the pilot program is providing business mentors in order to improve the SUC88SS rate for each business. A successful business l2rson or a very knowledgeable technical scientist would also work with each small business to bolster management expertise. The Board of Directors of the Equity Funding Corporation would be required to attend a training program totaling four days covering the following topics: Suggested Training Program for Members of the Board of Directors and All Mentors .. Psychology of Entrepreneurs .. Information - Collection, Uses, Analysis .. Business Organization - Legal Requirements .. Basic Market Research - Preparation of Plan and Evaluation .. Venture Capital Investing Fundamentals .. Portfolio Analysis and Evaluation .. Investment Committee Ethical and Legal Obligations .. Marketing Plan Review .. Strategic Plan - Preparation and Evaluation . Servicing and Monitoring Investments The above activity could be carried on in cooperation with the Small Business Development Centers. The centers work with entrepreneurs to develop their business plans. The centers could be reimbursed for their expenses by charging a processing fee plus interest received on funds held pending investment. ACTIONS: Consider the creation of one or more SRROI Regional Seed Capital Funds similar to one of the funds described above with capital generated from individuals and institutional investors. Advocate the use and creation of mentor programs. INCUBATOR RECOMMENCATlON: Establish an incubator facility for the development of ~mall businesses within the SRRDI region. OBJECTIVE: With the increased availability of resources for business 20 entities within the region, incubators will provide a system to match these businesses with the resources available. I I I I I I I I I I I I I I I I I I I BACKGROUND: It is expected that there will be a large variation in the types and sizes of business opportunities which will be formulated due to the downsizing of Savannah River Site. The number and types of organizations which can respond to the needs of companies interested in these business opportunities are many and varied. The use of an incubator provides a viable solution so that the maximum number of candidate companies will be able to contact the maximum number of resources. ASSESSMENT: New business incubators offer an alternative to many business owners. Designed to nurture fledgling and start-up firms, incubators serve as "mother hen" facilities providing: .. Flexible space and flexible leases, often at below market rates; .. Shared basic business services such as tele phone answering, bookkeeping, word-processing and other secretarial help, receptionist services and access to fax and copy machines, computer and business libraries. The business will 'pay as you go', purchasing those services when you. need and conserving capital for marketing, pro duction, and new product development and other vital efforts; .. Business and technical assistance through a combination of in-house expertise and a network of community support. Assistance in account ing, legal issues. patents, marketing, business planning, engineering and prototype development are only a few of the services incubators can help with; .. Financing assistance, whether help obtaining a bank loan or assistance in gaining access to fed eral and state R&D funds, venture capital, revolving loan funds or financing from individuals; .. A network of relationships with peers, other I I I I I I I I ~ I I I I ~ I I I r r business owners who are dealing with the same issues, who can help work through rough times and may evenwally become customers or suppliers. ACTIONS: Identify a facility within the SRRDI Region which can provide start-up facilities for up to t'Nenty small business units of sizes varying from two to ten persons. Encourage all major planning and support organizations to attend the incubator for consultation on a regular schedule. Develop and support programs and actions which support and facilitate the creation of new business ventures from within the region. OTHER TYPES OF FINANCING RECOMMENDATION: Encourage the use and .-fevelopment of available business development fund- "Ig sources in addition to the creation of new, creative funding sources. 08~ECT1VE: To promote the existing programs available for business development and to encourage the creation of innovative and creative financing resources. 8ACKG~OUNO: The SRRDI Region has a multitude of federal, state, and local funding programs available to its residents. The r~gion is served by two Small Business Development Centers that provide counseling and assistance in applying for federal loan programs such as SBA loans. The Lower Savannah Council of Governments and the CSRA Development Company offer similar assistance with federal and local funding programs. Several other local agencies and municipalities within the SRRDI Region offer loan Jgrams and assistance. Some of the major problems with this financing is that its is not always publicized, there is often red tape and much paperwork required, and not everyone is eligible for these funds. ASSESSMENT: A fairly comprehensive listing or funding resources available within the SRROI Region was compiled for the Business and Finance Commir;tee. This information can be found in Appendix A. An innovative idea that is in use and has been successful in Louisville, Kentucky entails the city's three major banks joining together to create a minority loan program, that focuses mostly on business expansions and less on business start-ups. The county, in which the city is located, is also a partner in this program, in that they will guarantee up to 40% of the loans made through the program. The program has evolved to include women and handicapped individuals. ACTIONS: Market the funding resources available in the SRROI Region. Pursue a funding program sponsored by the major local banks serving the SRROI Region. EDUCATION AND TRAINING PROGRAMS RECOMMENCATJON: Encourage. develop and promote increased training opportunities within the five county region. OaJECTlVE: One of the needs specified by all business entities is a trained or educated workforce. In order to make the SRROI Region more desirable to new businesses, steps to improve the education and training of the areas workforce need to be taken. 8ACKGROUNC: One of the perceived weaknesses in the SRRDI Region is a lack of a skilled or technically educated workforce and programs for entrepreneurial development. In order to successfully retain businesses and to improve the region's ability to attract new businesses, improved education in these areas is necessary 21 ASSESSMENT: Located within the SRRDI Region. there are several technical/vocational schools and local colleges "cluding: Aiken Technical College, Augusta Technical College, Augusta College. Paine College. and USC-Aiken. There are a variety of programs that are offered through these institutions that focus directly on area business needs. Augusta Technical College has two programs. the Business and Industry Service program and the AMTECH Center. Both of these programs cater directly to a business' needs and they also offer specialized training for individuals. If a business needs to have a specific training program designed it can be covered in these programs. They also offer retraining. Augusta Technical College has also recently instituted a training and retraining program for SRS employees. Aiken Technical College offers similar programs for businesses. One program used successfully in other cities is a high school vocational training program directed toward a specific regional industry need. For example in one particular city, the plastics industry felt that there was a lack of a trained work force for their industry. To compensate for this, they . lined together with their trade association and the local high school vocational-technical schools to create an injection molding program for high school students and current employees who might need retraining. Currently no such program is offered in the SRRDI Region at the high school level. but only through local technical colleges. ACTIONS: Promote the training and retraining programs available in the SRROI Region. Consider the creation of a high school level training program offered through the vocational-technical schools. Improve marketing of existing programs. AIR SERVICE RECOMMENDATION: .lcourage improved and increased air sefV'ice for Dusiness travelers. OaJECTlVE: Improved business air sefV'ice to the region would make the region more desirable to businesses looking to locate a new business. I I I I I I I I I I I I I I I I I I I BACKGr:lOUNC: The region is sefV'ed by several local airports including: Bush Field. Aiken Municipal and Daniel Field Airports. Of these three airports. Bush Field is the only one that offers commercial flights through . . major camers. ASSESSMENT: The airline industry is currently dealing with increased operation costs. overcapacity in the market, decreased yields and stagnation in domestic travel demand. In order to sUfV'ive these changes and return to profitability the airlines are taking steps to return to the basics. They are doing this by having fewer megahubs, selectively reducing sefV'ice, discontinuing unprofitable service and reducing their participation in large scale airport improvement projects to name a few steps. Some of the effects of these changes can be seen at Bush Field. Bush Field representatives report that although the number of flights is decreasing, the flights that remain in sefV'ice offer more seats. Even with the number of seats remaining the same, a major complaint that is heard concerning air sefV'ice throughout the region is a lack of direct flights. Changes are also projected to occur to the gen- eral aviation airports in the region. The forecasts for Daniel Field indicate that both based aircraft and operations will have a substantial increase by 2012. The future expansion of the airport could be hampered by existing incompatible land uses that surround the airport. Aiken Municipal Airport has several improvements planned for the next five years and an improvement budget of $3.5 million. There have also been recent discussions concerning Aiken Municipal being desig- nated as a reliever airport for Bush Field due to the constraints of Daniel Field. In addition to the air transportation sefV'ice provided by the airport, there are approximately 225 acres of airport property available for industrial development. The city has 22 I I I I I I I I I I I I I I I I I I I plans to develop this area over the next few years. ~CTIONS: ,Jromote the undertaking of a study to determine the viability of a regional airport to serve both Columbia, South Carolina and Augusta, Georgia. Encourage the provision of improved business services at the general aviation airports within the region. STRENGTHEN EXISTING BUSINESSES ~ECOMMENCATION: Promote the improved business climate for existing businesses within the SRROI Region. OBJECTIVE: While the attraction of new businesses to the area is a goal for the entire region, steps must be taken to retain the businesses that already exist. jACKG~OUNC: The SRROI Region currently has a strong economic base. Currently, there are existing initiatives in place to retain and enhance existing businesses. With cutback imminent at SRS, more emphasis will need to be placed on existing businesses. ASSESSMENT: With cutbacks occurring at Savannah River Site, negative impacts will be experienced by existing businesses. In order to compensate for these impacts stronger initiatives will be needed to help strengthen the roots of these existing businesses. Several ideas on ways to deepen the roots and strengthen existing businesses were developed in the Business and Finance Committee. One of the first suggestions was to attempt to have the entire region designated as a local calling area. The fact that this is not the way the phone system is currently set up was seen as a hindrance 1 local businesses. Another suggestion was to encourage manufac- tures to buy and sell products locally. Programs are being used in other cities that are dealing with this problem successfully. Tile most popular method used is creating an on-lir.e electronic bulletin board that contains a listing for potential clients/customers and other businesses concerning who offers what products/services and where to find the business. Another similar method is being used in Birmingham, Alabama. Tiley have published of minority/women owned and operated businesses. This directory is targeted towards attracting business from larger companies for the minority/women owned businesses. Tnis type of publication could be converted to serve the needs of all businesses rather than a specific group. Many other cities have added government procurement assistance to the services that they have made available to businesses. One of the major reasons for the need for this is that federal contract or bid requests for less than $20,000 are not publicized, and nearly 65% of federal government contracts are for less than $20,000. Some of the cities and counties located within the SRROI Region have organizations available to them that offer business seminars and other infor- mational services, while others in the region do not have these service. ACTIONS: Contact Southern Bell to determine the feasibility of the entire SRROI Region being in a local calling zone. Promote the creation of an electronic bulletin board or a directory for business products and services. Encourage more assistance with government procurement. Insure that SRS is promoting policies to maximize purchasing in the five county SRROI Region. PRIVATIZATION ~ECOMMENCAT10N: Encourage the privatization of Savannah River Site technologies to private sector businesses. 23 OB~ECTIVE: Privatizing technologies at the Savannah River Site '^lill attempt to keep high-caliber workers from the site in the local workforce. Keeping this section of the workforce is vital to the future health of the region. BACKG~OUNC: As the Savannah River Site(SRS) initiates downsiz- ing, there will be obvious concern by employees for their continued employment. Even those in critical positions who may not be impacted by the current reduction in force will take appropriate measures to ensure their own economic welfare. Many talented high-caliber workers involved in scientific, engineering and management functions will explore alternative employment opportunities outside the SRRDI Region. This potential out-migration of highly skilled workers will severely impact the region's ability to attract new technology-based businesses. ASSESSMENT: In an effort to retain this pool of technical talent and site capabilities in the SRRDI Region, commercially iable SRS functions need to be identified for privatization within the SRRDI Region. High value functions related to fabrication, production, laboratory testing, and analysis design and research need to be examined to determine their potential for privatization either on site or outside the complex. Through privatization, there would be opportunities for former site employees to seek reemployment within the region. Incentives to privatize these functions could be provided by ODE and through SRRDI. ODE could contract with these newly established small businesses to continue providing services to the site. Employees currently employed in these departments could be offered severance incentives which may encourage them to apply for positions at new companies. Through the proposed "seed capital fund" and the Hall Amendment, SRROI would have the capability to sponsor this effort by providing start-up capital and equipment. These new "private business venture" vvould be able to seek out other new commercial business opportunities, expand their customer base, and potentially create new jobs within these companies. As independent small businesses, they would have the opportunity to solicit commercial customers. Some of the anticipated results of this action are: I I I I I I I I I I I I I I I I I I i .. New company formations creating "corporate headquarters. in the SRRDI Region. .. The potential for lower cost services to SRS. .. New private sector jobs created within the community. .. Increased capital equipment purchases by local firms. .. Increased demand for office, manufacturing and light industrial space. .. Increased demand for locally produced value added products. .. Decreased economic reliance in the region on public sector funding. ACTIONS: Identify commercially viable SRS functions for privatization within the SRRDI Region. Support and/or provide incentives for privatization. NEW BUSINESS ATTRACTION RECOMMENCATION: Promote the attraction of new business to the five county SRRDI Region. OB..JECTlVE: The attraction of new businesses to the region will serve to diversify and strengthen the local economy. BACKGROUNC: Not only is there a need to strengthen existing businesses, but it is also necessary to attempt to attract new businesses to the region. New industries will serve to strengthen, deepen and diversify the economic base of the region. ASSESSMENT: There are several economic development entities in the SRRDI Region including the Metro Augusta Chamber of Commerce, Aiken/Edgefield Economic 24 J I I I J J I I I I I I I I I I I Development Partnership, The Tri-County Alliance, the Aiken Chamber of Commerce, the Aiken ':orporation, the Lower Savannah Council of Governments, and the CSRA Regional Development Center that work to support economic development initiatives and partnerships with private industry. In addition to these agencies, there are state and local incentives provided to potential businesses. Both the City of Augusta and Richmond County have a tax incentive opportunity for manufacturing businesses locating in their jurisdictions. The States of Georgia and South Carolina also offer a package of tax incentives to potential industries. In many cities, the use of enterprise zones has been successful in attracting new businesses to designated areas. These zones provide financial incentives for businesses that locate in the zone, such as tax breaks, lower sales taxes, etc. In return for these incentives, the company is required to contribute some amount of capital investment or a certain number of local residents or persons on lublic assistance must be hired. The SRROI Region is also served by a newly completed Savannah River Research Campus. The campus is designed to host a wide-range of technology- based business ventures from the largest international firm to the smallest entrep-eneurial stat-up. The campus contains the Cooperative Research Center 'Nf1ich pruvides space for technology start-ups. The campus also offers development sites for existing industries. ACTIONS: Pursue the creation of an enterprise zone within the SRROI Region. Encourage the creation of special tax districts. Encourage local municipalities and counties to structure their own package of incentives to fill existing gaps. Consider creating additional incubator sites within "he SRROI Region. Promote development partnerships with cities or counties and large landowners to cooperatively develop new industrial parks. REGIONALISM RECOMMENCATlON: Encourage the five counties of the SRRDI Region to undertake a more regional view on economic development programs and regional image building. OaJECTlVE: Undertaking regional cooperatives will allow smaller jurisdictions to compete on the same level with larger jurisdictions in the economic development field. The pooling of the regions resources would enable the region to become a more attractive location for new businesses. 8ACKGROUNO: The SRROI Region is comprised of the two states: Georgia and South Carolina; five counties: Allendale, Barnwell, Aiken, Richmond and Columbia Counties; and thirty-two municipalities that surround the Savannah River Site. Several public/private organiza- tions have undertaken economic development initiatives of their own, but with the SRROI initiative, the cooperation from all of these governments will be necessary for success. ASSESSMENT: Local government plays a vital role in the economic success of a region. Without the strong support of local government, economic development initiatives will likely flounder. The SRROI Region is especially challenged in this respect, due to the fact that the are not only several counties and municipalities joining together for one purpose, but two state~ as. wel~. . Because of this fact. the development of regionalism in is a key factor. Charlotte, North Carolina is a classic example of how regionalism can benefit everyone. An organi~ation called the Carolina's Partnership was created In the late 1980's. Money was raised through fundraising to create a marketing plan to .sell" the Greater Charlotte area. The partnership is composed of public and private leaders throughout the region. The partnership acts as the lead in the area of . industrial recruitment. Every county in the partnership is connected together through a computer system that allows communication through E-mail and instant transferral of site information through REIS. 25 The partnership has experienced many successes. The idea behind the partnership is to first pool the region's resources to attract new businesses and then to find the best site for the business within the region. Every county within the partnership has an equal opportunity to locate the business within their county limits. Greenville. South Carolina has a group called SPRINT. SPRINT is a Special Response Investment Team. The Team consists of member of city administrators and members of the local utilities. The purpose of this group is to respond to the needs of special prospects interested in locating in their city as quickly as possible. Another successful method used for regional economic development is the creation of a region-wide development group. In the Davenport, Moline and Rock Island Metropolitan Statistical Area(MSAJ, which is similar to the Augusta MSA. the creation of the Quad City Development Group was determined as the most vital part of the region's economic development agenda. The development ~roup works as the representative for the entire MSA. The members of the group consist of members of each community, such as mayors, city administrators and private citizens. ACTIONS: Promote the creation of a region-wide economic development group. Facilitate the creation of a SPRINT group for the SRRDI Region. Encourage the development of a marketing program that encompasses the entire region. ADVANCED TECHNOLOGY ECONOMIC CEVELOPMENT RECOMMENOATlON: Dromote the use of the facilities and the programs available at the Savannah River Site for economic development. OaJECTlVE: To encourage the transfer of technology and expertise from the site to area businesses and industries. I I I I I I I I I I I I I I I I I I I 8ACKGROUNO: The transfer of existing technology at the Savannah River Site to private business is vital to the future development of the SRRDI Region. Technology transfer moves government-developed technology into the commercial world, helping businesses sharpen their competitive edge. ASSESSMENT: The Savannah River Site's mission for the future has changed and a new component of their mission includes the promotion of technology transfer. Savannah River is pursuing opportunities to use the Site's technologies, capabilities, and resources to contribute to the nation's national security, economic prosperity and environmental stewardship. Savannah River plans to provide centers of excellence in numerous technologies and capabilities as it attempts to become a better neighbor and global partner. The Site has two laboratories that are used for research and development as well as educational programs: The Savannah River Technology Center and The Savannah River Ecology Laboratory. The Savannah River Technology Center is the Site's applied research and development laboratory. Housed in the center is a technical library; chemical, robotics, environmental sciences, and instrument development laboratories; metallurgical facilities; and machine and glass shops. The Savannah River Ecology Laboratory is operated by the University of Georgia. This lab is recognized by scientists throughout the world as a leader in the field. A planned addition, that has recently opened, will be used for environmental education programs. Technologies have also been developed at the Site through years of operating and maintaining a nuclear weapons facility that have now become a tremendous resource. The Site is considered to have advanced experience with hydrogen technologies, vitrification, environmental technologies, advanced remote sensor systems, stabilization of nuclear materials. and robotics and remote engineered systems. 26 I I I ~ I I I I ~ I I I I I I I I I I The Savannah River Site has also had a strong history of demonstrating successful applications of new or adapted technologies. Some of the available capabilities are design/engineering/fabrication, technical support, operations support, environmental remediation and restoration, waste management, and chemical processing. All of these capabilities and technologies are transferrable to the commercial world through a variety of mechanisms described below. Cooperative Research and Development Agreements: Joint research and development of new technologies is conducted that is beneficial to all partners including private industry, trade associations, state and local governments, universities, or nonprofit organizations. User Facilities: Access is provided to SRS facilities for hands-on use by private sector rJersonnel including industry, academia, and other ,:ederal agencies. Work for Others: Both private industrial firms and other Federal agencies can procure selected work on a full-cost basis from SRS. Personnel Exchanges: SRS ercourages personrel exchanges !:€tween SRS and industry scientists and engineers to promote application of expertise to commercial activities wtlile gaining first-fland l<now1edge of ffiS capabilities. Direct Technical Assistance: A company with a product- or process-related problem is referred to SRS through existing agencies, at which time the company's technical problem is matched with an SRS expert who investigates the situation and recommends a solution. Licensing: Licensing agreements allow industrial partners to patent and copyright SRS technologies. Integrated Demonstrations: Through this resource-saving approach, many technologies are combined and tested as potential solutions to environmental problems. Land: Ori~inally farmland. SRS now encomoasses a timber and fcrestry research center managed by the U.S. Forest Service. This 'last alTay of land covers 19B,344 acres or 310 square miles. In 1972 SRS was designated as the nation's first National Environmental Research Park. These objectives can be achieved through a strong economic development partnership ',vith SRRDI, all level of governments, and the technology agencies (DOE, WSRC, SCRA, Georgia Research Alliance, STC, SCUREF, and EROAJ. Technology commercialization will be induced by DOE/SRS contractor technical transfer efforts such as SRS patent and licensing, USC-Aiken intellectual property evaluations, and similar programs. Other efforts to commercialize technology will include maturation facility and incubators. Several entities have been established or identified as cooperatives with the site to encourage the transfer of technology. The Savannah River Research Campus, the TNX facilities, and the Southeastern Technology Center are some of these entities. ACTIONS: Support and publicize the technologies, expertise and programs available through the SRS. Reinforce the availability of technical .tools. at SRS. Aggressively target industries or programs that focus on technology for development. Maximize the use of SRS resources for commercialization and job creation. 07 GROWTH INCUSTRV CEVELOPMENT .:tECOMMENCATION: Promote and support the development of the major growth industries for the five county region. OB.JECTlVE: To serve to strengthen the diversity of the region's economy. BACKGROUNC: Based on an assessment of regional resources, including the Savannah River Site's world class capabilities, highest priority should be given to projects which have the greatest potential for creating long term permanent jobs in the private sector. ASSESSMENT: For the reason stated above, "thrust areas" have been identified for the development of growth industries. Thrust areas were selected based on their focus on identified Site and regional resources including: .. Biotechnology .. Environmental Equipment or Processes .. Microelectronics -- Advanced Sensor Technology .. Advanced Materials -- Plastics and Composites .. Manufacturing, Management and Control Systems .. Pharmaceuticals .. Food and Forestry Production and Processing .. Nuclear Technology .. Mineral Production and Processing .. Medical Equipment .. Computer Software .. Computer Hardware .. Industrial Equipment .. Energy Saving Equipment .. Electrical Equipment .. Optoelectronics .. Small Business Incubators .. Entrepreneurial Development .. Technology Training .. Centers of Excellence 28 The support for the "clustering" of diversified technology-based industries involved in research and development and manufacturing in these thrust areas in the SRROI Region will result in the retention of high value jobs in the region and benefit SRS by providing local resources to support future missions through local world class private contractors. t I I I I I I I I I I I I I I D J I I ACTION: Promote and support the "clustering" of existing and new diversified technology-based industries involved in research and development and manufacturing in the thrust areas. Promote and support attraction of business and industry compatible and complementary to the existing economic base. t' c This study was funded through a grant provided by the United States Department of Energy C (Grant # DE-FG09-93SR18344). Lower Savannah Council of Governments would like to emphasize the views and/or recommendations that appear in this srudy are those of The Savannah River Regional Diversification Initiative and do not constirute an endorsement by the United States Department of Energy of the views and/or recommencrations detailed in this srudy. Two Staus One Furure Regional Plan i\ Bllleprint For The Fllhrre 21 ~ Current Land Use G~" j"'!i'[j Introduction 2 j]!!!', Executive Summary 22 ti Hospital Locations 3 11 ~ New Missions for SRS 23 Ii Industrial Parks 13 ~ RDllmplementation Strategy 24 I\itj Landfill Locations 17 ill Median Household Income 25 Iiii Office Parks 18. m Manufacturing Sites 26 III Persons Per Square Mile 19 ill Road Improvements 27 II Recreational Areas 20 iii Water Service 28 D Sewer Service Areas Since me end of me Cold War, me Cencral Savannah River Area (CSRA) of Georgia and Soum Carolina has joined communities surrounding Depamnem of Energy defense facilities natiomvide in forging a new durable economy for me 21 St Cemurl' The new economy is based on a realization mat our defense facilities must be downsized co reflecr changing world conditions and co meet Federal budget constraims and mat me jobs of me furore will come in large measure from community initiatives that leverage the technical resources of me defense complex. The economic winners of me 21st Cenrury will be mose communities chat can best match me resources and talems of meir defense facilities co me needs of me private seaor. and is me most comprehensive planning docwnem ever developed on behalf of me two-state region. Areas re\ie\ved include business and finance, education, informacion and technology, physical resources, and cransporration. As they emerge from me plan, the goals of me SRRDI economic developmem program based on an assessmem of mese ke\r areas are: · To diversi1)r me regions economic base; · To create and retain high-value, long-term private seaor jobs and · To rransfer Savannah River Site technologies to ne\v and existing area firms for commercial application. D dining success in this new economic arena cemers on three major components: Itegionalism is me key to success in the CSRA region surrounding DOE's Savannah River Site. The avannah River Regional Diversification Initiative (SRRDI) has been established as the mechanism for working · Applied Research and Developmem-Leading to the with me Federal Governmem to achieve regional economic rapid commercializacion of new products and manufacruring diversification in me wake of defense downsizing. processes conduaed jointly by the private seaor, Savannah Th SRRDI " . ed f River Site and regional university researchers; e regIon IS compns 0 two . . - r . d So th Car lina- · Soenrific Education and Technology Training-to sratQ--\JeorgJa an u 0 fi . dal . upgrade workforce skills through ve counoes: Allen e, Barnwell, Aiken, IC_. SAVAJI.'NAH RIVER '\ .. Richmond and Colwnbia-and 32 ~IONAL DlvERsmCAllON 1NmA~ modificaoon or developmem of . . ali. _L - d th - - - programs to meet me furore needs of muruap oes wat surroun e . ' . __~ . 5 ____L n:.. S' Whil ral ublid . G~or la c- Soutb Carolma regIonal emploYerS; a\-dllIlaI1 l'.lver Ire. e seve p pm'are . '. . . . ha d--'u . del. Emrepreneunal Developmem Semces--ProVlded to orgaruzaoons ve un t:l~n economIC ev opmem . ..I:...: " . ... th . . nal . fro all th mU1V1duals or companies mvolved m research and develop- lI1loaaves on eJI own, regIo cooperaaon m ese . . d rial mem or in rechnology-based manufacruring. These senices governments IS \1ewe as essen to success. '. mdude mcubator space, shared business services, provision of management, marketing, financial and technical services to improve the survivability rate of emerging growth companies. ~Ying on the ideas and participation of key communit)r leaders and the assistance of the eparnnem of Energr and its major Site conrraaor, Westinghouse Savannah River Company, SRRDI has de\reloped a comprehensive regional plan chat describes me assets of me region, idenrifies some of its most pressing needs, and ouclines an approach for diversification mat can, in me long term, reduce reliance on rraditional ddense missions and increase opporrunities for job creation in the pm-ate secror. The Regional Plan is me result of months of effOrt by dozens of volunteers from throughOut me five~unty region ~ In summary, me overall objective is to create an environment conducive to technology-based startup, business expansions, and me attraction of ne\\r venrures to me SRRDI region. The region is seeking to build a market-driven production-based economy which will sustain the growth and expansion of our vigorous retail and smice seaors. By capitalizing on me region's existing manufaaurinr base, emerging enrrepreneurs, Savannah River Site-developec.. technologies and the unparalleled skills of me Site's workforce, me SRRDI goals and objectives are being achieved to me long-term benefit of the entire region. Executive Summary An Attractive Business Climate The CSR..-\. region has an amac- rive business cllmare. offenng exrenSIVe asslsrance ro new businesses and indusrry seeking a friendly and supporrive locarion. New businesses and indusrries have found ir easy ro rransfer employees here because of me region's many ameniries, including an abundance of recrearional and culrural oppor- runiries, and a repuration for one of America's most attractive lifestyles. The region has a classic soumern climate of mild winters and warm summers. The cost of living in me region is 3% lower man that of me nation. The average selling price of a home in 1993 was $97,698 wim an average number of listings of 3,532 during me same time period. The CSRA region has a comprehensive SUppOrt and supplier base and a qualiry rrans- porration nerwork which includes convenient interstate access and Augusta's Bush Field Airporr with 20-25 major commercial carrier flights per day. Uriliry rates for the region are below those of orher states in the nation. Continuous Growth The SRRDI region has seen continuous growth In past decades. This growth is often amibured ro me manv amenities and resources available in rhe region. In 1990, me population of me five-counry region surrounding SRS was 408.::-05. :Vfore rhan 92 percent of this population lived in rhree counties: .-\.iken, Columbia, and Richmond. Augusta was me largest city, wim a popularion or 44,639. The largest cities in me region in 1990, besides Augusra, \vere Aiken (19,872), North Augusta (15,351), and Barnwell (5,255). The population of me region grew at an average annual rare of 1. 7 percent during me 1970s. The average annual growth rate slowed ro 1.2 percent between 1980 and 1990. During me 1980s, me median age of me population in me region, me rwo states, and me nation increased. By 1990, me median age for me region was 31.2 years, a 13 percent increase from 1980. The 1980 and 1990 median ages for the region were lower than those of the narion and me two srares. The median age for me cities was higher man mat for the rural areas. In 1990,75.4 percenr of the popula- tion lived in areas classified as urban. The urban-rural mix of rhe reaion was slightlv more urban rhan ~ ~ , that of the United States with a 73.7 percent urban popularion. During the 1980s, rhe urban-rural composition of the region did not change significantly. Columbia Counry had the largest change in urban population, with an increase . Executive Summary liil P'::~;\I"ITII~'~I"I" j~::"::~.i, . . .. _" 11I,,1! '~~:~II -.- .'. >!,<:.';'.O<-;'~:J"\.~ ..;..;..,..... -'. ~. --....-".~:;.~~:.... ......' ::.r~.~~'. . _:."':-;.:;-.~~ ......,;.,;...,.:.r..ifOI-.:-4o-.;.:..~~_.~._:"-': . ...... .';..." '.'!;"":';'~';''''''\'''''''::o;~.,:o;,.~''';''_ _ . .. =- :. .....::;.- f!';-~ - ii" -.... . ~. .... ., ;F:.~~:1:~~~,:~~;~.~::~~, j-- JO. Lir'!1~ ..1..,. ".... -., 4 _ ~~~.t~<..' ~,~;~ or slie:htk more rhan 10 percenr. In 19-0. all rhe counties excepr Richmond were more rhan 50 percent rural. B~' 1980. four of rhe n,'e counties. .-\iken. Barnwell, Columbia and Richmond, had more rhan 50 percent of rheir popularions ]iying in urban areas. The commuring parrerns of rhe SRRDI region reveal rhar rhe majoriry of persons borh live and .~-t ~1f;.'":" -~ ,. #.;. - :-:,-. a;. .- followed b,' ,-\iken-GO.OOO. Columbia-I5.000. Barnwell-S,OOO and .-\.llendale-4.000. The CSR-\ region offers a hosr of advantages tor businesses and industries seeking a ne\\. locarion. Ie is an excellenr. lo\\.-cosr locarion in which co conducr high rechnology business in a producr!,.e armos- phere. Excellence of educarional faciliries, availabilit), of a labor .~.~ ~. .. .a'~~ ~.. ~" tI!~: ow ~ .. . -. ~ .~. .( . ',. f' ." ":; . . ." - .- ' . .,~.~~ -~ -. ..~~ .~, ~A -.: :"~t . .t,'., ':~ .- ~i ~. .~- i~''" . 1" .:~j~.., - p"- ~ .~ - .. :-:.~~-- .;.;~~~. ~""''-'- '''~_:....~./. ~.~~.. ..,.:;'......::J...........'\:~ . . ." : ..;\......w~\..." ~_' ~: ", ."'.... "0 .~ . '~f '.', .-.1' ... ~~.. ... ,I j ... - . ..,......' ~t,:-~ .'. .I'~~ ':;1 . ~ . ~ .';'.\;~,_.,"':.~~:.'''.l.. .-~:'_i...~.~ . ...f 'N.'. '.~''-'''''' .,' l..' ".' .~"l " . .'., ,... ".,~:-.'~ ~ ~~. '-. .~'''''''' "/ - ...... ~ ..:..-.......... ~ ..: ~....~. .....,~ '-~. . ..'~ ~. 'r.- " ,-. .~. - - . ' . ~. ,.. '--\.. .. .:;\ '- "~ .... . . .... '~.... .'::.... ~ -:~t-" ...:....- "'t.~~"". ":<If.>> .,-... .... ._.:....... ...:.~."". """'. 1"'''-. ,~l '''''-(.''0 '." _... _,.'. ......', ~w .... ..,... .;:.... ......,....,,~, ,,,~ '".-#~ -<:',:':'.',. ..' " .. . ..~.- t.--:.... ........ - .. ....fr_ ~ "-:'._~:' _~~ ;.r7).....~ 'y .. 4'.. .. ~ ~~ ~,~ 1''- .'. ~.(.(,. \.. ...c..:.k~. ., ......]1 ;,;t.... -, .... . ':.;~ ""\ 'r:': ~ ::~. .~ . ,..~.. Jj:;i;:." ~"f....r~ ~.~ ".~:.:.~~~.~-.~:.,. .. .~. :~:,.. ~ ': .1i:.:.... ...... ;.o.~*" 01 ... ~..-:~..,~- '<,.'. .... -' .,!~~... _ .., ..' "I ..~~ .'.,.. - . ~'.~ ~ '':..:.' /-,. ;:...~ ~. ':.": .......~.':~ .,:.- '.:, ~ ;: . - ,. _.: :'"' work.in rhe region. Close co 9000 of pe:-sons \\.orking in rhe SRRD I region have their residences in me region. whiie less than 5% of rhose li"ing wirhin this region commute ro desrinations ourside rhe region. The primal\" regional commucim: . ~ - desrinarion is Richmond COUnty. wirh close co 100.000 commucing workers from ourside rhe coun,,'. <9 ... "' force. and rhe area's quality of life all combine co make the region an extremeh- atrracrive locarion. A Remarkable Workforce The region prospers in a favor- able labor climare. The I\1erro ,-\ugusrc. area has not had c. union work scoDDage since 19-8. " ~ Excluding paper and allied producrs. rhe percentage or" manufacruring plants unionized is under 50'0. In [he non-manufacturing secror, [here are ,.ireualh- no unions. The workforce of rhe CSR-\ has a remarkable base in scientific. .. .. communlcaClOns. engmeenng. biomedical and ad,.anced rechnolog:' skills. These skills are a resulr of long-esrablished industries in the chemical, nuclear energ:'. and medical research fields. .... The AugUSta region is one of [he premier medical cemers in the Sourheast wirh more rhan 25.000 people emplo~.ed in rhe medical communit),. The :vIedical College of Georgia, rhe srare's healrh sciences universir:', is one of rhe cop ren schools in the coumr" for general practitioners. The Medical College of Georgia is also dedi cared to research, breaking new ground in relemedicine and cell signalling research. In addition, rhe unique communications cenrer at [he C.S. A.rm~"s Fore Gordon provides modern relecommunicarions capabilities. Two natural assets- wood and kaolin-have creared unique opporeuniries for companies co marker a varier:. of products made from these resources. The CSRA. is one of rhe world's largesr suppliers of kaolin for ceramic and fillers. Foresrr:' companies make Executive Summary wood products ranging from paper and pulpwood to fine furniture and Booring. The mostly non-union \vorkforce has a traditionally strong work ethic. Local education systems are assets to any new business or industry. Within the CSRA. region, there are several technical/voca- tional schools and local colleges and universities which serve me region. There are a variety of programs that are offered through mese institu- tions that focus directly on area business needs. In 1995, Augusta Technical College was awarded a 51.5 million grant aimed at .etooling the machine tool industry. Augusta Technical College was one of six schools around me nation splitting the U.S. Department of Education's Machine Tool Advanced Technology (N1A.ST) gran t. The CSRi\. region had a greater percentage of payroll from manufacturing in 1989 man the average for Georgia and Soum Carolina: 43 percent compared to 26.1 percent for Georgia and 38.2 percent for South Carolina. Richmond and Aiken Counties dominated the economy in me region; together they accounted for 87.2 percent of the area's employ- ment of persons 16 years or older in 1990. In Richmond County .nore residents work in me public administration sector man in any other seCtOr; services is the second largest employer. In .-\iken Counr;-. the pattern is different. with manu- facturing employing the most residents and retail ranking second. In 1990 me unemployment rare for me nacion was 5.5 percent of the civilian labor force, compared to a rate of 7.1 percent in 1980. Among the five councies in 1990, Barnwell County had the highest unemploy- ment rate (9.8 percent) and Colwnbia and Aiken Councies had the lowest (3.1 and 3.9 percent, respectively). In 1990, the twO less populated counties in the region (iillendale and Barnwell) were more rural and had a higher proportion of meir populations engaged in agriculture than me other counties and the two states overall. Of total employment in 1990, agriculture occupied 10.6 percen t in Allendale and 5.1 percent in Barnwell. Employment in born the service and manufac- turing sectOrs is larger man that in agriculture in each of mese counties. Sources Georgia and South Carolina Departmems oHabor, 1993. Socioeconomic Data Base, Haliburton ~US, 1992. U.S. Census Bureau, 1993. Bureau of Economic Analysis. 1993. SRS Impact on the Region ^ t the beginning of 1995, the rlsavannah River Site (SRS) employed about 20,000 employees with an annual payroll of approxi- mately S 1 billion. By year's end, employment had shrunk to about 17,000 wim more downsizing anticipated. While a majority or me Site's workers reside in Aiken County, the total work force is scattered mroughout a five-county region of Georgia and Soum Carolina and beyond (Figure 1). In 1994, the Site purchased 5578 million in goods and services, including S 184 million in South Carolina and 5145 million in Georgia. Taxes Site employees pay a substantial amount of taxes to SUppOrt local governments. In Aiken County alone, Arthur D. Little Company estimates that the County receives $1.5 million as its share of state income ta.x paid by SRS employees and collects about $6 million in property ta.x revenues from these employees. Community Involvement Site employees are deeply involved in civic activities with 52rholding elected offices in county or municipal governments. More than . Executive Summary . ~ _.: .;.:..; Figure 1 . Estimated Distribution of Savannah . River Sire Workforce, 199.5 South Caroli1l4 , .. .Aiken Councy .. .' 10,907 A,llendale .~1!-DCY ". 234 Ba:rowell County ~'. 1,411 ,~'.::otJ:iCi. p>~ti~.!~t'1 ,866 .;;,'-.;rowSouth Carolina14,418 .' "..:. - ~ . ~j~~0Vr~~i.~~'~rg.:.i~i):~': .',;:.:COli.unbia .COUnty:s;. 2,398",,1";:,..,-;: . :'.'::~:.:~', ~:, '.f..:. ~""~;_''''' ,1. '_~_'_~ ~-~~<?!1d:U?,~ty ~~.'484:~~:' :: :" . liiOther'COWiti .." c,: 4lL .;.;., . ~ . '" . - -:..",="1; "':"~ "_J." t: ..... ~.~... _-:- ~ :'...:r,,"_ ,'. ot3l-GCo~ .. ,293':;j,; 1. .i~ '~Odi'..,.,~rSt"lfr.,,, '~"3"(,':t:'hi~:~ . "_~-~ .. _~. ~ ~:--:"1 . .: ~~:''":'.r,.. I"" ~'Gmid'Toi:U. -. O:742?~~p.~:, .' -..'''''.'-:..-. -' . ~ . ,..'"" : _)J~1'i~ttm:iixf:~Cin .i~C!n~:a;Of .1.....~-'~ '.'~ ,'. .P.. .:. '~J .,..:.:"......,..3"i\1I\1rl.'-99.'l<.5.~.'~1'. m~.J ..1:--,;,.--. f ~:. :IJ!.~~.1t an~ _ ~uaon ~ ~~-1~~....~~~ .~~~,-~.;;.s ~~'lt:"'i'":~J!.~I'~'-~ "i;.~~~~..~.l~~/:;:';..;;::~.",::: 200 others hold leadership positions in civic, cultural, youth, religious or political organizations. In 1994, Site employees gave nearly $2 million to area United Way fund drives along with 3,550 pints of blood and more than 65,000 pounds of food. Tuition paid by Westinghouse Savannah River Company for its employees enrolled in colleges and universities totaled nearly $1.2 million in 1994. Workforce Reduction Due to budget reductions, since 1988 there has been a reduction in the work force at the Savannah River Site from 25,000 to 17,000 current jobs by the end of 1995. It has been projected that b:' 2016 the total SRS population will be 10,994, an actual loss of 14,000 jobs. According to the FS. Chamber of Commerce, the loss of 4> 1,000 manufacturing jobs results in a loss of at least 640 other jobs in the communi~'. It is anticipated that an even greater negative impact ro the CSR'\ region will be experienced because of the Site's significane presence. Economic Transition: The SRRDI Role The fact is that the current effort to downsize the Savannah River Site work force means that the region must make a major transition in its economic base. The Central Savannah River Area must strive to achieve economic indepen- dence to reduce its historic reliance on Savannah River Site jobs for economic stability. The Department of Energy has proposed to commit over $25 million in FY96 for community assistance ro help mitigate the adverse effects of downsizing on the SRS region. SRRDI, as the designated Community Reuse Organization for the region, is positioned to take the lead in this transition effort on behalf of the affected communities. To accomplish a successful transition, the region must have financial suPPOrt to "seed" programs leading ro diversification of the economic base. The CRO ,,'ill focus its programs on the creation and reeemion of high value jobs to preserve the human and physical resources of the region. These resources muse be uansferred from ehe governmem sector to the private sector within the nve- coun~r region around the Savannah River Site if the area is to avoid significant economic impact. Another factor leading to the success of this initiative is the identification and creation of privaee secror partners who are working hand-in-hand with the Site and the community to leverage public secror investment with private funds. SRRDI is assisting in this effort by providing critical linkages between the Site and the business community. SRRDI has undertaken this task with the existing network of economic development organizations from the region. A Strong Vibrant Region In order ro obtain the com- munity's involvement in the planning process, five working committees were developed. These five committees were: Transportation, Business and Finance, Physical Resources, Education, and Information and Technology. The reports of these committees as contained in this planning document provide a consensus from which to base implementation strategies. Executive Summary -, !. , . . ~ ~1e :-cSLl ring ?h'::~:~ :s one \)f ~l. ., '. ;i::c::g. ..:or:J.nr :eg:or: ..'.:D :::UCl :i) :;r~~=- :-:~\\' ~lnc. cx:s[~n9: rn.cusc:-:cs , . ~,- l:"'.L .l .::-e:lC\-c \'ISlOn :or :~c: ~U[:J.r~. '~I;"""l-~ ....,rOI'~c-~,...; ..; "',\....... ':-l' ~L- J-~ -'-"~'''''-:-' .... ....'---.1. .........c. ..~I..... L::- Ll ~~:~C\':-::e:l[ ..L~ :~e S~i'::l:1r:~ti1 r\.i',-c:- -. , .. , . )::~. ::lc :-egron s :-~S~)l::-C~S .~r:d ::-:c . '.,. ~or:-:r:-::c:ne:lC or 1(5 :eJccs J.re :orging _i. combin~,cior: or' :c~lc!c,shi? .ll.ci ::-soke char \,.ill sc,':e :~e -~cr;or: -,.~!l '1< t.' .~~L.. '0 ~I'-.~-Sl":" .......:::- a ..' \.. ...,} l)........ ~......) l L:. v...... 1'" :cs economv. Se':e.r:ll commor. cnemes ~"""~-C'~d r'rOn1 'h~ 1,.or:' or' rh" '-dl........,:-..... l \,.., ........ 11.... .::.1r:oL:s commiccees. T:,ese :ne:nes induce che importJnce or ne'.v :n:ssions tor rhe Sa,.annah Ri':er . . 'ice: ~:iXtmIZtng :.'1e use or :ec:1:1010g::.: as an economic de-;ei- oprr:e:;c cool. including enhancing eelUC1cjonal opporcunicies ror che '-"0 rkforce: making che ;-egion more accessible co narional and [flCernacional markers chrough impro,.emenes in che cransporurion infrascrucrure: and ?ro,-iding nnanci3.1 incencj,.es and orher suppar: ror DC'". buslness .::e':eiopmenc :.lf1.d iob creacion. ?o;lo".ing in sU:T:.:,:ar:: :or1:1 ~;-e , . . ~ I . , ::::: :-::;.c.::--~gs or :nc -:0f11:7'.1[:c::S ~:-:'~l.[ ..iS5CS5~C ::1c :-~sou:-.:~s J.:-:C :-:e~CS ur :.:;.~ :-~~:or:: 1. Business and Finance E..-~...... ~.,''''';' :... "'""\.' r -'"'1 -~S'OU-'"'';:', ......:;. : ,.__..);. '- .:".,..'-:..J...,- .'-__ ..1. ~ :~::.l:iJ.OlC ~or bL.:si[,,~~S5 :1Z-:..1~(~~~ ::-:r8L:i:;:-:OuC c11e S RD [ re2::or:. However. mere IS no sped'lc tOC:lS I' , 1 on Stare-uD ,JUSlneSses ana seec. caoiCJl r1n~ll:c:::~, , ~ The Busir:ess lnd Fir::.1nc': C. ". ommlCtee :-cCOIT:.!7lc:1Gec: .::-e:lClOr.. C - DO r\I n ' , 01 one or more)~ i\.eg!onal Seed Capiral Funds co s(imu!are new business S(areUD. These runds would be accompanied b,- meneor programs w help budding encrepreneurs succeed. The Commirree recommended increased mJ.rkering of d\.ailable runding resources. increased craining tor :~e region.'s -xorkrorce. ~lnd crartspar::.1cion !:T:.pro\.en:e:lcs. including J. ?ossible regional J.irpor: [Q serVe COIUr::OlJ., SC lr.d AugusCJ., Ceorgl~l. T~e Cor..f':":!c:ee cor:c;uded c!1:.1: che SRRD[ region bs J. scwng ., , ecor.omIC ;:lase ouc r:-:ore Jrognrr:s , : . ,. ..lre nc:::~C'G :0 =-~~.lln .lllC ~r1nJnc~ .. '. - " e:\lsrrng C'USl::esses. Gre:.;.cer pr['::!C1- z:.l(io~ ur. ~..l':~I.r:r~J.h E\..:':e: Si[~ r'unc(!or:s "oe :-scJ.oiisnr.cenc or J bro:.:.c-c,dsed [ocw..! c:Jlir:s:: wne . , j , ., , '.\'e:-~ .1.-50 i r1C uaec. if'.. :::c ! ' :-e~2 r::::: e~~a~rlO ns. -" -c--Qs-:'." ~r-o..,o,......:- ~e'.~;or- ...==........ .)1..'-....... 1. 1...._ "- ......~ :- . . . . rr:~:-.~ :::lCl3.CIVeS lnc:uc~~ :7roC'cs.::::' -r~"':o"" or" 'J "l.ncrl~ -~cr;o"'-\\.:c.~ ....... ......J..... ... .) ::-........ 1..... =-_ 1.. ...... ecor:or.cic developme::c grouF. . '. , .. . <':SC:'Dl:shmenc or en(<,:rsr:se lOGeS al.ci scecial ra..."\: discrlcs. SUDDor:: ror .. .... ne'.,. business srarrups in incuoaror raciliries. and increased ;:rameer or go,.er:1menc cechnolog:: co rhe pr:':3.ce sector. DL1ring che course or se':erai ""or:,:-:s 0r" s(Ud~. anci e':aluJ.cior:. rhe 3csiness anci Finance (or::::-:i[[cc rocused or. se':ed 2re:.lS de:.1: .xouid serve co scre,.g::;...e..... 2.....C ..:i.:ersi:-"-: :he region's :-cor.orr-::, . ..~ Cor:-:.--:-.:c[ee J.dopreci ;::-:e ~ol!O\<::~ t"c::o r:-:::-:'e :lc:.1(io os: :\c:':vl.'.ITlendJ.(lon = ?:o::-:o:: , , ::-:'c ,,::-e:lliOn Of ..1 je~C --::J.?I:.L ~:":~_L2 JrOQ:f:.lI:: ~or ::i~ :1':';: ~,)~::-:l: lreJ. ;:'7> .. :.:-~. ~'P:-~i".,::,::.~\.,.::....;:. ::' Executive SummarY . Recommendation #2: Establish an incubator facility and other mechanisms which promote the development of small businesses within the SRRDI region. · Recommendation #3: Encourage the use and develop- ment of available business development funding sources in addition co the creation of new, creative funding sources. · Recommendation #4: Encourage, develop and promote increased training opportunities within the five county area, · Recommendation #5: Encourage improved and increased air service for business travelers. · Recommendation #6: Promote the improved business climate for existing businesses within the SRRDI Region. · Recommendation #7: Encourage the Drivatization of y , Savannah River Site tech- nologies to Drivate y , 1 . sectOr Dusmesses. . Recommendation #8: Promote new business anrac- tion ror the five COUnty SRRDI Region. · Recommendation :='9: Encourage me five counties or . the SRRDI Region to focus on the development and promo- tion of a regional image. · Recommendation # 10: Promote the use or the facilities and programs available at the Savannah River Site for economic development. · Recommendation if 11: Encourage the strengthening and development or the major growrh industries for the five COUnty regIOn. II. Transportation The CSRA is served by several local airporrs including Bush Field, Aiken Municipal and Daniel Field Airporrs. Of the three, Bush Field is the only one that offers commercial Bights through . . major earners. Local airportS in me CSRA. are planning ro upgrade cheir faciJities in the next five vears. To foster regional grov.w, the transportation comminee recommends a study co determine the viability of a regional airport to serve both Columbia, South Carolina and Augusta, Georgia. :\Tumerous projects are under- way co improve road transportation within the region. Two active projects-the Fall Line Freeway and the Savannah River Parkway-are viewed as highest priority, permit- ting opening of the region co the South and the W'est. Extension of Augusta's Bobb:v Jones Expresswa:; into South Carolina, connecting to 1-20, will form a complete beltwa;' around the metro .-\ugusta area. .-\dding interchanges and widening 1-20, the heart of the region's trans- pOfi:ation corridor, are also seen as major improvements in the region's economic viabiJir;'. . .- :.-~ ....'i; ~.:-- ~~~- -.:~ ." .- ..~~;: ~~:: .~"~~?i1:~~;'::'- Executive Summary The Commirtee also recom- mends that the Region actively pursue opportunities fot passenger rail service and suPPOrt continued accessibilirv ro the Savannah River I for commercial purposes. In summary, the Transportation Commirtee recommendations included: · Recommendation #1: Encourage improved and increased air service for business travelers. · Recommendation #2: Encourage the continued upgrading of the road systems within the SRRDI Region. · Recommendation #3: Encourage the improvement of the rail network throughout the regIOn. · Recommendation #4: Encourage the use of 1-20 as a major economic development resource. · Recommendation ~5: Encourage and promote the continued uses of the Savannah River. III. Physical Resources ^ lthough the unincorporated ..t1.sRRDI region contains some 1.6 million acres, only slightly more than 20 percent is developed, leaving an abundance of land for future economic development. The SRRDI region has an ample inventory of sites ro accom- modate industries of all types, but roo few of these sites are developed and ready for occupancy. In addition, the region's metropolitan counties, (Aiken, Columbia and Richmond) lack large, public1y- owned sites. This is a distinct disadvantage in industrial recruitment since many industries seek incentives from state and local governments in making siting decisions. In particular, the Physical Resources Commirtee round that the SRRDI region needs ro develop new industrial parks designed ro accommodate more high-tech industries. The Savannah River Research Campus in Aiken County, which provides incubaror space with standard development sites, is an example. Augusta's Southeastern Technology Center concept also offers a promising way ro promote new business startUps and relocation in the region by linking medical, engineering and " . .. . communIcations actIvltles mro one central campus. The Commirtee also recom- mends developing a regional industrial park for Allendale and Barnwell counties and additional parks along the 1-20 corridor. Complete infrastructure should also be developed in existing parks. An inventory of available space for industrial and commercial development should be created. Regional leaders should assess the need for construction of speculative buildings and identify sources of public/private funding for such buildings. Tourism remains a key industry in the CSRA and should be promoted and fostered along with the Region's clean environment. The Physical Resources Commirtee adopted the following recommendations: . Executive S~;;marY . .-..." - . . --". ... :. ....,... · Recommendation #1: Encourage the development of several new industrial sites and the completion of infrasrructure . . In eXlsnng SItes. · Recommendation #2: Promote me construction and marketing of speculative buildings within the region. · Recommendation #3: Encourage utility development and improvements within me region. · Recommendation #4: Encourage planned develop- ment wimin me region. · Recommendation #5: Market me resources available within me region to resource based industries. · Recommendation #6: Encourage the development of tourism as a major industry for me SRRDI Region. · Recommendation #7: Promote me Region's "clean" enVIronment. N Education A strong commitment to educational excellence is critical to me region's current and future success as is further development of rraining facilities for first-time and exiSting emplo:'ees. . These key conclusions of the Education Commirree form the basis for several recommendations including: · Recommendation 1?l: Create a CSRA Education and Technology Electronic Network to link classrooms and provide resource information abour science, math, compurers and educational programs in technology. · Recommendation #2: Establish Information Technology Training Centers to provide training and technical suPPOrt for local education encities and to suPPOrt training and retraining for current and potential employees. · Recommendacion #3: Create an Applied Manufacturing Laboratory to provide comprehensive rraining for Manufacturing Technology; · Recommendation #4: Create an Electronic Instrumentation and Conuol Laboratorv to demon- J suate computerized e1ecrronics, automation and process comrol trammg systems. The Comminee recommended mat more K-12 vocational educa- tion opporrunities be provided and programs offered to link classroom concepts wim applications to future careers. v: Information & Technology Atate-of-the-arr information . nfrasrructure is needed to enhance the Region's ability to rapidly access information technologies to amact industries, sustain growth and diversity the Region's economy. To develop this infrastructure, me Information and Technology Commirree recommends: · Recommendation # 1 : Establishment of a regional economic development and geographic system for the five-county SRRDI area based on the c1iem-server model; · Recommendation #2: Establishmem of a regional economic development and geographic information interstate nerwork; · Recommendation #3: Establishment of public access to the Internet by making compurers available in schools, libraries, and other public outlets; · Recommendation #4: Promoting increased technology transfer among area businesses and establishment of a technology rransfer data base. New Missions for SRS The first comprehensive regional economic develop- ment plan for the Central Savannah River Area (CSRA) grew out of the challenges presented by dramatic downsizing of the region s largest employer-the Department of Energy s Savannah River Site. 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". . , ~l:~ .Jr '::-:OtC~ co .;e:-."~ .1:5 :::::: :10rT:c =-/9 of the new tritium production source-a new mission n.hich could help preserve the Site's core competencies, take ad\.antage of its a\.aiIable land and infrastructure and benefit from its unrivaled communJr:. suPPOrt. Plutonium Disposition In response co the Department of Energy's Stockpile Stewardship requirements, the Savannah River Site offers considerable experience in production and management of plutonium from the nuclear weapons program. l\'fost of the plutonium made for the weapons program was produced at Savannah River over a 40 year period, The Site has the technical expertise and the facilities to meet DOE's needs for plutonium management and disposition in the years ahead. Spent Fuel Management The united States faces a major challenge in de\.eloping workable solutions to questions associated with storage of spent nuclear fuel. These challenges are vie\\.ed b:. mam. as a major Site opporrunir:. for the future. The Sannnah Rj\.er Site offers the expe:-ience, me (echnical compe- tence and (he facili(ies to help resoh-e (hese pressing issues. Tne Site's Defense W'aste Processing Facilir:. (D\\vFI is a state-or-the. ~ an facilir:. ciesigned and builr co \'it:-:r: liquid \\'aSte. convening i: into a stable glass form ior long-term scorage. \\!1ik O\\""PF is designed co aciciress oro- ~ , cessing and sLOrage of the nation's derense wastes, similar expe:-tise is available co address all types of spent fuel. Neither the Site nor the communir:', however. desires co be recognized as a "waste dump" with storage onl;: as the ultimate goal \\'ithour the accompan:'ing positive research and technolog:-' de\'elopment missions associated \\.i [h spent fuel handling. In terna ti 0 nal Thermonuclear Experimen tal Reactor (ITER) This protor:'pe fusion energ:-. reaeror is a joint international project which can help pave the way for commercial fusion power in the 21 St Century. The interna- (ional parmers include the Cnited Scates, Japan. [he European Communit\" a.nd the Russian Federation. ,... ciecision on where to site the international fusion project is expected in : 998. Local cOr:1:TIunit\, leaders are . I . 1 5 1 aCD\.e :' prOmOtlng tIle a\.annan Ri\.er Site as ~1.e home or- the ITER project because or its long-term Jo(ential for iob (reation and for establishing the Site and the region as an international leader in the development of fusion energ:-'-the same energy which powers the sun. The multi-billion dollar ITER project is expected to attract scientists from allover the world and enhance (he region through creation of a more cosmopolitan community with international schools and greater oppOrtunities, Other Missions In addition to these potencial missions, the Site h~s the poten- tial for carrying out many other jobs for DOE and the nation, creating new industries and ne\\. jobs in the process. Examples include recycling of contaminated scrap metal from SRS into useable containers for storing low-level radioactive Wastes. advanced envi. ronmental remediation technology ror cleanup or SRS and other DOE sites and establishment of the International Center for .-\pplied Research (I CARl co create Cente:-s of Exceilence associated with \.arious technical challenges. RDflmpl'ementation Strategy" \-~::~'~lf!!df1.Ph!ftj't(rt4~;':t ';" .-;.. ,~' ~ .;. rm~?i{~~;;,.;;.(i~r.i~i~';ziJi,'" __ ,~~:,,:.::-'F~~~.~'-""....~. a.."", .... <~.(~~7#.;;i/~;'r((lkJ);. '.ik. :;~.....;":;'..;.; ~~. '"-:'~""::'<' .., .~.":. ~. . .. ~:~fijt!tjJfi/ff:.)~miW;ji!J..' . . ~&f:;fIffi#i;:~i:fg~j(!f{:1i'! j~:: ~ ;;~~~~~t~#Wtr~; .J!.!I!!t:lr....#l~:!7I~:.'f&i!!... !._",!/.(.f/'.1'1"~:J: ,~;. ,'t" .. ..... . $.~d.[.'H_~f.,.~;"i.i;F'g~/ :~./:;(;..."./t ;fl{(;'(~>:l1 ':Z:li!.7f. d' Ij~(~/i!e ':Nl:,1j" .'~~~.; To accomplish mis formidable mission, SRRDI proposes as parr of mis comprehensive regional plan to implemenr a Regional Diversification Initiative (RDI) plan to ensure the long-term economic viabiliry of me region. Goals of me RD I are: · DiversifY me region's economic base. · Create and retain high value, long-term private sector jobs. · Transfer Savannah River Site technologies to new and existing area companies for commercial application. Based on me communiry's assessmenrs of needs and resources me RDI Implemenration Strategy is designed ro leverage me rransi- tion of public sector technology ro private secror regional business partnerships. The 'strategy focuses on three core program areas: · Applied Research and Developmenr leading to rapid commercialization of new products and processes. · Scientific Education and Technology Training ro upgrade workforce skills through me modification or developmenr of programs co meet the needs of regional employers. · Enrrepreneurial Developmenr Services ro provide individuals or companies the resources to improve the survival rate of emerging growth companies. SRRDI is currently providing 54.7 million in matching funds to support technology-based business development within me five-counry region. The four programs supported are: · Challenge Fund Programs · RDI Enterprise Fund · Small Business R&D Seed Funds for Technical Innovation · Proposal Developmenr Cenrer SRRDI Funding Opportunities It is the intent of SRRDI to help the region develop a diverse economic base by providing new, emerging and existing companies the financial opporrunity and incentives (0 locate to the SRRDI five county region which includes Richmond and Columbia counties in Georgia and Aiken, Allendale and Bamwell counties in South Carolina. To accomplish this goal, SRRDI proposes to help provide early stage equity financing for small technology-based companies who need assistance in developing leading-edge technologies or technological services. This initiative will begin with four projects: the Challenge Fund programs; the ROI Enterprise Fund; the Small Business Research & . De\.elopment Seed Fund for Technical Innovation: and me Proposal Development Center. Challenge Fund Programs Challenge Fund programs are in tended ro encourage strategic partnerships among industries, private companies, research institutions, and public organizations by providing match- ing funds ro growth-oriented companies who are located in the region. Challenge Fund awards are not grants; they are risk invest- ments in which the recipient will be obligated ro repay the sponsor upon successful commercialization of any products or manufacturing processes. Challenge Fund programs will focus on the areas of applied research & development; scientific education and technology training; entrepreneurial develop- ment; and commercialization of defense-related technology. RDI Enterprise Fund The RD I Enterprise Fund will provide earl:. stage equir:. financing for small [echnolog:-- based compa"nies who need assistance in developing leading- edge technologies or technological seITices. A. \.ital pOrtion of the target businesses will be those companies who engage in adapting defense-based technologies for use ~ in the private sector. The RDI Enterprise Fund is a high risk/high- return, long-term (typically five years) investment source for high-potential growth companies. Small. Business R&D Seed Funds for Technical Innovation This program will suPPOrt start-up and expansion of technology-based businesses by providing matching funds in the form of grants ro enable entrepre- neurs and small businesses ro enter or continue high-risk. high- technolog:' research and develop- ment. Companies who receive funding awards must exist, relocate or establish a new enterprise in the five-counr:' SRRDI region; be engaged in technolog:.-based manu- facturing or research and de\'elopment: and emplo:' fewer than 250 people. Funding ma:. be used to determine [he feasibility of ideas or products and/or develop prororypes and conduer site testing and evaluation on pre-production products. Proposal Development Center SRRDI will sUPPOrt the fund- ing needs to establish a Proposal Development Center which will serve as a resource for en trepreneurs and companies interested in submitting proposals ro establish private or government partnerships to commercialize a technolog:. or product. The center will prO\.ide entrepreneurs and companies with access to program solicitations. abstracts of funded projects and other relevant information. The center will also help entrepreneurs identi~l partners who can pro\'ide or access laborarorv facilities. personnel or other technological resources in order ro conduer research and de\.elopmenr projects. RDniriplementation Strategy Venture Capital The Savannah River Regional Diversificarion Iniriarive (SRRDI) has issued a Requesr for Qualificarions (RFQ) for a conrraccor co manage SRRDI's Regional Diversificarion Iniriarive (ROI) invesrmem program-a 52 million iniriarive co spark develop- mem of emerging and early-srage companies in rhe Cemral Savannah River "-\.rea (cSRA). The successful comraccor appli- canr for mis program is required co be considered as a Small Business Invesrmem Company (SBIc) or orher qualified Early Srage Invesrmem Firm licensed by rhe Small Business Adminisrrarion and/or me Securiry and Exchange Commission, have ren years in me vemure capiral indusrry and demonsrrare a successful record of early-srage invesrmems. The comractor will be required ro march me SRRDI funds on ar leasr a one ro one basis \Vim an invesrmem from individual and insrirurional parrners. The conrrac- ror selecred ro manage me program will also be required (0 open and sraff an office in (he SRRDI region. In order (0 ensure me conrraaor's capabiliry ro adminisrer chis program, SRRDI will require applicanrs ro have ar leasr 55 million of capiral under manage- memo Applicanrs will also be required ro submir lerrers of imem from qualified invescors in order ro demonsrrare me capabiliry ro acquire addirional capiral. Challenge Fund Program for Technology Development The Challenge Fund Program is imended ro provide funding for applied research and develop- mem leading ro rapid commercialization of producrs or processes and ro encourage srrareglc parrnerships among indusrries, privare companies, research insricurions and public organizarions. The goal of rhe Challenge Fund is (0 encourage rhese parrnerships ro invesr in, and share me cosr of, projecrs co address (he needs of a rechnically skilled \vorkforce and advance exisring indusrry producrs or processes. Challenge Fund awards are available ro exisring or new emer- prises who are loca(ed in, or plan co relocare in, me SRRDI region. Under rhis program marching funds will be provided on a comperirive basis co individuals, companies and orher qualified organizarions for projecrs in six core areas: · Applied Research & Developmenr · Sciemific Educarion and Technology Training · Enrrepreneurial Developmenr · Small Business Incubarors · Technology Transfer · Cemers of Excellence Challenge Fund awards are nor grams; mey are risk invesrmems in which rhe recipiem will be obligared co repay rhe sponsor upon successful commercializarion of rhe producr or service. Awards will be secured by an equiry imeresr in rhe producr or service rhar is developed and commercialized. Recipiems will maimain all righrs co rhe rechnology developed on rhe projecr. . All proposals will be ranked on a competitive basis by independenr review teams which will make funding recommendations ro the SRRDI Board of Direcrors. Technology Training It is the inrenr of SRRDI to establish a regional training cenrer ro provide assistance ro busi- nesses and academic instinitions. The Cenrer will modifY or develop course materials for scienrific education and technology rraining for individuals seeking employmenr wim growrh orienred companies. Regional rraining facilitarors will form a consortium with private companies ro assess skills and deliver training programs for the workforce. These facilitarors will include, in addition ro company trainers, represenratives from regional colleges, universities, other technical training institutions and corporations in the region producing a high-technology product or process. Entrepreneurial Development 5 RRDI funds are available for Enrrepreneurial Development projects mat provide business devel- . . opment servIces ro asSISt eXIStIng companies, as well as start-up companies and entrepreneurs ~ during early stages of operations. Qualified organizations which provide services (business planning, market research, capital source location) export or government procurement assistance may be eligible under mis program area. An example of a project mat could qualify for Enrrepreneurial Development funds is a Business Ourreach Cenrer. Projects in mis category must demonsrrate coordination and inregrated systems for providing entrepreneurial services ro technology-based businesses inrro- ducing new products and processes into me marketplace. SRS Technology Transfer One of the primary objectives of me SRRDI RDI is ro promote and facilitate transfer of state-of-the-art technology from the public secror ro the private secror in me SRRDI area. SRRDI is working wim me Savannah River Site (SRS), a key Department of Energy (DOE) faciliry, as well as federal laborarories and regional research universities ro rransfer government- developed technology ro private industry. This is the rransfer, not , me creation, of a current technology not available within the . . pnvate secror sponsorIng company. SRRDI will work with private business ro enable the businesses ro acquire technology mrough licensing, Cooperative Research and Development Agreements (CRADA's) and Industry Assistance Programs. The workforce of the Central Savannah River Area has a remarkable base in scientific, Median Household Income / .. " communlcanon, engineering, biomedical and advanced technology skills. These skills are me result of long-established industries in the chemical, nuclear energy, and medical research fields. The high skill levels in these technical areas has produced a relatively high median family income level of more than 535,000 per year. Legend . < $10,000 . $10,000-$19,999 [II $20,000-$29,999 . $30,000-$39,999 o $40,000-$49,999 . $50,000-$59,999 . $60,000-S69,999 . Manufacturing Sites ~... I The Central Savannah River A..rea is a manufacturing and agriculrural region, with the two economic generators existing in a harmonious relationship. F:. The region has a comprehensive supplier base and services to suPPOrt manufacturing operations. It also has a quality transportation nerurork which includes convenient interstate access and Augusta's Bush Field Airport wim 20-25 major commercial flights per day" Utility rates are below those of other states in the nation. The CSRA communi,!" is familiar with em.ironmenral concerns and adapts a pro-business stance when these issues are addressed. The region prospers in a favorable labor climate. The mosd~" non-union workforce has a traditional[:" strong work ethic. Legend . Manufacturing Sites o Incorporated Area . Federal Land . Lake ~ .-\cave Projects 19. Fall Line Freewav 20. Sa\.annah River Parkway Current ,-\pEroved Shorr Range Projects 1. Bobbdones Exwv Ramo 2. Belair Rd Exrension . 3. -1. 5A. 5B. Se. 6. 8. 9. 10. 23. \'('heeler Rd I 1-20 Interchange Bobbv Jones Exwv Exrension Bobby fones Exwy Widening Phase 1 Bobby ones Exwy \XiJdening Phase 2 Bobbv lones Exwv WIdening Phase 3 Bobbv)ones Exw;' E:'(rension Wheeler Rd Widening Gordon H\vy Widening Gordon HwV Widening Bobbv Jones. EX\vy - Extension in Sourh Carolina Ri\.er\varch Park-.~ay Exrension Current .-\pproved Long Range Projects 1 i. Gordon H\vy \VJaening i 2. Bobb\. lones. EX\vy W'iuening 13. [-20 Widening . 1-:. .Ierrerson DaVIS Hwv \VJdening 15. Mircncock PhV\' \Videning 2-1. Baker Place Rd., 1-20 Interchange ,- 5C 19 Widening 26. L'S -8 Widening Proposed ~e.w Projects . 16. L nlVermv PI.,wv ExrenslOn l - :\.iken Counrv Exoresswa\. 26. L"S -3 Widening' , 1- Re':nolds Pond Road :3, SC! i3 I:\iken :--':orrn 3\"!Jass) Widening .9, Pine Log Road W.idening - Prospective ~(ajor Projects 21. Regional :\iq~orr " G.-\ Hw;' SO Bridge over rhe Savannah Ri':e: Road Improvements Legend · Road Improvements + Airports ::J Incorporated Area . Federal Land . Lake ~ ..._f~ :::.';" .",,:..~~.:h_-:'~' \.<~~ , ...--..:......l.. ~ The region has an abundant supply of water from (wo primary sources - me Savannah River and ground water drawn from me Cretaceous Aquifer System. Water Service As of 1990, mere were a tOtal of 137 deep wells located within me SRRDI region counties with the majority located in Aiken and Richmond counries. Allendale and Barnwell counries born rely on ground water exclusively for meir water supply. Aiken, Columbia and Richmond counries use water from the Savannah River as a secondary water source. As a whole, me SRRDI region draws an average of 69.67 million gallons of water per da:-' from its rwo primary sources. ~ ~ Legend . Water SeNice Area o Incorporated Area . Federal Land . Lake . '':~ ~i~ ~"."l- . .. ... ~l;",:....; ~:::~~. '_.' :""-- -c-. .. .~"I:":';~ ;..~"" Current Land Use _,!.,."_t~ _..".._-~ ^ lthough the unincorporated .li.sRRDI region conrains a rotal of more rhan 1.6 million acres, only about 350,000 acres (22%) are developed. The predominam land use within the developed pOrtion is residenrial. Commercial land encompasses 6,500 acres in the region with a significam increase expected to result from regional transportation improvemenrs planned for many of the region's roadways. (See Road Improvemenrs), Industrial land use in the region consists of abom 6,300 acres concenrrated mainly in induStrial parks found throughout the region. The balance of land is categorized as Public/Semi-Public. Total land in chis category is about 250,000 acres and includes Fort Gordon (47,000 acres) and the Savannah River Site (198,000 acres). With an undeveloped land area of over 1.2 million acres, che unincorporated SRRDI region has an 'bundanr supply of land ro accommodate future economic developmenr while mainraining the existing high quality of life. Legend o Residential . Commercial [II Industrial . Public/Institutional ill Agriculture . Parks/ConseNation ~ 1. Eisenhower Army Medical Center 2. Augusta Regional Medical Center 3. VA Hospital Upwwn Division 4. Sc. Josephs Hospital 5. Medical College of Georgia 6. \~-\ Hospital Downtown Division 7. university Hospital 8. Aiken Regional Hospital 9. Barnwell County Hospital 10. .AJlendale COUnty Hospital 11. Georgia Regional Hospital 12. Gracewood State Hospital ~ Hospital Locations Legend · Hospital o Incorporated Area . Federal Land . Lake Industrial Parks 1. Horizon South Industrial Park 2. Columbia County Industrial Park 3. Park 20 West Industrial Park '"!. Miracle Mile Industrial Park ). North Augusta Industrial Park 6. Forward Augusta/Richmond County Industrial Park 7. Kimberly-Clarke Sire 8. Verenes Industrial Park 9. WillistOn Industrial Park 10. Blach.\/ille Industrial Park 11. Barnwell County Industrial Park 12. Snelling Industrial Park 13. .-\.iken 'v.enrures Park I-f Aviation Business Park Legend · Industrial Park o Incorporated Area . Federal Land . Lake ~ Landfill Locations 1. Columbia County Landfill 2. Richmond County Municipal Solid Waste Landfill 3. Barden CWP 4. Langley DWP 5. Wagener DWP & CWP 6. Barnwell County Landfill 7. Allendale County Landfill 8. Three Rivers Subtitle D Facility . Legend . Landfill [J Incorporated Area . Federal Land . Lake Office Parks Modern office parks should provide nor only basic inhasrrucrure services such as access, warer, sewer and power, bur ameniries such as open space, landscaping and recrearional opporrunmes. In addirion, the availabiliry of specula rive buildings is oEren an incenrive for new businesses seeking (0 reloc3.re. There is one publicly-- owned specularive building in rhe SRRDI Region in Columbia Counry, a 50,000 square foor faciliry in rhe Horizon Sourh indusrrial park. There is one 130,000 privarely-owned specularive building in Richmond Counry's Forward Augusr3. [ndusrrial Park. :';0 specularive buildings exisr in .-\.iken, i"Vlendale or Barnwell counries. Because of mission shifts and fiscal resrrainrs, a number of Savannah River Site buildings and faciliries are becoming surplus. Legend . Office Parks 1 Business and Commercial Parks o Incorporated Area . Federal Land . Lake . than 92 percent of this population lived in three counties: , 'i i 1* ;1 Persons Per Square Mile J Aiken, Columbia and Richmond. Augusta is the largest city with a population of 44,639. Next largest are Aiken 09,872), North AugUSta (15,351), and Barnwell (5,255). The population of the region grew at an average annual rate of 1.7 percent during the 1970's. The average annual growth rate slowed to . ].2 percent between 1980 and 1990. In ] 990, more than 75 percent of the population lived in areas classified as urban. Legend . < 100 . 100-500 . 500-999 o 1000-1999 o 2000-2999 . 3000-3999 III 4000-4999 . > 5000 ~ Srare Parks 1. .'vfisderoe Srare Park (GA) 1 Redcliffe Srare Park (SC) 3. Aiken Srare Park (SC) -f. Barnwell Srate Park (SC) Local Parks 5. Wildwood Park G. Augusra Riverwalk and Marina - Hitchcock Woods Corps of Engineers C :rnighr Camping 8. :\.idge Rd 9. 2ecersbura ;:J 10. Winfield Campground Day Parks II. lake Springs 12. \Vesc Dam ')ther 13. Fore \~ordon Recreacion .-\rel I.t .-\ugusca 0iacional Golf Course 15. Augusca Canal Headgaces Recreational Areas Legend · Recreation Area ~ Incorporated Area . Federal Land . Lake ~ Modern industrial parks throughout the SRRDI region provide amenities such as open space, landscaping and recreational activities in addition to basic infrastructure services of access, water, power and sewer. SRRDI communities are capable of expanding and extending their sewer treatment systems to serve potential industrial sites. Sewer Service Legend D Sewer SeNice Area o Incorporated Area . Federal Land . Lake ~ SRRDI Board of Direcrors Dr. Rob<rt :\lexanda. Chanceller L.niyersiry ot. Seurh Carolina - :\iken SRRD[ Beard Chairman ,r--- [ Dr. Fred C. Davison :--iarienal Science Center Foundarion SRRDI Vice Chairman Honerable Dannv Black Barnwell Ceunty Council Henerable Wilbur Cave Soum ClIelina Heuse of Representarives Jean Coepa Coepa Corperarien Par Cunning Palmmo Fedaal Bank John Cunningham Cunningham Censulting Tim Dangerfield R&H MAXXON Henerable Charles Devaney Mayer. Ciry oL\ugusra AI Hedge. President Merre Augusta Chamber of Cemmerce Dr. Shirley Lewis. President Paine College Kelley McKie Augusra Mineriry Businc:ss Development Center r- ( Mark Moseley Augusra Valve and Fircing Henerable Lee Neej Richmend Ceunry Commissien Tammra Nelsen-Marsh Fert Gerden Dr. Karhleen Neble. President Aiken Technical Cellege Jack Parrick. President Augusta Technic:aJ Inscirure Earl Sasser DSM Resins. U.S.. Inc. William Shepherd .\iken Co. un ry Administrarer Temmy Scone Geergia Pewer Cempany W. R. Rick Teele Teele Engineering Jehn Zawacki Chern-Nuclear L Lower Savannah Ceuncil of Gevernments Eric Thempsen. Execurive Direcrer F. Wayne Regers Daryl Sims Jean Blackmar Business Development and Fuunce Committee PJC Cunning. Chairm.."'l 1U'. SriiJ Brnn Dmon Jim :Vbdebach C.urie S. Lonen :\1 Hedge Grorgia Quincon Jehn W. Cunningham JUlle ~ \um Henty umrre Sceo..e Thempson :\nirJ Lill!' :--ierman Weare Fred Humes Jehn Bland Dr. George Krisr G.u," Gajeo.vski Physical Resources Committee Lee :-Ieel. Chairman Glenn Ceyne Chris :-Iash Phil England Reger LeDue :-Ierman Weare Bob Reich Kevin Shea George Parry Ren Bibb K. W Priesrer Tern RobertSen To. n y Crisci rdle Transport:a.tion Committee Tommy Srene. Chairman Sreven T. Ama Deborah Penningten Yale Helleway Bill Huggins Paul DeCamp Leonard Tewer Rebm Shelren Robert OeckJey Frances Themas Bill Hayes Ten Alreff Phillip Croll Tern Sr. Clair Education Committee Dr. Karhleen Noble. Chairwoman Lynn T. Bc:rnch Barry Geldstein Mary Ann Navarre Vera New Jehn Knex Jack Parrick Gemma Frock :-lenie Engles Dr. Shirley A. Lewis Tern Sommer Dr. Lynn Cadle \Ir. Frank Harling ~ancv Sylvesrer Archie Owens Dr. Blanch L Premd-Hepkins Dr. Themas L Hallman Dr. Jeseph Brooks Regional Plan Support Scaff CSRA Regional Develepment Cenrer Tim \laUlld. Executive Direccer JefF Rickersen ~lichelle Griscem ~ like Blanchard :Jr. Rob~:: ~:-~~.i_:: Dr. J=es 3<::5en Dr. Dii G.=bie Chris Cenr.e:: G,lf\. W\\TenCe Dr. Jerfr~. ,,1. Priesr John Bland PJul L Brucker Information & Technology Committee Dr. Robert Alaander. Chairman Sreo..e Thompson Stephen Wrighr Paul Ebd Ten!' CriscirielJe Beb :\dams Geerge Dick Ellie-r Price Tem St. Clair Lun. Free Jim \'C e:l\.er Pa ul Leo.vis Kamy Jehnson Gro rge Paschall Mark Burr \lef}'le Temple Beb Fernekes Billv Barksdale Tim Jenes Cheryl Culpepper Lvnn :\nderburg Dell B. Kinlaw Frank Bugg Jehnny Waleen Fleyd Sharpe Deromy Venage:s Mackey Good,vin John Knex Dale M. Chemich Gerrv Crook Rick \lcLrod Dan Evans Pere Gradv Frances Themas JUlle Murff George ChrisrenberrY Celonel Jerrv McElwee Mike Winfrey Gary McAndrews Andrew Jehnson Barbara. Knigh r Val Ch== Ron Singletary Mark Burr Amy T usmen Sam Grisweld Bob Jehnson Allen Evans Tim Smeak Jean WUson Carel Jawerski Harry Hess Onley Hewser Barbara Knight Deberah Gardner Karen Fir Fesrer Wrighr Barf}' LangJ~' Savannah River Regional Divenification Initiative Leo.vis C. Arrude. Execurive Direcror Susan PJyne. Special Prejects Ceordinarer Beo..erly Wilson. Administrarive Assisranr Business Incubator Additional Information Definition Business Incubator: A multi-tenant facility that provides young or start up businesses with affordable space, shared support services and business assistance to foster successful entrepreneurial development. Business Incubator Operating Information 1. A feasibility study establishing the presence of a critical mass of support factors, entrepreneurial demand for use, and community support for the facility. 2. A proforma demonstrating financial capacity to operate the facility and reach a positive cash flow within a reasonable period of time (self-sustaining within three (3) years), generation of funds for building maintenance, and generation of funds for the provision of services. 3. A management plan for operation of the facility that at a minimum addresses: a. Tenant selection policy - types of businesses to be sought - established selection criteria b. Tenant lease agreement terms - enumeration of shared services to be provided c. Delineation of business assistance policy (identify sources of assistance) - Savannah River Regional Diversification Initiative feeder program for new companies - CSRA Regional Development Center Business Loan Programs - Augusta Technical Institute Advanced Manufacturing Technology Center - Georgia Tech Economic Development Institute - University of Georgia Business Outreach Services - Southeastern Technology Center * Venture Capital programs in conjunction with the Savannah River Site * Licensing of technology from the Savannah River Site * Incubator operation utilizing SRRDI funding d. Tenant records review policy for periodic access to tenant's business records to permit assessment of the health of the tenant's business e. Tenant graduation policy that stipulates a length of tenancy to maintain operations As an incubator rather than a simple real estate development f. Explanation of Augusta-Richmond County options for contracting the managerial operations of the facility 4. The Southeastern Technology Center has received funding of$150,000 from the Savannah River Regional Diversification Initiative to support their operation of the business incubator. A copy of the award letter and the application are attached following this narrative. The application for funding lists the business incubator management team proposed by the Southeastern Technology Center. Other Information I. Augusta-Richmond County commitment of support for incubator operations if proforma expectations are not realized. 2.Justification for new construction rather than conversion of existing buildings. During the planning of the incubator facility other sites in the region were examined for potential use, especially existing facilities. The difficulties in using the facilities identified are: a. No ability to move interior walls to meet the space needs of tenants. b. Lack of adequate loading/unloading facilities. c. Antiquated electrical wiring systems and lack of advanced computer networking wiring. d. Lack of usable space for business support services (Southeastern Technology Center, Georgia Institute of Technology, and the University of Georgia). In addition, the site being proposed is on the site of the Augusta Technical Institute. The site would provide immediate access to the educational facilities of the campus, use of the Information Technology Center (with the largest holding of technical publications outside Atlanta), and use of the specialized facilities of the Advanced Manufacturing Technology Center (AMTEC). 3. Justification of space for non-tenant activities. There are three non-tenant activities proposed for this project: the Southeastern Technology Center, the Georgia Institute of Technology, and the University of Georgia. The Southeastern Technology Center is being included in the project to provide high technology service that will include, but not be limited to, technology transfer assistance as well as research and development assistance. Their area of expertise is the Savanna River Site. The Georgia Institute of Technology provides engineering services to businesses. Assistance is available in a variety of technical and management areas: Management * Employee opinion surveys * Employee and management training * ISO 9000 * Marketing Technical * Productivity inventory control * Warehouse studies * Labor utilization * Computer Integrated Manufacturing Other Services * Energy and safety audits * Management development * Total Quality Management (TQM) * Cost analysis * Finance * Methods improvement * Plant layouts * Software selection * Incentive systems * Environmental engineering The University of Georgia provides business management services. This includes: Consulting services includes assistance to: o develop and update business plans o identify sources of capital o set up record-keeping systems and analyze financial records o identify foreign markets for products or services o conduct specialized research geared to the specific needs of the business-owner o create marketing strategies and advertising campaigns o explore suitable ways to conform to government regulations o increase opportunities to sell to' federal, state, and local governments o analyze statistical and demographic data from reports and maps developed utilized the Georgia 100 geographic information system studies. Research assistance is provided includes the following types studies: o retail market analyses o business feasibility studies o local labor market analyses o community economic analyses o geographic information system analyses o tourism surveys o consumer oplillon surveys o competitive analyses o retail expenditure patterns o merchant surveys o trade area analyses o over/under supply analyses International Trade assistance includes the following services that allow companies to: o determine the exportabiltiy of products and services o identify appropriate markets and buyers o develop market entry strategies o establish shipping and distribution networks o determine appropriate payment methods and identify export financing and insurance needs JAN-17-1997 16:07 SOUTHEASTERN TECH 7067224524 P.02/02 January 16, 1997 ..: ;;::- ~,: :':". ~ ~~~. ~ ~j ~ "i:;;. ~4I ~~ SOUTHeASI CQII TECHNOLOGY CEUER Mr. David Jenkins Director of Economic Development CSRA Regional Development Center 2123 Wrightsboro Road Augusta, GA 30914-2800 Dear Mr. Jenkins: The mission of the Southeastern Technology Center includes providing assistance in development of technology-based small businesses for the purpose of regional economic growth and job creation. To this end, STC submitted a proposal for a $150,000 grant from the Savannah River Regional Diversification Initiative (SRRDI) through their Challenge Fund Program for Technology Development. Upon award of this grant, STC will initiate start-up ofa'Small Business Incubator in downtown Augusta with future plans to move operations to the' plahried incubator facility on the Augusta Tech campus. J' . ,." STC received verbal confirmation from the Executive Director of SRRDI on January 15, 1997 that this proposal had been approved by the SRRDI Board of Directors for the full amount. A meeting has been scheduled for Wednesday, January 22, 1997 to finalize a contract. Once formal notification is received from SRRDl, a copy will be forwarded to you for your records. ,. ~ :' '. Thank you for your assistance. g~~i_,J");)':' , cr<< ,- e;:::;e~ . . ~" . t ",'_ . Earl J. ClaIre Executive Director-/CEO' ". "I,:" . cc: T. Maund J. McCoggins W.R. Toole p. O. Box 2144 AugustB, Georgia 30903 (706) 722.J490 TOTAL P.02 December 9, 1996 Mr. Lew Attardo Savannah River Regional Diversification Initiative P.O. Box 696 Aiken, SC 29802 Subject: Southeastern Technology Center Small Business Incubator Dear Lew: ~ ;;:- ;;;;::....... .~> ~-:-;;;; ~~ ~ ~ .~ ~4i ~~ \()UTf-i=A(T =i'l""j " I I I'" ) I ",,<, I TECHNOLOGY CENTER Per our telephone conversations and discussions relative to the subject proposal submitted August 15, 1996, it is my understanding that the proposal was deferred for later consideration. We understand that the areas requiring clarification and/or improvements were as follows: 1. One-to-one matching funds 2. Involvement of additional partners 3. Local government support 4. Type of available rental space 5. Adequacy of personnel We have addressed your concerns and our revised submission is attached which includes: · Revised title page · Revised Forms A, Band C · Proposal Narrative · Appendices C Resumes. - Earl J. Claire, PhD, PE ~ Jane A. McCoggins James R. Ullery. PE - Adel A. Bakr, PhD - Regina S. Porter, PhD - W. Clanton Mosley, Jr.. PhD - John P. Church, PhD, PE - Gary L. Hohmann C Letters of support from: - MAU, Inc. - Georgia Tech Economic Development Institute - University of Georgia Business Outreach Services . - Serotta, Maddocks & EVans and the Business Consulting Group, Inc. - CSRA Regional Development Center - Southeastern Technology Center C Draft Tenant Information/Agreement Forms - Draft Tenant Selection Criteria - Draft Business Assistance Sources - Draft Tenant Reviews/Graduation - Draft Tenant Lease Agreement - Draft Tenant Application P. O. Box 2144 Augusta, Georgia 30903 (706) 722-3490 Specifically, we now have clarified or improved each area of concern as follows: 1. One-to-One Matching Funds. Funds are now matched at over a 3 to 1 ratio with a total matching amount of $482,325. 2. Involvement of additional partners. Additional support is now being provided by: · Augusta-Richmond County Commission/Council (Commitment of $400,000 for a new incubator facility in Augusta) · MAU, Inc. . (Modification and reduced rental rate for refurbished interim incubator space. An initial 2000 square feet will be provided with an option to rent an additional 700 square feet at the same rate for a total contribution of $12,825 toward operation ofthe incubator) · Georgia Tech Economic Development Institute (Business Planning/Marketing/Access to faculty with technical expertise for incubator companies) · University of Georgia Business Outreach Services . (Business Planning/Marketing/Access to faculty with technical expertise for incubator companies) . Serotta, Maddocks & Evans and the Business Consulting Group, Inc. (Accounting/Financial assistance for incubator companies) · Metro Augusta Chamber of Commerce . (Marketing assistance) 3. Local government support. Augusta-Richmond County is supporting the overall plan by providing $400,000 assistance to help obtain long-term incubator space free to SIC to ensure the long-term viability of the incubator. 4. Type of available rental space. The initial space for the first year will be in the Hatcher Building. This space is primarily office space, but can accommodate light R&D and prototype modeling and development with lab space. The new incubator facility to be available to STC in early 1998 will have an appropriate mix of office space, R&D, and light manufacturing. 5. Adequacy of personnel. STC has obtained support assistance from Georgia Institute of Technology, University of Georgia Business Outreach Services, Serotta, Maddocks & Evans and the Business Consulting Group, Inc. Additionally, we have increased the amount of time that Earl Claire and the STC senior technical staff will spend to assist with establishment of the incubator and to provide management and technical assistance to the tenant companies. Southeastern Technology Center has recently joined the National Business Incubation Association, the largest membership organization of incubator developers and managers. The NBlA will provide STC with valuable networking contacts as well as information on incubation management and development. As we discussed, it would of great assistance in our overall planning if the final decision for funding could be made before the end of the year. Thank you for your suggestions and efforts to assist STC in securing fundjng for this very essential small business incubator. We believe that this effort will provide a significant boost to regional economic development cmd highly desirable long-term job creation. ;?jy~ Earl J. Claire Executive Director/CEO cc: Jane McCoggins, STC Melinda Caldwell, STC CHALLENGE FUND PROGRAM FOR ~ECHNOLOGY DEVELOPMENT TITLE PAGE Proposal Submitted to the Savannah River Regional Diversification Initiative Date of Submission: August 15. 1996 (Revised December 9. 1996) Project Name: Small Business Incubator (limit title to 50 characters or less) Project Director: Name Title Earl J. Claire. Ph.D.. P.E. CompanylResearch Institution Address City, State, Zip County Primary Private Sponsor: Contact Name Executive Director/CEO Southeastern Technology Center Suite 400. 501 Greene Street Augusta. Georgia 30901 Augusta-Richmond County William G. Hatcher. Sr. Title CEO Company MAU. Inc. Address 501 Greene Street City. State Zip Augusta. GA 30901 County Augusta-Richmond County Total Amount Requested: $ 150.000.00 ~Oject Director:~anw~~ ... SIgnature: ~~ Date: 12./9/96 { I "This proposal includes data that shall not be disclosed outside of the Savannah River Regional Diversification Initiative (SRRDI) and shall not be duplicated, used or disclosed--in whole or in part- for any purpose other than to evaluate this proposal If, however, a grant is awarded to this offeror as a result of -or in connection with-the submission of this data, SRRDI shall have the right to duplicate, use, or disclose the data to the extent provided in the resulting contract. This restriction does not limit the right of SRRDI to use information contained in this data if it is obtained from another source without restriction. The-data subject to this' restriction are marked with an asterisk (*) and are contained in sheets . ." (For UniversitylResearch Institution-Based Projects). Signature: Date: SignatUre: Date: CHALLENGE FUND FORM A PROJECT SUMMARY 1. Project Name: Small Business Incubator 2. Project Year: 1 st Year -~ 2nd Year - 3rd Year Other- 3. Anticipated Time to CommercializationlImplementation: Years: 0-1 -X 1-2 2-5 - 5-7 - More than 7- 4. Project Category: -Small Business Incubator 5. For R&D: Project Goal: NA Technology Area: Target Industry: 6. Challenge Funds Requested: $ 150.000 Total Proposed Budget: $ 632.325 Previous Funding: $ NONE Previous Year: 7. Project Primarily Benefits: (Circle Letter) Women - W Disadvantaged - D Minority - M Current/Separated Savannah River Site Employees @ 8. Primary Private sponsor: Company Name: MAU. Inc. (Use Form A-I to provide information for tilch additional Co-Sponsor) Address: 501 Greene Street Augusta. GA 30901 County: Augusta-Richmond County State or Country of Headquarter's Location Telephone Number: (706) 823-2333 E-Mail Address: Georgia Fax Number: (706) 823-2388 Contact Person: Mr. William G. Hatcher. Sr. (Please circle one: cgj) Ms., Mn., Ph.D.. M.D.) Title: CEO Federal ill No.: (or Social Security No.): Standard Industrial (SIC) No.: Product Line: Date Company Started: No. of Employees: SC GA SRRDI Region Worldwide - Woman-owned: Yes No Minority-owned: Yes X No Disadvantaged-owned: Yes No Current/Separated SRS Employee-owned Yes No New Challenge Fund Program Participant: Yes X No 9. Educational or Research Institution Sponsor(s): (if applicable) Southeastern Technology Center Contact PersonlPhone No.: Earl J. Claire. PhD/PE - (706) 722-3490 58-1168832 9400 ~'- 2 10. Recipient of Challenge Funds: Southeastern Technology Center Name: Earl 1. Claire. Ph.D.. P.E. Address: Suite 400 501 Greene Street Augusta. Georgia 30901 County: Augusta-Richmond County Telephone #: (706) 722-3490 Fax Number: (706) 722-4524 E-Mail Address:eiclaire@aol.com Contact Person: Title: Earl J. Claire. Ph.D.. P.E. Executive Director/CEO Federal ID No.: (or Social Security No.): 58-2117264 Standard Industrial (SIC) No.: 9600 Produce Line: Tech transfer. R&D. economic development Date Company Started: July 1993 No. of Employees: Total: SC 8 GA 6 SRRDI Region 14 Worldwide Woman-owned: Y N X Minority-owned: Y N X Disadvantaged-owned: . Y N X CurrentSeparated SRS Employee-owned: Y N . X New SRRDI Participant: Y X N X Southeastern Technology Ce~ter Use of Challenge Funds: Category $ Amount Small Business Incubator $150.000 11. Description of Project (Executive Summary only, including specific tasks planned): Recognizing the need for a small business incubator and in fulfillment of its overall mission, the Southeastern Technology Center is proposing to immediately implement an initial enterprise to be operated and supported by existing STC personnel. AdditionaJ suppoItwill be provided by MAU, Inc., the Georgia Tech Economic Development Institute, the University of Georgia Business Outreach Center, Serotta, Maddocks & Evans and the Business Consulting Group,Inc. The proposed small business incubator would be operated adjacent to STC and would be a viable way to initiate a modest oPeration that could support a minimum of four client companies initially. Tenants will be supplied with professional office and laboratory space at reduced rental plus essential office support services and ready access to available senior management and ~echnical advisory support. Upon completion in 1998 of the new Small Business Incubator builcJ.ing, STC will move its offices into the building ~d move incubator operations into a minimum 10,000 square foot office, laboratory and light manufacturing :ea designed specifically for the incubator operation. . 3 Form A 12. . Market Need: As a result of SRS downsizing. a strong need exists to stimulate development of additional small entrepreneurial business in the CSRA to create economic growth and iobs. No small business incubator program currently operates in the Augusta area that provides the overall assistance proposed in this program. 13. Anticipated Results of Project: The planned program will initially support four small companies by providing professional office and lab/light manufacturing space at a reduced rate. office support services. available management and marketing assistance. strategic business planning. and frequent monitoring and counseling. A. Jobs CreatedJRetained (Year 1): B. Jobs CreatedJRetained (Year 2): C. Jobs CreatedJRetained (Year 3): D. Jobs CreatedJRetained (Year 4): . 12 33 57 87 / / / / 12 33 54 84 14. List Project Milestones: Milestones Expected Completion Date Revised Dates A ward of Grant Initiation of Activities Review of Prospective Clients Selection of Clients Quarterly Program Review Ouarterly Program Review Ouarterly Program Review Final Program Review 11/1/96 11/1/96 11/1/96 12/1/96 2/1/97 5/1/97 8/1/97 11/1/97 12/15/96 1/15/97' 2/15/97 3/15/97 5/15/97 8/15/97 11/15/97 1/15/98 15. Summarize the relationship that exists between the university researcher(s) and the private sector firm. Not applicable 16. Summarize the relationship that exists between SRS or DOE Employees and the private sector firm. Southeastern Technology Center is becoming increasing well known in the CSRA. Several STC employees are former employees of companies involved with the Savannah River Site. A number of separated SRS employees routinely contact STC to explore opportunities for entrepreneurial start-up activities. ( PROJECT DETAILED BUDGET II Form B Part I il 4 I PRIV A TE SEcrOR EDUCATIONAL OR RESEARCH SPONSOR INSTITUTION PROJECT CATEGORIES CHAll.ENGE CASH I EQUIPMENT , IN-KIND CASH 1 EQUIPMENT I IN-KIND I ; 1 FUND 1 : I REQUEST 1 : 1 1 I 1 2 I 3 I 4 5 J 6 7 A. SALARIES: , I I 1 (l..isl name.<ltitltolpercenl 0( time) I 1 Jane McCoggin.slIncubawr Mgr (50% FTE) 16.5OC : 1 E3rJ Clain:/Ex.ec DirICEO (1 S% FT'El 9. OOC J 4.5001 Sr. Tecbnical Staff (50% FT'El 27,2OC ; 6000' 24,OOC I . J Recep<ionisllClerical (lOO%) I J Firw1cWIAccounting AssislallOC (20%) I 5.6001 B. WAGE PAYROLL: I 1 , 1 I I I ~.:..~~gli~E~T~ L@)Q..%l_____ _ _ _ _ _l3-,-Og ------~-------+------ 4,8301 I ------~-------~------ SUBTOTAL (A-C) S99.710 1 I 520,930 1 I D. EQUIPMENT (List) I I I I I' 1 I J _~~~~~~w~~~~________ -------- ______~_______l______ _ __ _ ]..~1_ _ _ _ _ ~~ _ __ _ __ SUBTOTAL (D) J I $2.000 ! S6.2401 E. SUBCONTRACTS; I J I I William Hatcher. MAU. lac. I I 12,825 I I A. Saoaa-Serolla. Maddocb &< EvansIlIus. Consulting I I 10.OOC I I J I I 1 10.OOC E. Price-GeorJia Tecb EalnonUc DeveIopmcDt lDsli~ I 1 1 1 J. Sanford-Univenity of Georgia Business Ouucacb I J I I 10,OOC Metro AuJUSll Ollmber of Coromera: J , J I F. CONSULTANTS; 1 I I 1 I I 1 1 --~~~~------------ -------- ------~-_._----~------ ------~-------~------ SUBTOTAL (E-F) 1 1 $22.825 I 520,000 , MA TERIALSISUPPLIES: I J 1 3.50<: J 1 3301 I I I H_ COMPUTER SERVICES: I I I Computer SupponIScrviees 5,46~ I 1 I 1 I I I. PRINI1NG; 1 , I MarUling MaIOri&Is 3,7OC I 1 I J. TRAVEL; I J I 2.2OC 1 I 200: NBIA Tmnmg Seminar (2Il1eDdces) 1 I OYemigbl Travd-ReauitmeollSuppon 60C I I 6001 Loa.I Travd-Ro:ruillDClll/Soppon 20C I 1 2001 1(. COMMUNICATION: I 1 I I I I Pbor>dFu 3. ()()( I I 1,000, Io"",,",A= 2.()()( , I I L. OTIiER: (Provide detail) 1 I I 4.8()( I J I MmagemcnlfTechnial ConsuIl:IIllS I 1 I ~ Review (openting ~ etc.) 5, OOC I I 1 Space RalIaIIUliIiIiesI\mproYlS 19,825 , 1 3.0001 _~!.uil~~~~ _ _ =-_ I 1 I -------- ------,-------T------ ------,-------,------ SUBTOTAL (G-L): $50.290 I I $5.330 I I M. INDIRECr COSTS: XXXXXXXX ! XXXXXXXX ! x:xxxxxx $28.260 ! * xxxx.xxxx ! TOTAL COSTS (A-M): $150,000 I I $22,825 $28.260 I $6.240 I $20,000 *18.84% for indirect costs PROJECT CATEGORIES A. SALARIES: (Lis! namcslLillcslpo:noent of Lime) lane McCoggins/Incubalor Mgr (50% FrE) E:1rI OairelExcc DirlCEO (15% FTE) Sr. Technical SL3ff (50% FrE) =ptionistlC1crical (100%) FinanciaVAccounLing Assistance (20%) B. WAGE PAYROLL: S:.:...~IT'I.9~I~E~~F.!.T~ L@}Q5'~ _ _ _ __ SUBTOTAL (A-C) D. EQU[PMENT (List) _~~~~~~w~~~~________ SUBTOTAL (D) E. SUBCONTRACTS: William HalChcr. MAU. Inc. A. Seroaa-Serou.. Maddoch &0 EvarulllU$. CoruuILing E. Price-Georgia Tech Economic DevelopmenllnstilUle I. Sanford-Univcr>ily of Georgia Business Outreach Meuo Augusta Chamber of Commerce Form B Part 2 PROJECT DETAILED BUDGET NON-PROFIT FOUNDATION 8 Other Funding Sources NON-OOE FEDERAL FUNDING OTIIER FUNDING I '/ 9 10 5 Funding Summa TOTAL FUNDING ~!A TCHING GRAND FUNDS TOTAL (2-10) (1+11) II [2 --------- .--------..--------- --------- .---------.--------- F. CONSULTANTS: --~~~~L____________ SUBTOTAL (E-F) G. MATERIALS/SUPPLIES: 5. -- --- - ---.--- ------..------ --- H. COMPUTER SERVICES: CompUler SupponlServices I. PRINTING: Mmeling MaleriaJJ J. TRAVEL: NBJA Tmning Seminar (2 attendees) Ovemigbl Truel-R=uiunenllSuppon Local Truel-R=uiunenllSuppon K. COMMUNICATION: PltondFax Internet Access L. OTHER: (Provide detail) MaoagemerurrechnicaI ConsuIlanlS LtpI Review (openting ~ elC.) Spoce Ren1a1IUtiIitiesllmprave.menu _ ~!!.uiI~-~~~~~~tr. _ _ ~ _. SUBTOTAL (G-L): M. INDIRECT COSTS: TOTAL COSTS (A-M): S5.000 $5,000 3. -----~,---------~~- S4OO.000 S405.330 $400.000 $455.620 $482.325 $632.325 > E:: C 0 CI> E:: CI> > ~ > a > =<' > g > a > > > ~ Cl5icd~' C~C::CC ~lii ~ '" ~ > c 0 ~ ..' ~ 1" ~:. c.. cn~cn en....'" en en= (ntn F~F~.FO.F;;I.FE::Fr> Fn _.,,> O~O~O>O&O~O 03 IPi~C :::l gSgl>>gg'8t!lgg-g g-l &'~::l~ ~ ..,o"'n"'cn"'o..,n.., ..,~ ~J<n['1"J > ~[~~~S~~~~~ ~~ ~~g~> r.- D) ~c)l:Qnt.l.D.1 D) Co):;:I !:~'oC2:(") Q 3 ~ ?i'Ro @- -_-~:z: c lrO< t'l1 00 =::s .., c . < '< .:< :i s~. (") ~ en en n n !"""' :3 ~ - ; ; - i~1 ~ ~ ttl- '" ~;g '" - :z:< > iri '" ,gJm .~ ~ w :;: '" ~~ Z '" o ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ m o ~ ~ ?5 ~ N N ~ Q>::I= ~ ~ ~ = ~. ~.:z: ~ ~ o C t!l '" ~ Q'" ., c: III C ~ ~ 0. ~ ~ 9 0\ 0\ ~"'12 ~ N n ~~ .;. .;. :!: 0 o 0 Z ~ '" "'t 2 ~ a ~ ~ ~ . ::I @' 1.5 .09.... ~~~ ~. .~ ~ p 23~ ~ ~ 00 ~~ ~ ~ ::l0 8 8 ~~ Z;;J 00 '" Zm 0", g~ ~ ~ 0 .;. .;. ..., 8 8 s :z: ~ ~ ~ :;: 1M M ~~~d .;., .;. M ~ "" M M = .:... Z n ..., ~ 8 ~ 0 0 0 N ~ sox> .. - - . . . - - en Z r- i~i 8 8 8 8 8 ~ 8 0 : I j -...,o~ ~i r "" "" M "" ~ ~ :; ~ ~ Z '..,.oJ V} 00 _ d "..,1 8 V> 0 0 0 tV -"" :;; ~ z ;~I "8 "8 ">< "8 "8 ~ v. 0 OJ! ooooot.l'l8 o < m :0 )> r- r- OJ C o G) m -f en c s: s: )> :0 -< O'J 7 NARRA TIVE 1.0 - PROGRAM OVERVIEW The Central Savannah River Area is a region rich in business opportunities. The presence of superior federal and state resources including Fort Gordon, the Savannah River Site and the Medical College of Georgia, create a climate of technological excellence and research opportunities. Additionally, the area has several support organizations established to provide a variety of assistance including Augusta Technical Institute, Georgia Tech Economic Development Institute, University of Georgia Business Outreach Services, CSRA Regional Development Center, Unified Development Council, CSRA Business League, Inc., Augusta Minority Business Development Center, and Southeastern Technology Center. This combination of resources make the Central Savannah River Area an ideal market to foster the development and growth of entrepreneurial activities and technology deployment. To this end, Southeastern Technology Center proposes the establishment of a small business incubator capable of providing essential support services to regional entrepreneurs. Downsizing at the Savannah River Site has caused a major impact on the regional economy and the continuing effects will substantially increase regional hardships. Effective programs to stimulate growth of small entrepreneurial businesses are urgently needed to provide new regional employment alternatives. Downsized SRS employees provide an excellent source of intellectual resources for the creation of new businesses. Other sources of entrepreneurial technical talent include the Medical College of Georgia, Fort Gordon and its Signal Center and Battle Lab, and the Eisenhower Army Medical Center. The incubator will be designed to foster such opportunities by screening and selecting qualified applicants from entrepreneurs including downsized SRS employees, female, minority and disadvantaged applicants. The Southeastern Technology Center, in operation since 1993, has experienced very strong growth with over $4.3 million in technology transfer and research & development contracts and grants. Included in STC's mission is the support of small and/or disadvantaged bus messes though operation of a small business incubator. STC is currently working with several new businesses that could directly benefit from the planned incubator and support services. Southeastern Technology Center boasts an excellent staff of 14 employees including five with PhDs. The combined resources and experiences of the STC team will provide the support, management skills and technical experience necessary to foster the development and growth of the businesses participating in the incubator program. STC also plans to establish a Small Business Advisory Board consisting of area business leaders with whom incubator participants would meet on a quarterly basis. This will give participants the added advantage of their own advisory board as well as additional perspectives and expertise. As the central point for the Central Savannah River Area, Augusta is a logical choice for the location of a small business incubator. No such facility currently exists in the Augusta area that provides the reduced rent and overall business assistance proposed under this program. The projected program would be initially designed to provide incubator support tQ four small business firms during their critical first year of operation. With accumulated experience and operating data, the program would then be expanded in 1998 with the availability of a minimum of 10,000 square feet in a new small business incubator facility to accommodate additional firms as part of a continuing small business incubator program. STC currently operates from the Hatcher Building at 501 Greene Street in downtown Augusta. During the first year of incubator operation, STC will rent appropriate space for incubator tenants on the same floor of this building. The longer term plan would be as follows: upon approval of a proposal submitted by the Central Savannah River Area Regional Development Center for SSED grant assistance, a new building will be constructed to provide a minimum of 10,000 square feet of office, laboratory; and light manufacturing space specifically for the Southeastern Technology Center Small Business Incubator. Additionally, space would be provided to co-locate several agencies that serve small businesses. The presence of these additional agencies will provide added support services including management and marketing assistance, strategic business planning, and assistance with securing venture capital and loans. These agencies will include Southeastern 8 Technology Center, Central Savannah River Area Regional Development Center, Georgia Tech Industrial Services, Small Business Development Center; and CSRA loan companies. The success of a business incubator depends on a steady supply of entrepreneurs and technology. The Central Savannah River Area has an abundance of technical expertise and technology-based professional resources available for leveraging into significant commercial enterprises. Entrepreneurs involved in the proposed incubator will find substantial value not only in the services provided by STC and the advisory board, but also in networking and exchanging ideas with other entrepreneurs in the facility. 2.0 - PREVIOUS WORK ACCOMPLISHED The Southeastern Technology Center has not previously participated in a SRRDI Program. STC did propose to develop a regional incubator as part of its proposal for the International Center for Applied Research (TCAR). 3.0 - PROGRAM GOALS 1. Provide immediate small business incubator support for at leaSt four small business finns during the first year. 2. Foster regional economic development through the support of entrepreneurs and small and/or disadvantaged businesses. . .' 3. Promote technology transfer and the commercialization of research. 1. Accumulate data and experience to effectively grow the program, fill the new small business incubator facility, and meet the increasing need in the region. 4.0 - TASKS AND TIMELINES ',,:(.~w.,":;':~;;~,:. <,:,:.' 'MilestoIie<K.'~~:f<r:: "'h"%f~% ""'...~D'C~ ~esP@Sible""'e~~ani7.a~~ v. '\o'"-')"'.s.;.~,v.~''9'.!..~, '.:. ("...... '. _ ~....... ,,-:..:,.>:~~.,.t...-..>~~..~; -'l!-~.~'< '". '.- 1...>~',~~ .. 1. _8. ~~ ~,~~ .7.. ~. .'. . ._..~._.rg . .-.' A ward of Grant 12/15/96 SRRDI Request for Proposal Initiated 1/15/97 STC (Direct Mail/Paidand Donated Advertising) Evaluation! Selection of Client Companies 1/15/97-2/15/97 STC Office Requirements Evaluated & Procured 1/20/97 STC Placement of Initial Company in Facility 2/15/97 STC Office S'!I'port ,Provided 2/15/97 - STC Business Support Provided (TechnicalJ 2/15/97 - STClAdvisory Board/GA Tech! Management Assistance; Strategic Planning) Univ. ofGA, 5MB, BCG Quarterly Program Review 3/15/97 STClAdvisory Board Quarterly Program Review 8/15/97 STCI Advisory Board Quarterly Program Review 11/15/97 ' STClAdvisory Board Final Program Review 1/15/98 STCI Advisory Board 9 5.0 - MARKET SERVICES The small business incubator will provide low cost office, laboratory, and light manufacturing space and high quality executive services with the primary goal of furthering regional economic development in the CSRA with a public service non-profit approach. Several existing local executive suite services in the area currently provide office space, business equipment and basic services. Through establishment of the Small Business Incubator, Southeastern Technology Center will provide these basic benefits plus additional support services to include: · Professional office, laboratory, and light manufacturing space at a significantly reduced rental rate · Technical, managerial, and marketing assistance · Strategic business planning counseling · Advisory Board to provide oversight and effective board of director advisory services Additional standard services: · Reception area · Receptionist/secretarial services · Photocopier, fax machine, postal machine (clients charged on as-used basis) · Internet access · Conference room with TV, VCR, overhead projector and screen · Common area for storage of supplies and coffee (clients charged for coffee and other incidental services) · Parking Additional optional services: · Phone system (clients charged for actual phone service) · Assistance with obtaining used or leased office furniture The small business incubator will be promoted through presentations and womiation distributed to area economic development groups, Chamber of Commerce, bankers, attorneys, accountants, and venture capitalists. News releases on the facility and its future tenants will be provided to local news media. 6.0 - PROGRAM MANAGEMENT Southeastern Technology Center will provide management services for the Small Business Incubator. STC is a 501 (c)(3) non-profit corporation with directors from both Georgia and South Carolina whose mission is to facilitate the transfer of commercially viable technologies from the government sector to the business sector for the purpose of promoting economic development and creating private sector jobs, both regionally and nationally. STC is charged With leveraging area resources in a cooperative manner to develop new and innovative initiatives that will complement and strengthen the missions of each asset STC accomplishes this purpQse by establishing partnerships between industry and support institutions for technology deployment and development, education and retraining. The transfer and application of existing technologies in our current workplace offer unique opportunities for increased competitiveness and manufacturing efficiencies. The development and maturation of new technologies for use in the private and commercial sectors provide an opportunity for a new manufacturing base and employment opportunities. Southeastern Technology Center has demonstrated effective and efficient operations through the successful development of several key programs including the Regional Environmental Restoration Pilot Projects program, the H2Fuel Bus project, the Televeterinary Medicine project for AT&T operate4 at the Equine Olympics Venue, the Solid Waste Technology Center, and the Lab Analysis ofICS Proprietary Technology using a "Work for Others" contract with the Westinghouse Savannah River Company. 10 7.0 - PROGRAM BENEFITS l'he incubator program will be designed in general to provide assistance to entrepreneurs interested in an "entrepreneur-friendly" reduced-cost environment with available expert assistance to start up their business. Candidates will be evaluated on the value of their new business' contribution to the economic development of the region as well as their business plan and commitment to the success of their venture. Applicants to the incubator will be screened and selected from entrepreneurs including downsized SRS employees, female, minority and disadvantaged applicants. Once accepted to the facility, participants will be provided with support services and regular evaluations of their progress. Access to office equipment, expert managerial and technical assistance, and initial low rental rates and service charges will provide the support entrepreneurs need in their critical fIrst stages of operations. As their business progresses, charges for use of the facility will increase to allow the incubator to eventually become a self-sufficient program. Upon achieving fiscal and operational self-sufficiency, or after a set period of time, incubator tenants will be graduated from the program. 8.0-PARTICIPATING ORGANIZATIONS Several organizations have volunteered their resources and services in contributing to the success of the incubator including: Augusta-Richmond County CommissionlCouncil- The Augusta-Richmond County Commission/Council has committed $400,000 toward the construction. of an incubator facility to be located in Augusta. ~SRA Regional Development Center - STC is supporting the CSRA Regional Development Center in their proposal to obtain a new building which would include office space for the Development Center and STC plus a minimum 10,000 square foot incubator facility to be provided to STC at no cost. MAD, Inc. - MAU, Inc. has agreed to provide a reduced rental rate for interim incubator space in the Hatcher Building in downtown Augusta. An initial 2,000 square foot area will be provided with an option to rent an additional 700 square feet for a contribution of $12,825 toward operation of the Small Business Incubator. Additional space is also available for expansion. Georgia Tech Economic Development Institute - STC supported and contributed. to the preparation of a recent report entitled A Market Feasibility Study for a Business Incubator in the Augusta/CSRA. Data gathered for the report corroborates the existence of a strong market for an incubator as well as economic elements .' conducive to the success of an incubator facility in the Augusta area. Georgia Tech EDI will directly support the Small Business Incubator by providing $10,000 of in-kind services to provide incubator tenants access to faculty with technical expertise, and assist with business planning and marketing. University of Georgia Business Outreach Services - The University of Georgia Business Outreach Services has volunteered $10,000 of in-kind services to provide incubator tenants access to faculty with technical expertise, and assist with business planning and marketing. Serotta, Maddocks & Evans and the Business Consulting Group, Inc. - In-kind accounting and fmancial assistance valued at $10,000 will be provided to incubator tenants by the Serotta, Maddocks & Evans and the Business Consulting Group, Inc. . CSRA Business League, IncJAugusta Minority Business Development Center - STC has worked with the CSRA Business League, Inc. and the Augusta Minority Business Development Center through their Executive 11 Director, Kelly McKie. STC reviewed their prior report prepared for SRRDI entitled A Proposed Professional Business Incubation Program. In the course of managing a variety of highly successful technology transfer programs, Southeastern Technology Center has identified several potential entrepreneurial start-up operations including firms pursuing environmental management technologies, solid waste minimization, recycling and energy conversion, hydrogen applications, and medical technology and telemedicine applications. 9.0 - CONTINUING OPERATIONS It is planned that the small business incubator will eventually become self-supporting. The initial grant from SRRDI will be used for start-up operations to include support staff salaries, office space rental, office equipment, marketing, and some management and technical support services. Additionally, STC will solicit donations of used furniture and equipment from regional agencies and firms to assist with the start-up operations. With assistance from SRRDI, surplus office furniture and equipment may be made available through contributions from the Westinghouse Savannah River Company. Rents received from incubator participants will constitute an ongoing revenue for the incubator. A rent escalation schedule will be initiated as follows: for the first year of the program, incubator participants will be charged rental rates at approximately half of the current effective lease rate for similar office and laboratory . space. For the second year, rental will be 60-75% of the space rental. After the second year, participants will either graduate from the facility or pay for full rental and support services on a space-available basis. Because incubator participants will progress at different rates in their business development, the small business incubator will eventually host a variety of tenants at different stages in their frnancial commitment to the facility. After the first year of operation, the plan will be to move to the new CSRA Regional Development Center building with a minimum of 10,000 square foot incubator space. This space will be provided at no cost to Southeastern Technology Center. STC could therefore provide the incubator space to the various incubator participants at reduced rental rates and utilize the rental income to fund the required continuing support services. 10.0 - ECONOMIC IMPACT Southeastern Technology Center will be targeting companies for admittance to the incubator who have a high level of commitment to the success of their enterprise. Acceptance will also be contingent upon the significance of the new businesses' economic impact on the region. The success of STC's technology transfer programs and its c~ntinuing involvement in seeking additional projects provides a natural condition for contacting and evaluating appropriate and technologically-significant ventures for participation in the incubator. In addition to the development of new products and processes, the incubator will also naturally lead to the growth of new businesses and the establishment of new jobs. The small business incubator as proposed will assist four tenants in its first year of operation and is expected to grow to accommodate ten small businesses by the fourth year. On average, tenants will be graduated from the incubator after their second year of operations. Based on these assumptions, the incubator will support the growth of nineteen small businesses in the first four years of operation with an increase of new jobs in the region projected as follows: 12 Each new tenant could initially provide positions for an average of three employees each. Assuming that only one in six of the small businesses succeed, and that they grow to an average of 2 I employees each within four 'ears, a total of 84 new jobs from the original four tenants will have been created in four years. Following STC's projections, three additional tenants will join the incubator in the second year. In the third year, three more tenants will join, the first four tenants will have graduated, and four new tenants will join the incubator in the vacated space. By the fourth year, two additional tenants will be accepted plus three new tenants replacing graduated and failed businesses. Assuming the same growth, graduation, and failure rates, incubator operations from the second through the fourth year will provide an additional 99 jobs in the region. Projecting an average salary of $35,000, the region could therefore experience a favorable economic impact of approximately $6.4 million over the initial four year operation of the incubator. .,:. ,- Year. One 3 3 3 3 :~~?~<:~"~'3 -~.:~\~:: ~"-3 _.. .~. _, I .... "'. ,'- --. - . . . .!'._-..---. - - - - ,'-"",,'-'--'~ -- ._~.- ~ - ~ . ~ - . -.. . _.- _'v, .... . --_. . - - I , . .:;:~~J5"3 .~X':,;~'~: ..~ ""'~3' '" . . __ . wo" ... ,...._ ..__ -. - -. . - . - --.. ~-~ .- ...-.- -- . ",-.- .___ . . .0- _.. .__ __ .,~ ". . - 12 420K 33 l,155K 54 l,890K 84 2,940K 'i:;:..~; ;;_;:~ 183~~~~-:;1 :;,"t 'L~-:t.r.i6 405K'}:St~ .Graduates in Year Three "Graduates in Year Four Light shade: new tenants as projected Dark shade: new tenants to replace graduates/failures . Total Jobs 21 21 21 21 15 o 15 9 9 9 9 o 9 9 3 3 3 3 3 APPENDICES APPENDIX 1: SUPPORT LETTERS · MAU, Inc. · Georgia Tech Economic Development Institute · The University of Georgia Business Outreach Services · Serotta, Maddocks & Evans and the Business Consulting Group · CSRA Regional Development Center · Southeastern Technology Center ~.~; .~.:.;. ,~... .~ , HUMAN RESOURCE & STAFFING SERVTCES . ......- "':... ~~:;~:.-:::.\.:~; ..,.:..;.. . .-'~.. '. . ..,r. '::.. December 9, 1996 Dr. Earl 1. Claire Executive Director/CEO Southeastern Technology Center 50 I Greene Street, Suite 400 Augusta, Georgia 30901 Dear Earl: MAU, Inc. is committed to the success of the Small Business Incubator proposal by Southeastern Technology Center. The establishment of such a facility in the Augusta area will provice valuable assistance to young companies with the potential for increasing economic benefits and very desirable high-technology jobs for the region. To assist in assuring successful operation, MAU, Inc. is willing to provide a reduced rental rate for incubator space in the Hatcher Building at 501 Greene Street in downtown Augusta. An initial 2,000 square feet will be rented to the Southeastern Technology Center Small Business Incubator with an option to rent an additional 700 square feet if needed. MAU, Inc. is willing-to provide this space at half the current effective rate for a total annual contribution of $12,825. We look forward to continuing our excellent relationship with STC. Sincerely, ~~c.4. William G. Hatche~ Chief Executive Officer .'. ISO 900 1 Registered Company -, ~ ~ .~ ;J;:~ :: Augusta, GA 30901 Office 706-724-8367 Fax 706-722-1884 http://www.mau.com Aiken, S.c. · Anderson, S.c. · Easley, S.c. · Spartanburg, S.c. · Thomson, GA . W~~'. ~~;f~~.. :... . .. tt.J~if. ~....~.. . ,~~~~~<~> :;' ,.; . , .' : :' , ~""". ": ' .,-' <! tj i.i/' ,\~::i ( : f.: ;' .: .' ,', : \, , Georgia Institute oi Technology Augusta Re~ional Oifice 1054 Claussen Road, Suite 30;- Augusta, GA 30907 USA 706/737-1414 . Office 706/737-1420 . Fax December 5, 1996 Dr. Earl 1. Claire Executive Director and CEO Southeastern Technology Center 501 Greene Street, Suite 400 Augusta, GA 30901 Dear Earl: The Georgia Institute of Technology strongly supports the proposal by Southeastern Technology Center to SRRDI for a Small Business Incubator. This letter is to provide a firm commitment fin-kind matching support for up to $10,000 worth of assistance from Georgia Tech to assist Georgia companies. This assistance will be in the form of up to five man days of professional assistance from Georgia Tech staff for each of the four initial companies that you plan to assist with the Small Business Incubator. At our current estimated average value of$500 per man day, the twenty days assistance would be valued at $10,000. . Please advise as to other ways in which Georgia Tech could be assistance on the STC proposed Small Business Incubator. J Elliot A. Price Regional Manager - Augusta Office xc: Larry Edens l 71w &(JIlomic.: /)('1'1.'/01'"/(,'" Illslitllle is a m(!mber(Jflhe GEORGIA MA,"l..'FAC'TUlUNG ~ Ai.J.JA.~, all u.DlIialr! qf Ih,'NIST JlunrtjaCflln'''R E:df!71sion Purt1u'1"Sbip. GEORC,I^ TECH IS '" UNIT OF THE UNIVfRSITY SYSTEM Of GEORGIA. (ffi) 1715 The University of Georgia Business Outreach Services December 9, 1996 Dr. Earl 1. Claire Executive. Director and CEO Southeastern Technology Center 501 Greene Street, Suite 400 Augusta,Ga 30901 Dear Dr. Claire: The University of Georgia Business Outreach Services and Small Business Development Center agrees and supports the Southeastern Technology Center proposal for a Sm81l Business Incubator to SRRDL' . . This letter is to provide a finn commitment of in-kind matching support for up to $10,000 worth of assistance from the University of Georgia Business Outreach Services. Business planning support, financial analysis, and/or market research will be available for the four initial companies that youphin to assist with the Small Business Incubator. For 50 hours of service per company, our total assistance will be valued $10,000 at $50/hr. Please advise as to other ways in which the University of Georgia Business Outreach Services could be of assistance on the proposed STC Small Business Incubator. _ Sincerely, 4Jji:f~ Area Director Augusta Area Office . 1061 Kalherine Street . Augusta, Georgia ~105 . (706) 737-1790 . FAX (706) 731-7937 An Equal Opportunity/ Affumative Actlon Institution - - ~IIII: December 2, 1996 SEROTTA MADDOCKS EVANS & CO., CPA'S A Professional Corporation Dr. Earl J. Claire Executive Director and CEO Southeastern Technology Center 501 Greene Street. Suite 400 Augusta, GA 30901 Dear Earl: Thank you for your recent briefing on the status of your Small Business Incubator Proposal to SRRDI. The proposed effort by STC is an excellent idea and will provide an immediate resource for assisting entrepreneurial start-up companies in the CSRA. On behalf of Serotta, Maddocks & Evans and the Business Consulting Group, Inc. this letter is tC' provide a firm commitment of in-kind matching support valued at $10,000 for the proposed STt. Small Business Incubator. This assistance will be at a per diem average of $500 of professional accounting and financial assistance for your prospective client finns in your Small Business Incubator. Please keep us advised on the progress of your proposal and any further actions that we might take to support your efforts to initiate this essential incubator facility in Augusta. J. Serotta _ AJSlbbj cc: W.R. Toole, STC D. McArdle, BCG 701 Greene Street, Suite 200 I Augusta, Georgia 30901-2322 Telephone (706) 722-5337 Telefu (706) 724-FAXX (3299) CSRA REGIONAL DEVELOPMENT CENTER 2123 WRIGHTs80RO ROAD. AUGUSTA. GEORGIA 30904-0800 p, O. BOX 2800 · AUGUSTA, GEORGIA 30914-2800 (706) 737-1823 . FAX (706) 737-1459 November 25, 1996 Mr. Lew Attardo Executive Director Savannah River Regional Diversification Initiative Post Office Box 696 Aiken, SC 29802 Dear Lew: On behalf of the CSRA Regional Development Center. J would like to provide this letter of suppon for the Southeastern Technology Center Proposal to SRRDl for a Small Business Incubator. The proposed effort by sTc is lID exceIlent idea and will provide an immediate resource for assisting entrepreneuriaJ start-up companies in the CSRA . STC has been working with our organization to pursue funding fora major new facility for the CSRA. The facility will provide office space for STC, Georgia Tech. and the University of Georgia Business Outreach Services. The new facility for which Richmond County has recently committed $400,000 in matching fimds will contain a 10.000 square foot high technology small business incubator that wm be managed by STC. This incubator facility will be provided to STC at no cost and will be available to them to rent to tenants at rates well below nonnal rental costs for equivalent office and laboratory space. Rental income obtained by STC from the incubaw rents wiH be used to provide shared business services including receptionist/secretary, copier, fax telephone and support services. The availability to STC of the 10.000 square foot incubator space by early 1998 should guarantee the long term financial viability of the modest initial incubator being CWTentJy proposed by STC to SRRDJ. We strongly support and endorse the current STC proposed effort.. Please feel free to call if you have any questions or would like additional infonnation. &~ cc: Earl J. Claire. STC William R. Toole. STC Burke · Columbia · Emanuel · Glascock · Hancock · Jefferson. Jenlans . Johnson Lincoln · McDuffie · Richmond · Screven · Taliaferro . Warren. Washington. Wilkes December 9, 1996 Mr. Lew Attardo Savannah River Regional Diversification Initiative P.O. Box 696 Aiken, SC 29802 ;:-- ---- ;-~"::'.: , .~ ~4ii ~~ .: ''''-''\1 :;_c .\ '7=:',r'-- >~IU i ! :\.~.): :,~! 1 TECHNOLOGY CENTER Dear Lew: The mission of Southeastern Technology Center is to facilitate the transfer of commercially viable technologies from the government sector to the business sector for the purpose of promoting economic development and creating private sector jobs, both regionally and nationally. In fulfillment of a portion of that mission, STC is dedicated to the establishment of a Small Business Incubator in the Augusta area. To that end, we are willing to commit key personnel with management and technical expertise plus equipment and other resources to ensure the success of the Incubator. Specifically, STC will contribute $34,500 in key personnel time for management, technical, and financial assistance plus key equipment, materials and services. Additionally, I will commit to spend 15% of my time to assist in strategic business planning, management and technical assistance to incubator tenants. An additional 40% FTE (full-time equivalent) of the combined resources of the STC technical staff will also be made available to provide additional technical, management and marketing assistance. We look forward to the opportunity to serve the CSRA through the establishment of this Small Business Incubator. Thank you for your assistance in making it possible. Sincerely, EUy(0!~ Earl J. Claire Executive Director/CEO cc: W.R. Toole P. O. Box 2144 Augusta, Georgia 30903 (706) 722-3490 APPENDIX 2: RESUMES · Earl J. Claire, PhO, PE · Jane A. McCoggins · James R. Ullery, PE · Ade1 A. Baler, PhO · Regina S. Porter, PhD · W. Clanton Mosley, Jr., PhO · John P. Church, PhO, PE · Gary L. Hohmann EARL J. CLAIRE, PH.D., P.E. EXECUTIVE DIRECTOR/CEO SOUTHEASTERN TECHNOLOGY CENTER ~ =::=- ~ -=- - ;::- ~ ~ ;;;:- .jjii;:- ~ ~ ~- ~~~~ ~ .~ ~4I ~~ SOLJTl1eA)T~Qn TECHNOLOGY CENTER CAREER SUMMARY Broad results-oriented management, technical, and marketing experience with extensive industrial line management (over 200 people) and significant P/L responsibility (up to $30M/year in sales), plus significant university research program ($45M) and research center administrative and teaching experience. Successfully managed the research, design, development, and production of complex products and systems. Directly responsible for securing numerous high-technology R&D, production, and technology transfer programs totaling in excess of $441'1. Led university research center to increase external grants and contracts by 70% in two years. Successfully managed four small companies with diverse business areas including two high-technology start-ups to meet annual objectives. Proven track-record in multi-disciplinary R&D management and technology transfer. Excellent fInancial management, strategic planning, team-building, and communication skills. EDUCATION Ph.D., University of Florida, Major: Electrical Engineering, Minor: Mathematics Completed one year of Law School towards Juris Doctor degree at University of Florida M.E.E., University of Florida B.E.E. with Honors, University of Florida PROFESSIONAL EXPERIENCE Executive Director/CEO Southeastern Technology Center, Augusta, Georgia Currently providing leadership on new business development, program management of multiple technology transfer and deployment programs, establishment of business systems and personnel policy, and recruiting of new employees. STC now has fourteen employees and has secured over $4.4M in new contract and grant funding over a broad spectrum of technologies ranging from environmental management, hydrogen system applications, to communications and telemedicine applications. Executive Director for a major university research center CMR Successfully m~aged a major university research center with annual state E&G budget of $1.3M and annual externally funded research budget of$1.26M. Increased annual external grant budget by 60% in two years from $740K to $1.26M. The center had 20 full-time faculty and research staff, 3 UPS staff, and 15 part-time graduate research assistants. Maintained excellent financial control on all programs with no cost overruns. Provided leadership to secure a $2.1 M Defense Conversion TRP program federal grant. PROFESSIONAL EXPERIENCE - EARL 1. CLAIRE (Cont'd) Executive Director for a major research program State University System Senior SUS of Florida executive with responsibility for a statewide multi-university R&D program (the Advanced Microelectronics and Materials Program) jointly funded by DARP A ($45M) and SUS ($6M). Directed efforts of a large distributed research team at seven state universities and sixteen national universities in microelectronics, optoelectronics, superconductivity, and advanced composite materials. Over 600 publications and 27 patent disclosures and applications resulted. Provided leadership necessary to obtain major improvement in university/industry technology transfer and the receipt of outstanding customer review comments. President/CEO for a group of privately held companies Lely Companies Managed a diverse group of four small companies to achieve desired goals. Significantly improved sales/profitability. Increased one company's sales from $30K to $3M. Formed new electronics company and developed new products. Relocated one company from California to Florida, hired new president, and led efforts to establish prestigious new accounts for the company's "time and attendance systems" products. Vice President of a major business area and VP/Director, Research and Strat PIng.. E-Systems, Inc., ECI Division P/L responsibility for 200 man program management, engineering and marketing team. Developed strategic plan, revitalized marketing efforts and secured new technology programs in communications, signal processing, MIMIC and digital GaAs. Also hired key staff members, reorganized major programs and provided direction to move two $20M programs from design to production. Led a major communications division to produce integrated strategic planning documents. Revitalized IR&D program with new projects personnel and led division to improve rating to number one in company. Director of a major product line and in other key assignments Harris Corporation Directed a major $30M/year communication systems product line with P/L responsibility for multiple .research, development and production programs ranging in size from $1 OOK to $10M. Prepared strategic plan and directed group efforts to secure VLSINHSIC technology. Provided proposal preparation and system engineering leadership to secure multiple new R&D and manufacturing programs. Directed a team of employees for a year to secure a new $1 OM R&D program~ Provided program management leadership for series of new commercial programs to develop multiple service "home of the future" broadband telecommunication systems for Canada ' ORG A NI Z A TIO N S /INTERES T S Registered Professional Engineer, Consultant to NASA and Los Alamos National Laboratory, Significant PublicationslPresentations, Four invention disclosures, two US patents, Director YMCA, Active in Church, Ordained Deacon JANE A. MCCOGGINS MANAGER, SMALL BUSINESS INCUBATOR AND PUBLIC AWARENESS INFORMATION SPECIALIST SOUTHEASTERN TECHNOLOGY CENTER .:::-- ;::::- ~ ~ "- ;::- ~ ~ ~ ~~ ~~~~ :- ~ S;;;; ~4ii ~~ SOUTHeASTeQn TECHNOLOGY CENTER CAREER SUMMARY Responsible for development of new business relationships to accomplish economic development and job creation mission of Southeastern Technology Center including development of an STC-managed Small Business Incubator. Responsible for developing and implementing public awareness and information plans to provide program information to public and private sectors. Ten years experience in print production management involving the coordination and performance of all aspects of printed material production from planning, organizing and supervising production to fmal delivery and marketing of product. Extensive experience in setting up and maintaining computer networks and providing user support and training. EDUCATION Bachelor of Business Administration, Baylor University, Waco, Texas Major: Management and Marketing PROFESSIONAL EXPERIENCE Manager, Small Business Incubator and Public Awareness Information Specialist Southeastern Technology Center, Augusta, Georgia Responsible for development of new business relationships to accomplish the economic development and job creation mission of Southeastern Technology Center. Leading efforts to develop a funded Small Business Incubator. Providing leadership to establish a Cooperative Research and Development Agreement (CRDA) with Warner Robins Air Logistics Center to benefit regional industry. Develop and implement plans to provide STC program information to the public and private sectors to generate support for utilization of new technology. Provide public education through the preparation, production and distribution of a variety of informational products including printed and display matter, online publications, and media events. Coordinate with public awareness representatives from associated programs and organizations to ensure efficient development of related program material. Information Systems Coordinator B~ Tulsa, Oklahoma Computer technical support specialist for 250-member architectural team. Responsibilities included solving daily operational problems as well as predicting and controlling future effects of the rapidly growing organization and its computer requirements. Supplied long-term solutions to support needs by creating and providing training materials and seminars to the staff. Production Systems Supervisor American Association of Petroleum Geologists, Tulsa, Oklahoma Ten years experience in print production and computer system management for international geological organization. Coordinated and performed all aspects of duties associated with planning, producing, printing and marketing technical journals, books, announcements, programs and sales materials. Designed procedures for efficient utilization of computer network and provided staff training and computer support. JAMES R. ULLERY, P.E. PROGRAM MANAGER ENVIRONMENTAL RESTORATION PILOT PROJECTS SOUTHEASTERN TECHNOLOGY CENTER -=--. ~-- ~ ;::- ~ ~ ~ ~~ J- ~~j ~ . S;;;; ~.... ~~ SOUThcASTcQn TECHNOLOGY CENTER CAREER SUMMARY Over 20 years experience in the management of environmental engineering and remedial services and in regulatory control of hazardous and solid waste materials. This experience includes the management of environmental professionals, the acquisition of funds, and the management of such funds within budgetary parameters. As the Program Manager for Environmental Restoration Pilot Projects, responsible for the direction of development and transfer of environmental and waste management technology and the management of funds and resources to accomplish these ends. EDUCATION M.P.A., University of South Carolina Major: Public Administration, Minor: Business Administration B.Ch.E., Georgia Institute of Technology Major: Chemical Engineering PROFESSIONAL EXPERIENCE Program Manager, Environmental Restoration Pilot Projects Southeastern Technology Center, Augusta, Georgia Currently facilitating and managing the transfer of Environmental Management Technologies from the Department of Energy to private local businesses for the purpose of regional economic development. Program Manager/Branch Manager Metcalf & Eddy, Inc., Aiken, South Carolina . Managed environmental consulting services at the Department of Energy-Savannah River Site in support of the Westinghouse Savannah River Company programs for environmental restoration. This $6.5 million contract involved remedial investigations, preparation of regulatory documents, technical oversight of drilling and sampling programs, human health and environmental risk assessments, and remedial planning and design. Manager of Engineering and Remedial Services/Corporate Environmental Affairs Bryson Industrial Services, Inc., Lexington, South Carolina Managed a corporate wide compliance program involving all pertinent environmental, health and safety laws and regulations. Managed engineering and remedial services offered in the areas of hazardous waste management. Responsible for project evaluation, proposal preparation, project management and regulatory interface. Director, Division of Site Engineering and Reponse Activities/Bureau of Solid and Hazardous Waste Management . South Carolina Department of Health and Environmental Control Managed a division of environmental professionals in a state-wide program for discovering, screening, evaluating, and remediating uncontrolled hazardous waste sites, and the implementation of an environmental emergency response network. Responsibilities included acting as the "Superfund" director for S.C. directing all govei:nmental response actions under the Federal CERCLA program and developing a State sponsored Superfund program. AOEL A. BAKR, PH.D. PROJECT ENGINEER ENVIRONMENTAL RESTORATION PILOT PROJECTS SOUTHEASTERN TECHNOLOGY CENTER -' i,;:=:--~=--_ ;:-- ~ ~ ;::- ~ ~ .;- ~ ~..i ~ .~ ~4ij ~~ SOUTHeASTeRn TECHNOLOGY CENTER CAREER SUMMARY As Project Engineer, responsible for facilitating technology development and transfer in the environmental and waste management fields in order to promote local job and economic growth. Position requires a broad knowledge of environmental and waste management industries and technologies, cost and scheduling skills, subcontractor management, market analysis and excellent writing skills. EDUCATION Ph.D., New Mexico Institute of Mining and Technology, Socorro, NM Major: Groundwater Hydrology (Geoscience) PROFESSIONAL EXPERIENCE Project Engineer Southeastern Technology Center, Augusta, Georgia Determining the commercial and hydrogeological viability of environmental and waste management technologies and developing and managing demonstration programs for these technologies at local contaminated sites. Obtaining and overseeing subcontractors who will perform these demonstrations. Evaluating the effectiveness of proposed technologies for site remediation. Executive Hydrogeologist Halliburton NUS Environmental Corporation, Aiken, South Carolina Served as project manager for a task providing comprehensive hydrogeological support services for the U.S. Department of Energy's Savannah River Site (DOE-SR). Reviewed corrective action plans for contaminated soil and groundwater remediation. Analyzed impacts to woundwater quality associated with disposal of hazardous and mixed waste. Used statistical methods to minimi7.e frequency and location of groundwaters monitoring and sampling. Reviewed groundwater quality assessments under the Resource Conservation and Recovery Act (RCRA) and the Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA). Evaluated the effectiveness of a pump-and-treat -system for aquifer remediation using optimization modeling. Prepared National Environmental Policy Act (NEP A) documentations including environmental analyses and environmental impact statements. Provided hydrogeologic guidance to staff of geologists, hydrogeologists and engineers. PROFESSIONAL EXPERIENCE (Cont'd) Assistant Professor of Hydrogeology Wright State University, Department of Geology, Dayton, Ohio Taught undergraduate and graduate hydrogeology and water-resource-related courses and supervised graduate theses in hydrogeology. Developed and introduced five new courses that have since been incorporated into the WSU hydrogeology program. Director and Principal Investigator, Ground Water Hydrology Graduate Correspondence Program for the Soil Conservation Service of the U.S. Department of Agriculture. Supervised and managed a team of nine graduate students and several faculty and outside consultants to prepare course modules (completed the first course: Hydro- geology). An expanded version of the course is now offered regularly by WSU. t . '- REGINA S. PORTER, PH.D. PROJECT ENGINEER ENVIRONMENTAL RESTORA nON PILOT PROJECTS SOUTHEASTERN TECHNOLOGY CENTER .:::- ;;::- ~ -=- - ;:::- =- ~ ;::- ~ ~ ~.~~~ :- .s ~... ~~ SOUTMeASTeQn TECHNOLOGY CENTER CAREER SUMMARY As a Project Engineer, to manage and to facilitate the process of technology development and transfer for the environmental and waste management fields with the objectives to promote jobs and economic growth in the GA/SC area. Principal projects: Nutrient Injection In-Situ Bioremediation (PHOSterâ„¢); control of VOCs emissions using biological media (Biofilter). Previous experience includes eight years of chemical/pharmaceutical work including R&D, QC/QA, and industrial processes. Environmental experience includes pollution prevention and treatment of waste for the textile and pharmaceutical industries. Environmental specialization: bioremediation. EDUCATION Doctor of Philosophy in Environmental Systenis Engineering, Clemson University, Clemson, South Carolina Major: Environmental Systems Engineering Master in Pharmaceutics, University of Sau Paulo, Sao Paulo, Brazil Major: Medicinal Chemistry PROFESSIONAL EXPERIENCE Project Engineer Southeastern Technology Center, Augusta, Georgia Determine the commercial viability of environmental and waste management technologies, and develop and manage demonstration programs for these technologies at local contaminated sites. Coordinate the day-to-day activities of the project. Position requires knowledge of environmental management, technology transfer, cost estimation, market analysis, and administration skills. Principal project: Nutrient injection in-situ bioremediation technology, and control ofVOCs emissions using biofilter. Senior Research Engineer SmithKline Beecham Pharmaceuticals, Environmental Research Laboratory Collect and analyze information for Environmental Assessment (EA) submissions. Provide draft and final reports to FDA. Provide environmental support for the SmithKline Beecham worldwide sites. Evaluate production and laboratory waste minimization processes. Conduct analyses to provide fate and effect data of pharmaceutical chemical compounds. PROFESSIONAL EXPERIENCE (cont'd) Senior Scientist SmithKline Beecham Pharmaceuticals, Analytical Science Department Perform chromatographic determination to provide all data (HPLC, GC, IC, TLC, CE) in support of development compounds. Evaluate test results. Use data system for sample log-in, calculation, and reporting of results. Develop and validate chromatographic methods. Provide draft and final reports to FDA. Maintain records according to GLP/GMP requirements. As a project chromatographer, interact effectively with appropriate members of other departments. Research Assistant Clemson University, Textile Department Plan and conduct research. Responsible to facilitate the transfer of the technology to the textile industries. Principal project: Recovery of dyes and waste water using cross flow filtration processes. Graduate Research Assistant Clemson University, Environmental Systems Engineering Department Plan and conduct research. Write proposals and project reports. Monitor laboratory projects. Instruct laboratory practices. Gather essential information for the development and progress of the research from colleagues and industrial personnel. Principal research experience: Aerobic and anoxic respirometric techniques. Batch and continuously stirred reactors techniques and kinetics. Chemical analyses. Assistant Professor University ofSao Paulo, Pharmacy Department Teach undergraduate students in the area of industrial manufacturing of drugs, and treatment of water and industrial waste for pharmaceutical manufacturing- processes. Principal project: Syntheses of new compounds with the purpose of improving physiological properties of existent drugs. Pharmacist Supervisor Hospital ofServidor Publico Estadual, Pharmacy Department Supervise the production and development of pharmaceutical products. Responsible for the sterilization process. Chemical Analyst Dow ChemiCal,. Quality Control Department Analyze final products manufactured in the company and. assuring their quality for sale. Responsible for critical components of quality assurance and quality controL W. CLANTON MOSLEY, JR., PH.D. PROGRAM MANAGER HYDROGEN Bus DEMONSTRATION PROJECT SOUTHEASTERN TECHNOLOGY CENTER .:::-- ;;::- ~ =- ""- ;:::-- -=- =:::;::::: ~ ~~ J- ~.$ijjj j ~ 4iIJP ~ ~... ~~ SOUTl1eASTeRn TECHNOLOGY CENTER CAREER SUMMARY As Program Manager, responsible for coordinating Project Management and Public Involvement Services for the H2Fuel Bus Demonstration Project. Position requires a knowledge of hydrogen technology and skills in project management methods. The Project goal is to have a hybrid hydrogen-powered electrically-driven bus operating as part of the Augusta Public Transit fleet beginning October 1996 with a possible testing during the 1996 Summer Olympic Games in Atlanta. EDUCATION Bachelor of Science, Auburn University, Major: Engineering Physics M.S., Auburn University, Major: Physics Ph.D., University of Alabama, Major: Physics PROFESSIONAL EXPERIENCE Program Manager Southeastern Technology Center, Augusta, Georgia Working with members of the H2Fuel Bus Team to coordinate plans, tasks, and schedules and to monitor cost predictions and expenditures to successfully complete the Project. Developing public awareness/involvement strategies and products to support the Project and establish hydrogen transportation as a focus of community pride in the Central Savannah River Area. Materials Scientist Westinghouse Savannah River Company Involved in research and development at the Savannah River Technology Center (formerly the Savannah River Laboratory) for thirty years. Developed radioisotopic heat sources (Cm-244 and Pu-238), industrial and medical neutron sources (Cf-252), and metal hydrides for Savannah River Site applications. Investigated effects of radioactivity on materials properties, durability of nuclear waste glass, and effects of residual stress at welds. Characterized materials using x-ray diffractometry, thermo gravimetric analysis, scanning electron microscopy, scanning electron microprobe analysis, etc. Procured metal hydrides for Savannah River Site tritium facilities. Issued three U.S. patents . ORGANIZA TIONS/INTERESTS Microbeam Analysis Society: Member. ASM International: Past member. American" Physical Society: Past member. Millbrook Baptist Chur~h: Deacon and musician. Member of cast or orchestra in several Aiken Diabetes Association benefit plays. JOHN P. CHURCH, PH.D., P.E. SR. RESEARCH SCIENTIST/PROGRAM MANAGER TELEMEDICINE, TELECOMMUNICATIONS, DISTANCE LEARNING SOUTHEASTERN TECHNOLOGY CENTER .;::-- ;;:::- ~ ~ -- ;::- ~ ~ ~ ~~ ~~~~ ~ .~ ~.. ~~ SOUTt1t:ASTeRn TECHNOLOGY CENTER CAREER SUMMARY A nuclear engineer/physicist with experience in leading, developing, and mentoring collaborative teams merging diverse skills. Extensive experience in research and development in the areas of simulation and modeling, safety analysis, software design, nuclear fuel design, and the general application of high-performance computing to the creative solution of technical problems. EDUCATION Ph.D., University of Florida, Major: Nuclear Engineering, Minor: Mathematics, Physics M.S.N.E., University of Florida, Major: Nuclear Engineering; Minor: Mathematics, Physics B.S.Ch.E., University of Cincinnati, Major: Chemical Engineering PROFESSIONAL 'EXPERIENCE Sr. Research Scientist/Program Manager Southeastern Technology Center, Augusta, Georgia Responsible' for developing programs to apply the technologies of scientific computing, simulation, and telecommunications to the fields of medicine, education, and data analysis. Obtain sponsorship for prototypic programs, foster the development of entrepreneurial groups to further.develop programs to full commercial stage, and obtain subcontracts for the commercial expansion of such programs to the CSRA. Senior Advisory Engineer Westinghouse Savannah River Company, Aiken, South Carolina Team leader to formulate the vision of, and to define and implement, a prototypic advanced scientific computing environment to maximize the ability of scientists and engineers to manage scientific data. Built a culture of teamwork and excellence. Developed and authored Strategic Plan for Scientific Computing at SRS to provide the framework for programmatic planning and capital hardware forecasting. Promoted technology transfer of scientific computing, robotics, digital imaging, and database management to medical applications. Planned and led team to complete the conversion of reactor computational.system to modem language and architecture standards, saving more than $25t-..1M in capital costs. Received George Westinghouse Signature Award of Excellence for directing the building of an integrated reactor analysis system that allowed reactor physicists to meet a critical schedule and save $500M/year in personnel costs. Led team to 4evelop a graphics interface to view reactor temperature, flow, or power facemap data from any workstation connected to the onsite LAN, greatly improving the capability for independent oversight of reactor safety. . PROFESSIONAL EXPERIENCE - JOHN P. CHURCH (Cont'd) Research Associate E.f duPont de Nemours & Co., Inc. Savannah River Laboratory, Aiken, S. C. A principal expert, providing broad oversight of reactor safety focusing on solutions to reactor physics and safety problems related to the emergency core cooling system, severe accidents, and probabilistic risk assessments. Program Leader for Safety Analysis Report for Production Reactors (coordinator, editor, co-author). Directed and co-authored program to define release categories, complete scoping analysis of the confinement event tree, develop fault tree models for confmement systems, and evaluate filter effectiveness for the Level II (severe accident analysis) Probabilistic Risk Assessment for production reactors. Developed methodology for, and authored, fIrst estimate of risk of operating of production reactors (completed in less than three man-months, the results agreed with subsequent full-scope probabilistic risk assessment that cost more than $6MM). Developed computational system to predict coolant flows to -600 individual assemblies for low-flow conditions that define Emergency Core Cooling System (ECCS) reactor power limits and showed that existing operating limits were nonconservative. Established new limits and showed that existing operating limits were nonconservative. Established new ECCS limits that improved operational safety and lowered power levels for all SRS reactors. Received US patent for special hardware components to increase the minimum assembly flow by 20-40% during a Loss-of-Coolant Accident. Designed numerous hardware changes to alleviate ECCS concerns, increase reactor power, and restore normal operation. Supported reactor startup by greatly improving the accuracy of; and certifying, the primary accident analysis code for SRS reactors, thereby simultaneously assuring operational safety while making the proposed production of Pu-238 feasible. Co-authored accident analysis code that was the principal tool for computing reactor Confinement Protection Limits and performing other reactor kinetics studies. ORGAN IZ A TION S II N TERE S T S Licenses Professional Engineer (SC, Ohio); one US patent; National Society of Professional Engineers: NSPE National Scholarship Committee; NSPE Representative to Accreditation Board for Engineering and Technology (ABET) Board of Trustees; President of Aiken Chapter of South Carolina Society ,of Professional Engineers; American Nuclear Society: ANS Professional Development. and Accreditation Committee; Association for Computing Machinery; IEEE Computer Society; National Institute for Engineering Management and Systems; Honorary Societies: Phi Lambda Upsilon (chemistry), Alpha Chi Sigma. (chemical engineering), Tau Beta Pi (engineering); Sigma Xi Research Society. National Reining Horse Association competitor, National Cutting Horse Association enthusiast, Tellington-J ones Equine Awareness Method proponent. GARY L. HOHMANN SOLID WASTE TECHNOLOGY CENTER SOUTHEASTERN TECHNOLOGY CENTER -' i,;:=- -~ -=- ~ ;:- ~~ ;;:- ..ifi;=- ~ .?- ~~~ ~ .~ ~4ii ~~ SOUTtleASTcQn TECHNOLOGY CENTER CAREER SUMMARY An experienced engineering executive from a major Fortune 500 corporation who has performed in nuclear and non-nuclear fields on commerical, Department of Defense, and Department of Energy programs including reactors, separations, waste management, and environmental restoration. EDUCATION B.A., Loras College, Dubuque, IA B.S.E., University of Iowa, Iowa City, IA Post Graduate Study, University of lllinois, Champaign, II.. PROFESSIONAL EXPERIENCE Division Chief Project Manager Westinghouse Savannah River Company, Aiken, SC Reorganized and transitioned an existing project management department adding responsibility for the operating funded portion of projects willie reducing project support costs by 50%. Completed the first project for willch we had total cost responsibility significantly ahead of schedule and 25% under budget. Developed and led a projects team which successfully managed multiple projects with Total Estimated Costs (TEC) exceeding $2 billion while maintaining project support costs at less than 5% of TEC. 'Authored the Engineering portion of the winning Westinghouse proposal to manage the Savannah River Site. Transitioned multiple projects to meet the requirements of DOE Orders 4700.1 and 6430.1A for establishing cost, schedule and technical baselines. Manager, Plant Engineering WestinghoUse Idaho Nuclear Company, Idaho Designed, developed and managed a full function central engineering department at the request of the Company President which improved productivity for engineering support of Idaho Chemical Processing Plant operations and facility refurbishments. PROFESSIONAL EXPERIENCE (Cont'd) Project Manager, Waste Isolation Pilot Plant Project (WIPP) Westinghouse Advanced Energy Systems Division Transitioned the Westinghouse multi-contractor team from Technical Support to Operations and moved the offices from Albuquerque to Carlsbad, NM. Superior performance increased the Westinghouse scope of responsibility from $14 million to $34 million per year. Managed all the technical aspects of WIPP. Achieved and outstanding performance record in assisting DOE in maintaining an integrated program which was conducted within cost and on schedule. Completed the WIPP Site and Preliminary Design Validation field program three months ahead of schedule and maintained construction two months ahead of schedule. Managed the preparation, review and approval of the Safety Analysis Report, Environmental Impact Statements, State and Federal permits, Public Information Program, and the defense against several lawsuits to maintain the project on schedule. APPENDIX 3: DRAFT TENANT INFORMA TION/AGREEMENT FORMS · Draft Tenant Selection Criteria · Draft Business Assistance Sources · Draft Tenant Reviews/Graduation · Draft Tenant Lease Agreement · Draft Tenant Application ....-..,.,.,....--.-------. ,.,." . ...., .... .. .""--.."..,,....,,--,,-- ".. ._"..",,-------.--. :':':':',':-.?,-.-.':.',',-.','.-,'.','.'-'.'-'.'.-.'.'-'-:-:-:-c,--:.-.'.-,-,',"".'. .. ..--...-----..-"-"",,..,--_.._--.,--.-.,. ..-...,.......,.......,-.-.-.-.-.-...-...".,..-..-... ...-----------"---"...,.....--.-----.-.. .,.-..-....-'-.-.-.-.-.-.-'..-..'.---..-.,-....-,-.--...,.. ..'-.,....--..'.-'-..'-'-'-.-.-..-..-'---,-,-,.,.-...'.. ."."...--.--------...,. ..,...--......-..,.."""--.. .-..---,..-...-.--... .._.._".....-...-...... .-'-.-.-'.'.-................-'.... .:'_-:':-:.:-:.-...._.-..../......... :::.::::::::::;.;-:.::::~ uthe ern Technology Center Busi- ess Incubator is specifically designed to provide assistance to technology-based entrepreneurs with an emphasis on R&D and manufacturing businesses. Candidates will be evaluated on the value of their new business' contribution to the economic development of the region as well as their business plan and commit- ment to the success of their venture. Appl icants to the incubator wi II be screened and selected from entrepreneurs including downsized SRS employees, female, minority and disadvantaged applicants. Criteri a: · Business concept involving technology-based products or services with a preference for R&D and manufacturing businesses · Potential value to regional economic develop- ment in terms of employment, expansion of technology-base or creation of community wealth · Demonstrated financial resources to sustain business during initial start-up phase · Capable and motivated entrepreneur or entre- preneurial team · Business plan .'-'--'---,. . -- '-' .....-.---.-.. .-, ...... .-. ... .'. .-., .. ..'-' -.' -.. . >:.::::::::::::-:::::>::::-: ': :-.,,'-:- '. 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'.._-.'...........'.'................~ Submission of a formal written business plan is the final step in the application process. This submiss;on typically follows initial exploratory meetings that introduce the incubator to the entrepreneur, determine if suitable space in available in the facilities, and determine if the proposed business is a good match for the pro- gram. Since the creation and evaluation of a written business plan represents a significant investment of time and effort on the part of both the entrepreneur and the incubator staff, we sug- gest that applicants to the incubator program first submit a short (two page) summary of the busi- ness concept. The Incubator Small Business .-\dvisol)' Board will review this summary and advise the applicant if a full business plan should be submitted. The summary will contain a brief overview of each of the sections of the full busi'- ness plan, which typically includes: - Description of the business, product and tech- nology - Markel: research and analysis (customers, mar- ket size, competition, market share) - Marketing plan (marketing strategy, pricing, sales tactics, promotion, distribution) - Design and development plans (development status, proprietary products, risks) Manufacturing and operations plan (facilities and equipment, regulatory issues) - Management team (key personnel, board of directors, professional advisors, organization plan) - Projected employment - Timetable and milestones for achieving short and long-term objectives - Current and projected financial statements and funding requirements/sources - Critical risks, assumptions, and contingency plans u aster echnology Center boasts an xce lent staff of 14 employees including five with PhDs. The combined resources and experiences of the STC team will pro- vide the majority of the support, management skills and technical experience necessary to fos- ter the development and growth of the business- es participating in the incubator program. STC also plans to establish a Small Business Advisory Board consisting of area business leaders with whom incubator participants will meet on a quarterly basis. This will give participants the added advantage of their own advisory board as well as additional perspectives and expertise. Standard equipment and services include: · Professional office space at a reduced rental rate/free parking · Receptionist/Secretarial services (tenants charged discounted rate on as-used basis) · Photocopier, fax machine, postal machine (tenants charged discounted rate on as-used basis) · Conference room with TV, VCR, overhead projector and screen · Common area for supply storage coffee (ten- ants charged for coffee/incidental services) · Internet access · Access to Commerce Business Daily Optional equipment and services include: · Phone system (tenants charged for actual phone service) · Assistance with obtaining used or leased office furniture Surplus office furniture and equipment may be made available for tenants' use through contribu- tions from the Westinghouse Savannah River Company and assistance from the Savannah River Regional Diversification Initiative. Specific professional assistance from Southeast- ern Technology Center will include: · Strategic Business Planning · Management · Marketing · Technical Consulting · Technology Commercialization · Promotional Materials · Computer Support · Advisory Board services · Clerical Southeastern Technology Center has also entered into agreements with additional outside sources wi II ing to provide professional assistance to incu- bator tenants including: · Accounting/Financial Serotta, Maddocks & Evans and the Business Consulting Group, Inc. · Bus. Planning/MktinglTechnical Faculty access Georgia Institute of Technology · Bus. Planning/MktinglTechnical Faculty acces_ University of Georgia Business Outreach Services · Marketing Metro Augusta Chamber of Commerce Additionally, Southeastern Technology Center has established a Cooperative Research and Development Agreements (CRDA) with the Robins Air Force Base Air Logistics Center and is currently in the process of establishing a CRDA with Fort Gordon. These agreements will allow STC to easily facilitate usage of equipment and resources at these facilities by incubator tenants. Southeastern Technology Center also has a Work for Others agreement with the Westinghouse Savannah River Company, allowing rapid access to the scientists, labs and expertise available at the Savannah River Site at a reasonable cost. Semi-annual reviews will be scheduled with the Incubator tenant, STC CEO, Incubator manager and representatives from the Small Business Advisory Board. One review will be scheduled shortly after the tenants' fiscal year- end to allow a timely analysis of financial state- ments. Results of the review will be summarized by the Incubator manager, distributed to the review participants, and retained in the tenant files. Reviews will typically cover: · Financial performance and comparison with the business plan · Progress toward achievement of business plan milestones · Impediments toward achievement of business plan milestones · Corrective actions to be taken · Changes/updates to business plan and mile- stones · Assistance needed from incubator Informal reviews and consultations with board members and STC management are encouraged. Performance of Incubator graduates will contin- ue to be tracked by the Incubator manager. GRADUATION The Southeastern Technology Center Business Incubator is designed to help launch new ven- tures, which will typically graduate in two to three years. However, com pan ies may stay longer 01" shorter periods, depending on the rate at which they gain fiscal and operational self-suf- ficiency. If a tenant requires assistance beyond this standard period, they may apply for an extension which will be reviewed by the CEO, Incubator manager, and Incubator Small Business Advisory Board. en recei a from incubator participants ill constitute an ongoing revenue for the incubator. Companies accepted to the Southeastern Technology Center Business Incubator will be expected to sign a lease for a one-year term. Options to extend the term will be negotiable dependent upon incubator gradua- tion criteria and space availability. Parking, utili- ties and janitorial services are currently included in the monthly rental rate. A rent escalation schedule will be initiated as follows: for the first year of the program, incubator participants wi II be charged rental rates at approximately half of the current effective lease rate for similar office and laboratory/light manufacturing space. For the second year, rental will be 60-75% of the space rental. After the second year, participants will either graduate from the facility or pay for full rental and support services on a space-avai lable basis. Tenants will be responsible for th-e maintenance of adequate liability insurance. Southeastern Technology Center reserves the right to terminate a lease for cause. Tenants may terminate their lease with 30 days notice permitting them to leave without penalty at the completion of start- up. The yearly rent increases are designed to encourage companies to leave the incubator once they have completed startup. City Telephone Name of Business Is your business 0 new or 0 existing? If existing business: Years of Operation Street Address City Telephone State Zip Fax Number of Employees? State Zip Fax Business activity to be undertaken at the incubator Potential incubator assistance requirements: Receptionist Clerical/Secretarial Legal Marketing Technical Is your business a 0 proprietorship, 0 partnership, or 0 corporation? Zip Fax Description of business, product/services, target market, competitors Principal (proprietor), partners, or major shareholder: Name Street Address City Telephone State Square footage required Requested occupancy date Special facility requirements (loading docks, special plumbing/wiring, etc.) Management Accounting Financial Production Other Employment estimate: At time of occupancy After one year After three years o $50,000-$100,000 full-time full-time full-time 0$100,000-5150,000 part-time part-time part-time CJ Over $150,000