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HomeMy WebLinkAboutCranston,Robertson,and Whitehurst,P.C. Augusta Richmond GA DOCUMENT NAME: eJ(a\\D\t}) , YO~Y-\-Sc::nl c\ L;..rwtGru~s+( 0. L. DOCUMENT TYPE: ~~~ YEAR: C\'\ BOX NUMBE~:D0 FILE NUMBER: \ 60> \d NUMBER OF PAGES: l\Lo /..3:2 /~ This docun2~gt has important legal consequences; consultation with an attorney" is encouraged with respect to its use, completion or modification. This document should be adapted to the particular circumstances of the contemplated Project and the applicable laws of the jurisdiction in which the professional services for the Project are to be performed. STANDARD FORM OF AGREEMENT BETWEEN OWNER AND ENGINEER FOR PROFESSIONAL SERVICES THIS IS AN AGREEMENT made as of August 5 ,1997 between Augusta-Richmond County ("OWNER") and Cranston. Robertson & Whitehurst. P.C. ('ENGINEER"). , OWNER intends to construct a 60 inch raw water transmission main from the existing piping at the Augusta Canal to the reservoirs adjacent to the filter plant on Highland Avenue. The proiect will include connections. manifolds. isolation valves. air release valves. tunneling under Washington Road. and other necessary appmienances. (the "Project"). OWNER and ENGINEER in consideration of their mutual covenants herein agree in respect of the performance of furnishing of professional engineering services by ENGINEER with respect to the Project and the payment for those services by OWNER as set forth below. Execution of this Agreement by ENGINEER and OWNER constitutes OWNER's written authorization to ENGINEER to proceed on the date first above written with the first pha~e of the Basic Services described in Section 2 below and as further set forth in Exhibit A, "Further Description of Basic Engineering Services and Related Matters" ("Exhibit A") and in the other exhibits listed in Section 9 below. This Agreement will become effective on the date first above written. Page ] of] 5 pages SECTION I--GENERAL \.\ Standard of Care. ENGINEER shall perform for or furnish to OWNER profes- sional engineering and related services in all phases of the Project to which this Agreement applies as hereinafter pro- vided. ENGINEER shall serve as OWNER's prime design professional and engineering representative for the Project providing professional engineering consultation and advice with respect thereto. ENGINEER may employ such ENGI- NEER's Consultants as ENGINEER deems necessary to assist in the performance or furnishing of professional engineering and related services hereunder. ENGINEER shall not be required to employ any ENGINEER's Consultant unacceptable to ENGINEER. The standard of care for all professional engineering and related services performed or furnished by ENGINEER under this Agreement will be the care and skill ordinarily used by members of ENGINEER's profession practicing under similar conditions at the same time and in the same locality. ENGI- NEER makes no warranties, express or implied, under this Agreement or otherwise, in connection with ENGINEER's services. 1.2 Coordination with Other Documents. It is the intention of the palties that the Standard General Conditions will be used as the General Conditions for the Project and that all amendments thereof and supplements thereto will be generally consistent therewith. Except as otherwise defined herein, the terms which have an initial capital letter in this Agreement and are defined in the standard General Conditions will be used in this Agreement as defined in the Standard General Conditions. The term "defective" will be used in this Agreement as defined in the Standard General Conditions. 1.3 Definitions. Wherever used in this Agreement the following ternlS have the meanings indicated which are applicable to both the singular and plural thereof: \.3.\ Additional Services. Additional Services means the services to be performed for or furnished to OWNER by ENGINEER described in Section 3 of this Agreement. ] .3.2 Agreement. Agreement means this Standard Fornl of Agreement between OWNER and ENGINEER for Professional Services including those exhibits listed in Section 9 of this Agreement. 1.3.3 Basic Services. Basic Services means the services to be perfonned for or furnished to OWNER by ENGINEER described in Section 2 of this Agreement. 1.3.4 Construction Cost.' -Construction Cost means the total cost to OWNER of those portions of the entire Project de- signed or specified by ENGINEER. Construction cost does not include ENGINEER's compensation and expenses, the cost of land, rights-of-way, or compensation for or damages to properties, or OWNER's legal, accounting, insurance counsel- ing or auditing services, or interest and financing charges incurred in connection with the Project or the cost of other services to be provided by others to OWNER pursuant to Section 4 of this Agreement. Construction Cost is one of the items comprising Total Project Costs. 1.3.5 Contractor. Contractor means the person or entity with whom OWNER enters into a written agreement covering construction work to be perfonned or furnished with respect to th e Project. 1.3.6 ENGINEER's Consultant. ENGINEER's Consultant means a person or entity having a contract with ENGINEER to perform or furnish Basic or Additional Services as ENGI- NEER's independent professional associate or consultant engaged directly on the Project. 1.3.7 Reimbursable E:>:penses. Reimbursable Expenses means the expenses incurred directly in connection with the perfor- mance or furnishing of Basic and Additional Services for the Project for which OWNER shall pay ENGINEER as indicated in Exhibit B, "Payments to Engineer for Services and Reim- bursable Expenses" ("Exhibit B"). 1.3.8 Resident Project Representative: Resident Project Representative means the authorized representative of ENGI- NEER who will be assigned to assist ENGINEER at the site during the Construction Phase. The Resident Project Repre- sentative will be ENGINEER's agent or employee and under ENGINEER's supervision. As used herein, the term Resident Project Representative includes any assistants of Resident Project Representation agreed to by OWNER. The duties and responsibilities of the Resident Project Representative are set forth in Exhibit C, "Duties, Responsibilities and Limitations of Authority of Resident Project Representative" ("Exhibit C"). I .3.9 Standard General Conditions. Standard General Conditions means the Standard General Conditions of the Construction Contract (No. ] 9 ] 0-8) (J 990 Edition) of the Engineers Joint Contract Documents Committee. 1.3.10 Total Project Costs. Total Project Costs means the sum of the Construction Cost, allowances for contingencies, the total costs of design professional and related services provided by ENGINEER and (on the basis of infonnation furnished by OWNER) allowances for such other items as charges of all other professionals and consultants, for the cost of land and rights-of-way, for compensation for or damages to properties, for interest and financing charges and for other services to be Page 2 of ] 5 pages provided by others to OWNER under paragraphs 4.4, 4.5 and 4.7 through 4.-14, inclusive. SECTION 2--BASIC SERVICES OF ENGINEER 2.1 Study and Report Phase (Conceptual Design) Upon this Agreement becoming effective, ENGINEER shall: 2. J.] Consult with OWNER to understand OWNER's require- ments for the Project and review available data. 2.1.2 Advise OWNER as to the necessity of OWNER's providing or obtaining from others data or services of the types described in paragraph 4.4 which are not part of ENGINEER's Basic Services, and assist OWNER in obtaining such data and servIces. 2.].3 Identify and analyze requirements of governmental authorities having jurisdiction to approve the portions of the Project designed or specified by ENGINEER with whom consultation is to be undertaken in connection with the Project. 2.1.4 Evaluate various alternate solutions available to OWNER as described in Exhibit A, and, after consultation with Owner, recommend to OWNER those solutions which in ENGINEER's judgment best meet OWNER's requirements for the Project. This phase is further discussed in Exhibit A and is called the Conceptual Design Phase. 2.1.5 Prepare a report (the "Report") which will contain the statement of OWNER's requirements for the Project, and, as appropriate, will cotltain schematic layouts, sketches and conceptual design criteria with appropriate exhibits to indicate the considerations involved and those alternate solutions available to OWNER which ENGINEER recommends. This Report will be accompanied by ENGINEER's opinion of Total Project Costs for each solution which is so recommended for the Project, including the following which will be: separately itemized: opinion of probable Construction Cost, allowances for contingencies and for the estimated total costs of design professional and related services provided by ENGINEER and, on the basis of infonnation furnished by OWNER, allowances for other items and services included within the definition of Total Project Costs. 2.1.6 Furnish the Report to and review it with OWNER. 2.1.7 Revise the Report in response to OWNER's comments, as appropriate, and furnish final copies of the'Report in the number set forth in Exhibit A. 2.1.8 Submit the Report within the stipulated period indicated in Exhibit A. 2.1.9 ENGINEER's services under the Study and Report Phase will be considered complete at the earlier of (I) the date when the Report has been accepted by OWNER or (2) thirty days after the date when such Report is delivered to OWNER for final acceptance, plus in each case such additional time as may be considered reasonable for obtaining approval of governmental authorities having jurisdiction to review the portions of the Project designed or specified by ENGINEER, if such approval is to be obtained during the Study and Report Phase. The duties and responsibilities of ENGINEER during the Study and Report Phase as set forth in this paragraph 2.1 are amended and supplemented as indicated in Exhibit A. 2.2 Preliminary Design Phase. After acceptance by OWNER of the Conceptual Design, selection by OWNER of a recommended solution and indica- tion of any specific modifications or changes in the scope, extent, character or design requirements of the Project desired by OWNER, and upon written authorization from OWNER, ENGINEER shall: 2.2.] On the basis of the report, the recommended solution selected by OWNER and the specific modifications or changes in the scope, extent, character or design requirements of the Project agreed upon by OWNER and ENGINEER, prepare Preliminary Design documents consisting of final design criteria, preliminary drawings, outline specifications and written descriptions of the Project. 2.2.2 Advise OWNER if additional reports, data or other information or services of the types described in paragraph 4.4 are necessary and assist OWNER in obtaining such reports, data or other information and services. . 2.2.3 Based on the information contained in the Preliminary Design documents, submit a revised opinion of probable Construction Cost and any adjustments to Total Project Costs known to ENGINEER, which will be itemized as provided in paragraph 2.] .5. 2.2.4 Furnish the Preliminary Design documents to and review them with OWNER. 2.2.5 Submit the Preliminary Design documents and revised opinion of probable Construction Cost within the stipulated period indicated in Exhibit A. 2.2.6 ENGINEER's services under the Preliminary Design Phase will be considered complete at the earlier of (I) the date when the Preliminary Design documents have been accepted by OWNER or (30) thirty days after the date when such Preliminary Design documents are delivered to OWNER for final acceptance, plus in each case such additional time as may be considered reasonable for obtaining approval of governmen- tal authorities having jurisdiction to approve the Preliminary Page 3 of 15 pages Design documentation, if such approval is to be obtained during the Preliminary Design Phase. The duties and responsibilities of ENGINEER during the Preliminary Design Phase as set forth in this paragraph 2.2 are amended and supplemented as indicated in Exhibit A. 2.3 Final Design Phase. After acceptance by OWNER of the Preliminary Design Phase documents and revised opinion of probable Construction Cost and indication of any specific modifications or changes in the scope, extent character or design requirements of the Project desired by OWNER,. and upon written authorization from OWNER, ENGINEER shall: 2.3.1 On the basis of the accepted Preliminary Design docu- ments, the modifications or changes in the scope, extent, character or design requirements of the Project agreed upon by OWNER and ENGINEER and the revised opinion of probable Construction Cost, prepare for incorporation in the Contract Documents final Drawings showing the scope, extent and character of the work to be performed and furnished by Contractor and Specifications (which will be prepared, where appropriate, in general conformance with the sixteen division format of the Construction Specifications Institute). 2.3.2 Provide technical criteria, written descriptions and design data for OWNER's use in filing applications for pemlits with or obtaining approvals of such governmental authorities as have jurisdiction to review or approve the final design of the Project, and assist OWNER in consultations with appropriate authorities. 2.3.3 Advise OWNER of any adjustments to the opinion of probable Construction Cost and any adjustments to Total Project Costs known to ENGINEER, itemized as provided in paragraph 2.1.5, as a result of changes in scope, extent or character or design requirements of the Project: .-....: 2.3.4 Prepare for review and approval by OWNER, its legal counsel and other advisors, contract agreement forms, general conditions and supplementary conditions, and (where appropri- ate) bid forms, invitations to bid and instructions to bidders (all of which will be generally consistent in form and substance with the forms and pertinent guide sheets prepared by the Engineers Joint Contract Documents Committee), and assist in the preparation of other related documents. 2.3.5 Furnish the above documents, Drawings and Specifica- tions to and review them with O\VNER. 2.3.6 Submit the above documents, Drawings and Specifica- tions and a revised opinion of probable Construction Cost within the stipulated period indicated in Exhibit A. 2.3.7 ENGINEER's services under the Final Design Phase will be considered complete at the earlier of (I) the date when the submittals have been accepted by OWNER or (2) thirty days after the date when such submittals are delivered to OWNER for final acceptance, plus in each case such additional time as may be considered reasonable for obtaining approval of governmental authorities having jurisdiction to approve the portions of the Project designed or specified by ENGINEER, if such approval is to be obtained during the Final Design Phase. The duties and responsibilities of ENGINEER during the Final Design Phase as set forth in this paragraph 2.3 are amended and supplemented as indicated in Exhibit A. 2.4 Bidding or Negotiating Phase. After acceptance by OWNER of the ENGINEER's Drawings, Specifications and other Final Design Phase documentation (including the most recent opinion of probable Construction Cost), and upon written authorization to proceed, ENGINEER shall: 2.4.] Assist OWNER in advertising for and obtaining bids or negotiating proposals for the contract for construction, materi- als, equipment and services; and, where applicable, maintain a record of prospective bidders to whom Bidding Documents have been issued, attend pre-bid conferences, if any, and receive and process deposits for Bidding Documents. 2.4.2 Issue Addenda as appropriate to clarify, correct or change the Bidding Documents. 2.4.3 Consult with OWNER as to the acceptability of subcon- tractors, suppliers and other persons and entities proposed by Contractor for those portions of the work as to which such acceptability is required by the Bidding Documents. 2.4.4 Attend the bid opening, prepare bid tabulation sheets and assist OWNER in evaluating bids or proposals and in assem- bling and awarding contracts for construction, materials, equipment and services. 2.4.5 The Bidding or Negotiating Phase will terminate and the services to be performed or furnished thereunder will be considered complete upon commencement of the Construction Phase or upon cessation of negotiations with prospective Contractors (except as may otherwise be required to complete the services called for in paragraph E7.2,5, if Exhibit E is a part of this Agreement). The duties and responsibilities of ENGINEER during the Bidding or Negotiating Phase are set forth in this paragraph 2.4 as amended and supplemented as indicated in Exhibit A. 2.5 Construction Phase During the Construction Phase: Page 4 of 15 pages ~ ~ ~ 2.5.1 General Administration of Construction Contract. ENGINEER shall consult with-and advise OWNER and act as OWNER's representative as provided in the standard General Conditions. The extent and /imitations of the duties, responsi- bilities and authority of ENGINEER as assigned in said Standard General Conditions shall not be modified, except to the extent provided in Exhibit A and except as ENGINEER may otherwise agree in writing. All of OWNER's instructions to Contractor will be issued through ENGINEER who shall have authority to act on behalf of OWNER in dealings with Contractor to the extent provided in this Agreement and said Standard General Conditions except as otherwise provided in writing. 2.5.2 Visits to Site and Observation of Construction. In connection with observations of the work of Contractor while it is in progress: 2.5.2.1 ENG INEER shall make visits to the site at intervals appropriate to the various stages of construction as ENGI- NEER deems necessary in order to observe as an experi- enced and qualified design professional the progress and quality of the various aspects of Contractor's work. ffl addition, ENGINEER shall pro',ide' the services of a Resident Project Representati ,e at the site to assist n4GI ]>JEER and to providc more continuous ol:13er,atiofls of sueh v.ork. The furnishil'lg of such Resident Project Representative se,",Iiees will flot cxtefld ENGINEER's resfJonsibilitics or authority beyond the specific limits set forth dsewhere in this paragraph 2.5. Such visits and observations by ENGINEER and the Resident Project Represcntativc are not intended to be exhaustive or to extend to every aspect of the work in progress, or to involve detailed inspections of the work beyond the responsibilities specifically assigned to ENGINEER in this Agreement and the Contract Documents, but rather are to be limited to spot checking, selective sampling and similar methods of general observation of the work based on _ ENG INEER' s exercise of professional judgment tiS tissisted by the Resident rrojeet Represet'ltativc. Based on informa- tion obtained during such visits and such observations, ENGINEER shall endeavor to determine in general if such work is proceeding in accordance with the Contract Docu- ments and ENGINEER shall keep OWNER infonned of the progress of the work. The responsibilities of ENGINEER contained in this paragraph are expressly subject to the limitations set forth in paragraph 2.5.2.2 and other express or general limitations in this Agreement and elsewhere. 2_5.2.2 The purpose of ENGINEER's visits to afla repre sefltation b) the Resident Project Rcpresenta~ivc at the site will be to enable ENGINEER to better carry out the duties and responsibilities assigned to and undertaken by ENGI- NEER during the Construction Phase. and, in addition, by the exercise of ENGINEER's efforts as an experienced and qualified design professional, to provide for OWNER a greater degree of confidence that the completed work of Contractor will conform in general to the Contract Docu- ments and that the integrity of the design concept of the completed Project as a functioning whole as indicated in the Contract Documents has been implemented and pre- served by Contractor. On the other hand, ENG INEER shall not, during such visits or as a result of such observations of Contractor's work in progress, supervise, direct or have control over Contractor's work nor shall ENGINEER have authority over or responsibility for the means, methods, techniques, sequences or procedures of construction selected by Contractor, for safety precautions and programs incident to the work of Contractor or for any failure of Contractor to comply with laws, rules, regulations, ordi- nances, codes or orders applicable to Contractor's furnish- ing and performing the work. Accordingly, ENGINEER neither guarantees the performance of any Contractor nor assumes responsibility for any Contractor's failure to furnish and perform its work in accordance with the Contract Documents. 2.5.3 Defective Work. During such visits and on the basis of such observations, ENG]NEER shall have authority to disap- prove of or reject Contractor's work while it is in progress if ENGINEER believes that such work will not produce a completed Project that conforms generally to the Contract Documents or that it will prejudice the integrity of the design concept of the completed Project as a functioning whole as indicated in the Contract Documents. 2.5.4 Clarifications and Interpretations: Field Orders. ENGINEER shall issue necessary clarifications and interpreta- tions of the Contract Documents as appropriate to the orderly completion of the work. Such clarifications and interpretations will be consistent with the intent of and reasonably inferable from the Contract Documents. ENGINEER may issue Field Orders authorizing minor variations from the requirements of the Contract Documents. 2.5.5 ':Change Orders and Work Change Directives. ENGI- NEER shall recommend Change Orders and Work Change Directives to OWNER as appropriate, and shall prepare Change Orders and Work Change Directives as required. 2.5.6 Shop Drawings. ENGINEER shall review and approve (or take other appropriate action in respect of) Shop Drawings and Samples and other data which Contractor is required to submit, but only for conformance with the information given in the Contract Documents and compatibility with the design concept of the Completed Project as a functioning whole as indicated in the Contract Documents. Such reviews and approvals or other action will not extend to means. methods, techn-iques, sequences or procedures of construction or to safety precautions and programs incident thereto. 2.5.7 Substillltes. ENGINEER shall evaluate and detennine the acceptability of substitute or "or-equal" materials and Page 5 of ] 5 pages equipment proposed by Contractor, but subject to the provi- sions of paragr.aph 3.2.2. 2.5.8 Inspections and Tests. ENGINEER may require special inspections or tests of the work, and shall receive and review all certificates of inspections, tests and approvals required by laws, rules, regulations, ordinances, codes, .orders or the Contract Documents. ENGINEER's review of such certificates will be for the purpose of determining that the results certified indicate compliance with the Contract Documents and will not constitute an independent evaluation that the content or procedures of such inspections, tests or approvals comp]y with the requirements of the Contract Documents. ENGINEER shall be entitled to rely on the results of such tests. 2.5.9 Disagreements between OWNER and Contractor. ENGINEER shall render the initial decisions on all claims of OWNER and Contractor relating to the acceptability of the work or the interpretation of the requirements of the Contract Documents pertaining to the execution and progress of the work. ]n rendering such decisions, ENGINEER shall be fair and not show p3l1iality to OWNER or Contractor and shall not be liable in connection with any decision rendered in good faith in such capacity. 2.5.10 Applications/or Payment. Based on ENGINEER's on- site observations as an experienced and qualified design professional and on review of Applications for Payment and the accompanying data and schedules: 2.5.10.1 ENGINEER shall determine the amounts that ENGINEER recommends Contractor be paid. Such recommendations of payment will be in writing and will constitute ENGINEER's representation to OWNER, based on such observations and review, that, to the best of the ENGINEER's knowledge, infonnation and belief, the work has progressed to the point indicated, the quality of such work is generally in accordance with the Contract Docu- ments (subject to an evaluation of such.~vork as a function- ing whole prior to or upon Substantial Completion, to the results of any subsequent tests called for in the Contract Documents and to any other qualifications stated in the recommendation), and the conditions precedent to Con- tractor's being entitled to such payment appear to have been fulfilled in so far as it is ENGINEER's responsibility to observe the work. In the case of unit price work, ENGINEER's recommendations of payment will include final determinations of quantities and classifications of such work (subject'to any subsequent adjusnnents allowed by the Contract Documents). The responsibilities of ENGINEER contained in paragraph 2.5. I O. I are expressly subject to the limitations set forth in paragraph 2.5.10.2 and other express or general limitations in this Agreement and elsewhere. 2.5.10.2 By recommending any payment ENGINEER shall not thereby be deemed to have represented that on-site observations made by ENGINEER to check the quality or quantity of Contractor's work as it is performed and furnished have been exhaustive. extended to every aspect of the work in progress, or involved detailed inspections of the work beyond the responsibilities specifically assigned to ENGINEER in this Agreement and the Contract Docu- ments. Neither ENGINEER's review of Contractor's work for the purposes of recommending payments nor ENGI- NEER's recommendation of any payment (including final payment) will. impose on ENGINEER responsibility to supervise, direct or control such work or for the means, methods, techniques, sequences or procedures of construc- tion or safety precautions or programs incident thereto, or Con.tractor's compliance with laws, rules, regulations, ordinances, codes or orders applicable to Contractor's furnishing and performing the work. It will also not impose responsibility on ENGINEER to make any examination to ascertain how or for what purposes Contractor has used the moneys paid on account of the Contract Price, or to deter- mine that title to any of the work, materials or equipment has passed to OWNER free and clear of any liens, claims, security interests or encumbrances, or that there may not be other matters at issue between OWNER and Contractor that might affect the amount that should be paid. 2.5. J] Contractor's Completion Documents. ENGINEER shall receive, review and transmit to owner with written comments maintenance and operating instructions, schedules, guarantees, Bonds, certificates or other evidence of insurance required by the Contract Documents, certificates of inspection, tests and approvals, and marked-up record documents (includ- ing Shop Drawings, Samples, and other data approved as provided under paragraph 2.5.6 and marked-up record Draw- ings) which are to be assembled by Contractor in accordance with the Contract Documents to obtain final payment. ENGINEER's review of such documents will only be to determine generally that their content complies with the requirements of, and in the case of certificates of inspections, tests and approvals that the results certified indicate compli- ance with, the Contract Documents. 2.5.12 Substantial Completion. Following notice from Contractor that Contractor considers the entire work ready for its intended use, ENGINEER and OWNER, accompanied by Contractor, shall conduct an inspection to determine if the work is substantially complete. ]f after considering any objections of O\VNER, ENGINEER considers the work substantially complete, ENG INEER shall deliver a certificate of Substantial Completion to OWNER and Contractor. 2.5.13 Final Notice of Acceptability a/the Work. ENGINEER shall conduct a final inspection to determine if the completed work of Contractor is acceptable so that ENGINEER may' recommend, in writing, final payment to Contractor. Accom- panying the recommendation for final payment, ENGINEER shall also provide a notice iR the f()rm attached hereto as Exhibit D (the "Notiec of Acceptability ef Work") that the work is acceptable (subject to the provisions of paragraph 7Hf!-- w Page 6 of ] 5 pages 2.5.10.2) to the best of ENGINEER's knowledge, information and belief and .based on the extent of the services performed and furnished by ENGINEER under this Agreement. 2.5.14 Limilation ofRe~ponsibilities. ENGINEER shall not be responsible for the acts or omissions of any Contractor, or of any subcontractor, any supplier, or of any other person or organization performing or furnishing any of the work. ENGINEER shall not be responsible for Contractor's failure to perform or furnish the work in accordance with the Contract Documents. 2.5.] 5 Duration of Construction Phase. The Construction Phase will commence with the execution of the construction contract for the Project or any part thereof and will terminate' upon written recommendation by ENGINEER of final pay- ment. If the ProjeCt involves more than one prime contract as indicated in paragraph 5.5, Construction Phase services may be rendered at different times in respect of separate prime contracts. The duties and responsibilities of ENGINEER during the Construction Phase as set fOl1h in this paragraph 2.5 are amended and supplemented as indicated in Exhibit A. # CW 2.6 Ovelati6fllll Phase During the Opcrational Pha3e, CNG]NCCR 3hall, whcft reque3ted b) O\VNER: ') .6.1 Pnwide a33istanee in conneetion with the refifling afld adjustiflg of an)' equipment or s)'stem. ? .6.~ Assist O\VNER in training O''vNeR's staff te opemte and mailltain the Projeet. ') .6.:; Assist OWNER in developing s)'stelfl3 flfld preeedures for ee)fltrol of the operation afld Il'lainte1l8flee of flfle! reeord lw::ping f~,r. the Project. 2.6.4 Prcpflre 3 set of reproducible record drawings 3ft6wiflg rceord informatiofl '.vhieh CNGI1'!eER considers sigflifieflnt bflsed on the Dl'flwings, Shop Drawiflgs, afld other record documents fl:lmished by Contfaete,r to ENGINEER whieh were anl16tatee! by Contraetor to 3ho...; all chflnges ll'lflde dl:lriflg eon3tmetion.. ENGINEER will not be re3ponsible fef an)' crrors in or omi3sions in the iflformation provided by C6fltrae tar thflt is ineorporated in the rcc6re! dra dings or 6ther rec6rd doel:lments. "'.6.5 In eompany \','ith OWNER, visit the Pf5jeet t6 6bser','e any apparcnt defects in thc completed work, assist OV/]>!ER ifl eonsultations find discussions \','ith Centrfletor eefleerniflg correction of such def-cets, and makc rceemmefldflti6fl3 as ta replaeelfleflt or correetion of defeetive ',','6rlc 2.6.6 Pre,'icle l~iseellane6l:lS ser.ieesas requested by O\\'NER in eOflfleetiofl with Prejeet e!oscout. 2.6.7 The Operfltional Phflsc Illfl)' eomlflcnee dLlring the COfl3tftletiofl Phflse and ,\'ill term iflflte Me yeflr after the date of Stlbstafltifll Completion. The atltie3 and re3poflsibilities of ENGINeeR dl:lriflg tHe Operatienfll Phase as set f-orth in th is paragraph 2.6 are amended and sl:lpplemefltea as indicated in Exhibit A. ~ SECTION 3--ADDITIONAL SERV]CES OF ENGINEER 3.1 Additional Services Requiring Authorization in Advance. Ifauthorized in writing by OWNER, ENGINEER shall furnish or obtain from others Additional Services of the types listed in paragraph 3.]. I through 3, J. I 9, inclusive, as amended and supplemented as indicated in Exhibit A. These services are not included as part of Basic Services except to the extent other- wise provided in Exhibit A. These services will be paid for by OWNER as indicated in Section 6. 3.].1 Preparation of applications and suppol1ing documents (in addition to those furnished under Basic Services) for private or governmental grants, loans or advances in connec- tion with the Project; preparation or review of environmental assessments and impact statements; review and evaluation of the effect on the design requirements of the Project of any such statements and documents prepared by others; and assistance in obtaining approvals of authorities having jurisdiction over the anticipated environmental impact of the Project. 3.].2 Services to make measured drawings of or to investigate existing conditions or facilities, or to verify the accuracy of drawings or other information furnished by OWNER. 3.1.3 Services resulting from evaluation by ENGINEER . during the Study and Report Phase at OWNER's request of alternative solutions in addition to those specified in Exhibit A. 3.].4 Services resulting from significant changes in the scope, extent or character of the portions of the Project designed or specified by ENGINEER or its design requirements including, but not limited to, changes in size, complexity, OWNER's schedule, character of consu'uction or method of financing; and revising previously accepted studies, repol1s, Drawings, Specifications or Contract Documents when such revisions are required by changes in laws, rules, regulations. ordinances, codes or orders enacted subsequent to the preparation of such studies, reports, Drawings, Specifications, or Contract Docu- ments, or are due to any other causes beyond ENGINEER's control. 3.].5 Services resulting from facts revealed about conditions: Page 7 of ] 5 pages (jP # ~ 3.1.5.1 which are different from information about such conditions -that OWNER previously provided to ENGI- NEER under paragraph 4.4 and upon which ENGINEER was entitled to rely; or 3.] .5.2 as to which OWNER had responsibility to provide information under paragraph 4.4 if such information was not previously provided. 3.1.6 Providing renderings or models for OWNER's use. 3.1.7 Preparing documents for alternate bids requested by OWNER for Contractor's work which is different from the Conceptual Design. 3.] ,8 Undertaking investigations and studies including, but not limited to, detailed consideration of operations, maintenance and overhead expenses; the preparation of feasibility studies, cash flow and economic evaluations, rate schedules and appraisals; assistance in obtaining financing for the Project; evaluating processes available for licensing and assisting OWNER in obtaining process licensing; detailed quantity surveys of materials, equipment and labor; and audits or inventories required in connection with construction performed by OWNER. 3.1.9 Furnishing services of ENGINEER's Consultants for other than Basic Services; and furnishing data or services of the types described in paragraph 4.4 when OWNER employs ENGINEER to provide such data or services in lieu offumish- ing the same under paragraph 4.4. 3. ].] 0 Services attributable to a variation in the number of prime contracts from the number specified in Exhibit A for work designed or specified by ENGINEER. 3. I.] I Services during out-of-town travel required of ENGI- NEER other than visits to the site or OWNER's office as required by Section 2. 3.1.12 Preparing for, coordinating with, participating in and responding to structured independent review processes, including, but not limited to, Construetion Managel1'leflt, Cost Estimating, Project Peer Review, Value Engineering and Constructability Review requested by OWNER; and perform- ing or furnishing services required to revise studies, reports, Drawings, Specifications or Contract Documents as a result of such review processes. : .1,1: Detcrm ining the aeeeptabilit). ef 3ubstitute materials find equipmcnt prop03ed during the Oidding (Jr Negetiating Pha3e ,..hen :mb3titution prier te the a","ard of eontraet3 i3 allo.....cd bj' the Bidding Doel:lmeRt3. 3.1.14 Assistance in connection with bid protests, rebidding or renegotiating contracts for construction, materials, equipment or services, except when such assistance is required to com- plete services called for in paragraph E7.2.5, if Exhibit E is a pm1 of th is Agreement. 3.1.15 Pro\'idinb field SUr,ej3 fer ae3ign purpo3e3, f:l1gineer ing sm','c) saRa staking to cnable Celfltraetor to pmeeca ,...ith its werk, aRo aRY type ef J:jfOJ:jetty Sl:Irve) 3 5r related eRgiRen ing serviees Reeded f-or tHe traRsfer 5f iflterest3 in real propeFlJ'; and pro, ioing othcr special ficld surveys. ~ 3.1.16 Preparation of operating, maintenance and staffing manuals to supplement Basic Services under paragraph 2.6.3. 3.1.17 Preparing to serve or serving as a consultant or witness for OWNER in any litigation, arbitration or other legal or administrative proceeding involving the Project (except for assistance in consultations which is included as part of Basic Services under paragraphs 2.1.3 and 2.3.2). 3.1.18 Providing more extensive services required to enable ENGINEER to issue notices or certifications requested by OWNER under paragraph 4.] 2. 3.1.19 Other additional services performed or furnished by ENGINEER in connection with the Project, including services which are to be furnished by OWNER under Section 4, and services not otherwise provided for in this Agreement. 3.2 Required Additional Services. When required by the Contract Documents in connection with the perfonnance or furnishing of ENGINEER's services during the Construction Phase, ENGINEER shall perform or furnish, without waiting for specific authorization from OWNER, Additional Services of the types listed in paragraphs 3.2.1. through 3.2.6, inclusive. These services are not included as part of Basic Services except to the extent provided in Exhibit A. Required Additional Services will be paid for by OWNER as indicated in Section 6. ENGINEER shall advise OWNER .'.' _ in writing promptly after starting any such Additional Services. 3.2.1 Services in connection with Work Change Directives and Change Orders to reflect changes requested by OWNER if, because of the method of compensation agreed upon by OWNER and ENGINEER, the resulting change in compensa- tion for Basic Services is not commensurate with the extent of the additional services rendered. 3.2.2 Services in making revisions to Drawings and Specifica- tions occasioned by the acceptance of substitute materials or equipment other than "or-equal" items: and services after the award of the construction contract in evaluating and determin- ing the acceptability of a substitution which is inappropriate for the Project or an excessive number of substitutions. 3.2.3 Services resulting from significant delays, changes or price increases occurring as a direct or indirect result of materials, equipment or energy shortages. Page 8 of 15 pages 3.2.4 Additional or extended services during construction made necessary by (I) work damaged by fire or other cause during construction, (2) a significant amount of defective, neglected or delayed work of Contractor, (3) acceleration of the progress schedule involving services beyond normal working hours, or (4) default by Contractor. 3.2.5 Services (other than Basic Services during the Opera- tional Phase) in connection with any partial utilization of any pm of the Project by OWNER prior to its Substantial Comple- tion. 3.2.6 Evaluating an unreasonable claim or an excessive number of claims submitted by Contractor or others in connec- [ion with the work. SECTION 4--0WNERS RESPONSIBILITIES Except as otherwise provided in Exhibit A, OWNER shall do the following in a timely manner so as not to delay the services of ENGINEER and shall bear all costs incident thereto: 4. ] Designate in writing a person to act as OWNER's repre- sentative with respect to the services to be performed or furnished by ENGINEER under this Agreement. Such person will have complete authority to transmit instructions, receive infonnation, interpret and define OWNER's policies and decisions with respect to ENGINEER's services for the Project. 4.2 Provide all criteria and full information as to OWNER's requirements for the Project, including design objectives and constraiilts, space, capacity and performance requirements, flexibility and expendability, and any budgetary limitations; and furnish copies of all design and construction standards which OWNER will require to be included in the Drawings and Specifications. 4.3 Assist ENGINEER by placing at ENGINEER's disposal all available information pertinent to the Project including previous repol1S and any other data relative to design or construction of the Project. 4.4 Furnish to ENGINEER, as requested by ENGINEER for performance of Basic Services or as required by the Contract Documents, the following: 4.4.] data prepared by or services of others, including without limitation explorations and tests of subsurface conditions at or contiguous to the site, drawings of physical conditions in or relating to existing surface or subsurface structures at or contiguous to the site. or hydrographic surveys; 4.4.2 the services of an independent testing laboratory to perform all inspections, tests and approvals of samples, materials and equipment prior to and after installation, or to evaluate the perfonnance of materials, equipment and facilities of OWNER, prior to specification, and during construction; 4.4.3 appropriate professional interpretations of all of the foregoing; 4.4.4 environmental assessments, audits, investigations and impact statements, and other relevant environmental or cultural studies as to the Project, the site and adjacent areas; 4.4.5 field surveys for design purposes and property, bound- ary, easement, right-of-way, topographic and utility surveys or data, including relevant reference points; 4.4.6 property descriptions; 4.4.7 zoning, deed and other land use restrictions; and 4.4.8 other special data or consultations not covered in Section 2. O"WNER shall be responsible for, and ENGINEER may rely upon, the accuracy and completeness of all reports, data and other information furnished pursuant to this paragraph. ENGINEER may use such reports, data and information in performing or furnishing services under this Agreement. 4.5 Provide, as required by the Contract Documents, engineer- ing surveys and staking to' enable Contractor to proceed with the layout of the work, and other special field surveys. 4.6 Arrange for access to and make all provisions for ENG 1- NEER to enter upon public and private property as required for ENGINEER to perform services under this Agreement. 4.7 Examine all alternate solutions, studies, reports, sketches, Drawings, Specifications, proposals and other documents presented by ENGINEER (including obtaining advice of an attorney, insurance counselor and. other consultants' as OWNER deems appropriate with respect to such examination) and render in writing decisions pertaining thereto. 4.8 Provide approvals and permits from all governmental authorities having jurisdiction to approve the portions of the Project designed or specified by ENG]NEER and such approv- als and consents from others as may be necessary for comple- tion of such portions of the Project. 4.9 Provide, as may be required for the Project: 4.9.] accounting, bond and financial advisory. independent cost estimating and insurance counseling services: . 4.9.2 such legal services as OWNER may require or ENGI- NEER may reasonably request with regard to legal issues pertaining to the Project, including any that maybe raised by Contractor: and Page 9 of ] 5 pages 4.9.3 such auditing services as OWNER may require to ascertain how or for what purpose Contractor has used the moneys paid on account of the Contract Price. 4.10 Provide such inspection or monitoring services by an individual or entity other than ENG]NEER as OWNER may desire to verify: 4.10.1 that Contractor is complying with any law, rule, regulation, ordinance, code or order applicable to Contractor's performing and furnishing the work; or 4.10.2 that Contractor is taking all necessary precautions for safety of persons or property and complying with any special provisions of the Contract Documents applicable to safety. ENGINEER does not undeItake in this Agreement to perform the services referred to in 4.] 0.] and 4. I 0.2 above. The identity of any individual or entity employed to perform such services and the scope of such services will be disclosed to ENGINEER. 4. J I Advise ENGINEER of the identity and scope of services of any independent consultants employed by OWNER to perform or furnish services in regard to the Project, including, but not limited to, Construction Management, Cost Estimating, Project Peer Review, Value Engineering and Constructability Review. If OWNER designates a person or entity other than, or in addition to, ENGINEER to represent OWNER at the site, OWNER shall define and set forth in an exhibit that is to be mutually agreed upon and attached to and made a part of this Agreement before such services begin, the duties, responsibili- ties and' limitations of authority of such other party and the relation thereof to the duties, responsibilities and authority of ENGINEER. 4.12 Prior to the commencement of the Construction Phase, notify ENG]NEER~of any variations in the language of the Notice of Acceptability of Work, or of any notice or certifica- tion other than such Notice that ENGINEER will be requested to provide to OWNER or third parties in connection with the financing or completion of the Project. OWNER and ENGI- N EER shall reach agreement on the terms of any such re- quested notice or certification and OWNER shall authorize such Additional Services as are necessary to enable ENGI- NEER to provide the notice or certification requested under this paragraph. 4.13 If more than one prime contract is to be awarded for work designed or specified by ENGINEER, designate a person or entity to have authority and responsibility for coordinating the activities among the various prime contractors, and define and set forth the duties, responsibilities and limitations of authority of such persons or entity and the relation thereof to the duties, responsibilities and authority of ENG]NEER in an exhibit that is to be mutually agreed upon and attached to and made a part of this Agreement before such services begin. 4.14 Furnish to ENGINEER data or estimated figures as to OWN ER' s anticipated costs for services to be provided by others for OWNER (such as services pursuant to paragraphs 4.4,4.5 and 4.7 through 4.] 4, inclusive) and other costs of the types referred to in paragraph 2.1.5 so that ENGINEER may make the necessary calculations to develop and periodically adjust ENGINEER's opinion of Total Project Costs. 4. I 5 Attend the pre-bid conference, bid opening, pre-construc- tion conferences, construction progress and other job related meetings and Substantial Completion and final payment inspections. 4.16 Give prompt written notice to ENGINEER whenever OWNER observes or otherwise becomes aware of any devel- opment that affects the scope or time of performance or furnishing of ENGINEER's services, or any defect or noncon- formance in ENGINEER's services or in the work of any Contractor. 4.17 Furnish, or direct ENGINEER to provide, Additional Services as stipu lated in paragraph 3. I of th is Agreement or other services as required. SECTION 5--TIMES FOR RENDERING SERVICES 5.] ENGINEER's services and compensation under this Agreement have been agreed to in anticipation of the orderly and continuous progress of the Project through completion of the Construction Phase. Unless specific periods of time or specific dates for providing services are specified in this Agreement, ENGINEER's obligation to render services hereunder will extend for a period which may reasonably be requ ired for the design, award of construction contracts, construction and initial operation ofthe Project including extra work and required extensions thereto. 5.2 ]f in this Agreement specific periods oftime for rendering services are set forth or specific dates by which services are to be completed are provided and if such periods of time or dates are changed through no fault of ENGINEER, the rates and amounts of compensation provided for herein shall be subject to equitable adjustment. If OWNER has requested changes in the scope, extent or character of the Project. the time of perfornlance of ENGINEER's services shall be adjusted equitably. 5.3 ]f OWNER fails to give prompt written authorization to proceed with any phase of services after completion of the in1mediately preceding phase, or if the Construction Phase has not commenced within the stipulated period identified in this Agreement (plus such additional time as may be required to complete the services called for under paragraph E7.2.5 of Page 10 of 15 pages Exhibit E is a part of this Agreement) after completion ofthe Final Design Phase or does not proceed in an orderly and continuous progression, ENGINEER may, after giving seven days' written notice to OWNER, suspend services under this Agreement, 5.4 If ENGINEER's services for design or during construction of the Project are delayed or suspended in whole or in part by OWNER: 5.4,1 for more than three months through no fault of ENGI- NEER, ENGINEER shall be entitled to equitable adjustment of rates and amounts of compensation provided elsewhere in this Agreement to reflect among other things, reasonable costs incurred by ENGINEER in connection with such delay or suspension and reactivation and the fact that the time for performance under this Agreement has been revised; or 5.4.2 for more than one year through no fault of ENGINEER, or if ENGINEER for any reason is required to render Construc- tion Phase services more than one year after Substantial Completion is achieved, the rates and amounts of compensa- tion provided for elsewhere in this Agreement will be subject to equitable adjustment to reflect, among other things, changes in the various elements that comprise such rates of compensa- tion, 5.5 ]n the event that the work designed or specified by ENGINEER is to be performed or furnished under more than one prime contract, or if ENGINEER's services are to be separately sequenced with the work of one or more prime contractors (such as in the case of fast-tracking), OWNER and ENGINEER shall, prior to commencement of the Final Design Phase, develop a schedule for performance of ENGINEER's services during the Final Design, Bidding or Negotiating and Construction Phases in order to sequence and coordinate properly such services as are applicable to the work under such separate prime contracts. This schedule is to be prepared and included in Exhibit A whether or not the work under such contracts is to proceed concurrently. SECTION 6--PA YMENTS TO ENGINEER FOR SERVICES AND REIMBURSABLE EXPENSES 6.1 Methods of Payment for Services and Expenses of ENGINEER 6.1.1 For Basic Services. OWNER shall pay ENGINEER for Basic Services performed or furnished under Section 2 on the basis set forth in Exhibit B. 6.].2 For Additional Services. OWNER shall pay ENGI- NEER for Additional Services performed or furnished under Section 3 on the basis set forth in Exhibit B. 6.1.3 For Reimbursable Expenses. In addition to payments provided for in paragraphs 6. 1.1 and 6.1.2, OWNER shall pay ENGINEER for Reimbursable Expenses incurred by ENGI- NEER and ENGINEER's Consultants as set forth in Exhibit B. The amount payable for Reimbursable Expenses will include a factor to the extent so indicated in Exhibit B. 6.2 Other Provisions Concerning Payments. 6.2.] Preparation of Invoices. ]nvoices for Basic and Addi- tional Services and Reimbursable Expenses will be prepared in accordance with ENGINEER's standard invoicing practices and will be submitted to OWNER by ENGINEER at least monthly. The amount billed for Basic Services and Additional Services in each invoice will be calculated on the basis set forth in Exhibit B. Invoices are due and payable on receipt. 6.2.2 Unpaid Invoices. If OWNER fails to make any payment due ENGINEER for services and expenses within thirty days after receipt of ENGINEER's invoice therefor, the amounts due ENGINEER will be increased at the rate of 1.0% per month (or the maximum rate of interest permitted by law, if less) from said thirtieth day; and, in addition. ENGINEER may, after giving seven days' written notice to OVl'NER, suspend services under this Agreement until ENGINEER has been paid in full all amounts due for services, expenses and charges. Payment will be credited first to interest and then to principal. In the event. of a disputed or contested billing, only that portion so contested may be withheld from payment, and the undisputed portion will be paid. 6.2.3 Payments Upon Termination. 6.2.3.] Termination by OWNERfor Cause. In the event of termination by OWNER for cause un'der paragraph 8.].1: 6.2.3.1.1 Upon the completion of any phase of Basic Services, progress payments due ENGINEER in accordance with this Agreement for all such services performed or furnished by ENGINEER and ENGI- NEER's Consultants. through. the completion of such phase will constitute total payment for such services. ENGINEER also will be paid for all unpaid Additional Services and unpaid Reimbursable Expenses. 6.2.3.1.2 During any phase of the Basic Services, ENGINEER also will be paid for such services per- fornled or furnished in accordance with this Agreement by ENGINEER during that phase through the date of temlination on the basis specified in Exhibit B. ENGI- NEER also will be paid for the charges of ENGI- NEER's Consultants employed to perform or furnish Basic Services to the extent such services have been perfonned or furnished in accordance with this Agree- ment through the effective date of the termination. ENGINEER also will be paid for all unpaid Additional Services and unpaid Reimbursable Expenses. Page 11 of 15 pages 6.2.3.2 Termination by OWNER(or Convenience. In the event of termination by OWNER under paragraph 8.] .2.: 6.2.3.2.1 Upon the completion of any phase of Basic Services, progress payments due ENG]NEER in accordance with this Agreement for all such services performed or furnished by ENGINEER and ENGI- NEER's Consultants through the completion of such phase will constitute total payment for such services. ENGINEER also will be paid for all unpaid Additional Services and unpaid Reimbursable Expenses, and for termination expenses under subparagraph 6.2.3.2.3 below. 6.2.3.2.2 During any phase of Basic Services, ENGI- NEER also will be paid for such services performed or furnished by ENGINEER during that phase through the date oftennination on the basis specified in Exhibit B. In addition, ENGINEER will be paid for the charges of ENGINEER's Consultants employed to perform or furnish Basic Services through the effective date of the termination. ENGINEER also will be paid for all unpaid Additional Services and unpaid Reimbursable Expenses, and for termination expenses under subpara- graph 6.2.3.2.3 below. 6.2.3.2.3 In the event of termination by OWNER for convenience during or at completion of any phase of Basic Services, OWNER shall pay ENGINEER's reasonable expenses directly attributable to termination in accordance with rates applicable to the various categories of Additional Services measured from the date of term ination, including other fair and reasonable SUms for overhead and profit, and costs of terminating contracts with ENGINEER's Consultants. 6.2.3.3 Termination By ENGiNEER for Cause. In the event of termination by ENGINEER for cause under paragraph 8. J.], ENGINEER shall be.<mtitled to receiv.e compensation calculated as set forth in paragraph 6.2.3.2. 6.2.4 Records of ENGINEER's Costs. Records of ENGI- NEER's costs pertinent to ENGINEER's compensation under this Agreement will be kept in accordance with generally accepted accounting practices. Copies will be made available to OWNER at cost on request prior to final payment for ENG]NEER's services. SECTION 7--0PINIONS OF COST 7.1 Opinions of Probable Construction Cost. ENGINEER '5 opinions of probable Construction Cost pro- vided for herein are to be made on the basis of ENGINEER's experience and qualifications and represent ENGINEER's best judgment as an experienced and qualified professional engi- neer generally familiar with the construction industry. How- ever, since ENGINEER has no control over the cost of labor, materials, equipment or services furnished by others, or over the Contractor's methods of determining prices. or over competitive bidding or market conditions, ENGINEER cannot and does not guarantee that proposals, bids or actual Construc- tion Cost will not vary from opinions of probable Construction Cost prepared by ENGINEER. If OWNER wishes greater assurance as to probable Construction Cost, OWNER shall employ an independent cost estimator as provided in paragraph 4.9.1. 7.2 Designing to Construction Cost Limit If a Construction Cost limit is established between OWNER and ENGINEER, such Coilstruction Cost limit and a statement of ENGINEER's rights and responsibilities with respect thereto will be specifically set forth in Exhibit E, "Construction Cost Limit," to this Agreement. 7.3 Opinions of Total Project Costs. ENGINEER assumes no responsibility for the accuracy of opinions of Total Project Costs provided for in Section 2. SECTION 8--GENERAL CONSIDERATIONS 8.1 Termination The obligation to provide further services under this Agree- ment may be terminated: 8.].] For cause, 8.1.1.1 by either palty upon thirty days' written notice in the event of substantial failure by the other party to perfonn in accordance with the terms hereof through no fault of the terminating party. Notwithstanding the foregoing, this Agreement will not terminate as a result of such substantial failure if the party receiving such notice begins, within .: '.'" seven days of receipt of such notice, to correct its failure to perform and proceeds diligently to cure such failure within no more than thirty days of receipt thereof; provided. however, that if and to the extent such substantial failure cannot be reasonably cured within such thilty-day period, and ifsuch party has diligently attempted to cure the same and thereafter continues diligently to cure same, then the cure period provided from herein shall extend up to, but in no case more than, sixty days after the date of receipt of the notice. 8.1.1.2 by ENGINEER: 8.1.1.2. I upon seven days' written notice if ENGI- NEER believes that ENGINEER is being requested by OWNER to furnish or perform services contrary to ENGINEER's responsibilities as a licensed design professional; or Page ] 2 of ] 5 pages 8.\.1.2.2' upon seven days' written notice if the ENG INEER's services for design or during the con- struction of the Project are delayed or suspended for more than ninety days for reasons beyond ENGI- NEER's control. 8. J. ] .2.3 ]n the case of termination under this para- graph 8.1.1.2, ENGINEER shall have no liability to OWNER on account of such termination. 8.\.2 For convenience, by OWNER effective upon the receipt of notice by ENG INEER. 8.2 Reuse of Documents. ~ All documents including Drawings and Specifications provided or furnished by ENGINEER (or ENGINEER's Consultants) pursuant to this Agreement are instruments of service in respect of the Project, and ENGINEER and ENGINEER's Consultants, as appropriate, shall retain an ownership and property interest therein (including the right of reuse by and at the discretion of ENGINEER and ENGINEER's Consultants, as appropriate) whether or not the Project is completed. OWNER may make and retain copies for information and reference in connection with the use and occupancy of the Project by OWNER and others; however, such documents are not intended or represented to be suitable for reuse by OWNER or others on extensions of the Project or on any other project. Any such reuse without written verification or adaptation by ENGINEER and ENGINEER's Consultants, as appropriate, for the specific purpose intended will be at OWNER's sole risk and without liability or legal exposure to ENGINEER, or to ENGINEER's Consultants, and OV.'NER shall iftaeftlftif) afta hold hftFffllcss El'~GINEER aftd ENGINEER's CoftstIltaftts from all elaims, damages, losses and expenses ifleltJdiflg attorneys' fees arisiflg out of 61' restllting therefrom. Any such verification or adaptation will entitle ENGINEER to further compensation at rates to be agreed upon by OWNER and ENGINEER. 8.3 Insurance, 8.3.1 ENGINEER shall procure and maintain insurance as set forth in Exhibit F, "Insurance," for protection from claims under workers compensation acts, claims for damages because of bodily injury including personal injury, sickness or disease or death of any and all employees or of any person other than such employees, and from claims or damages because of injury to or destruction of property including loss of use resulting therefrom. ENGINEER shall list OV.'1'JER IlS 11ft ~I Ilddition;r insured on ENGINEER's bcnerallial:Jilit)' iflstJrftflee ~ 8.:.2 O\VNER shllll list ENGHJEER IlnG DJGINEER's ~~;lt:)afli~~3:~'a~:t~~~i~:s::~~c:nl:J~~1~ ~\~~~ ]\~.~~ii:~)~:; al"l"liellble to the Preject. OWNER shall rcq\:lire C6Rtraetor to ptJrehll::3e and mllifltaifl gCflcralliabilit)' Ilfld other instJrllflee as specified ift the Contract Doel:lll'leflts Ilnd t8 list ENGINEER and ENGINEER's Consultants as additiemal insureds '"ith respeet to such liability, property and other insl:lrance pur chllscd afld ll'laintllined by COfltrlletor. All policies of jJreperty instlral~ee shllll eontail1 provisions to the effeet tRItt ENG \ NEER's and EJ>JGINCCR's Consl:lltants' interests Bre covered and thllt in thc c\'ent of jJB)'mCI'It of all) loss or damll,ge the insurers will hllvc no rights of recovery tlgainst .81'1) of tlie insured or Ildditi0l1ll1 insurcds tliereuflder. ~ 8.3.3 At any time OWNER may request that ENGINEER, at OWNER's sole expense, provide additional insurance cover- age, different limits or revised deductibles in excess of those specified in Exhibit F. If so requested by OWNER,' and if commercially available, ENGINEER shall obtain and shall require ENGINEER's Consultants to obtain such additional insurance coverage, different limits or revised deductibles, for such periods of time as requested by OWNER, at OWNER's sole expense, and Exhibit F will be supplemented to incorpo- rate these requ irements. 8.4 Controlling Law. This Agreement is to be governed by the law of the principal place of business of ENGINEER. 8.5 Successors and Assigns. 8.5.] OWNER and ENG]NEER each is hereby bound and the partners, successors, executors, administrators and legal representatives of OWNER and ENGINEER (and to the extent permitted by paragraph 8.5.2 the assigns of OWNER and ENGINEER) are hereby bound to the other party of this Agreement and to the partners, successors, executors, adminis- trators and legal representatives (and said assigns) of such other pmty, in respect of all covenants, agreements and obligations of this Agreement. ; ,. 8.5.2 Neither OWNER nor ENGINEER may assign, sublet or transfer any rights under or interest (including, but without limitation, moneys that may become due or moneys that are due) in this Agreement without the written consent of the other, except to the extent that any assignment, subletting or transfer is mandated by law or the effect of this limitation may be restricted by law. Unless specifically stated to the contrary in any written consent to an assignment, no assignment will release or discharge the assignor from any duty or responsibil- ity under this Agreement. 8.5.3 Unless expressly provided otherwise in this Agreement: 8.5.3.1 Nothing in this Agreement shall be construed to create, impose or give rise to any duty owed by ENGI- NEER to any Contractor, Subcontractor, Supplier, other person or entity, or to any surety for or employee of any of Page J 3 of J 5 pages them, or give any rights in or benefits under.this Agreement to anyone other than OWNER and ENGINEER. 8.5.3.2 All duties and responsibilities under1aken pursuant to this Agreement will be for the sole and exclusive benefit of OWNER and ENG INEER and not for the benefit of any other party. The OWNER agrees that the substance of the provisions of this paragraph shall appear in the Contract Documents. 8.6 Dispute Resolution. ~ Ifand to the extent that OWNeR and ENG!}JeeR have agreed \nr- on a method and proeedtlre for resolving sispl:ltes bet.veeR them arising Otlt of or rc1atiflg to this Agrccmcnt, stleh disptltc resolution mcthod and I"rocedtll'C, if an), is set forth in Exhibit G, "Disptlte Resoltlti5l1." OV/J>JER aRd ENGINEER agree te ncgotifite in good faith for a period afthiry)' days frem the date of notiee of all disputes betv.een them prior to exereisiRg; their rights l:IRder Exhibit G or other provisions of this ,^.greemeRt, or under the law. 8.7 Allocation of Risl<s--Indemnification. 8.7.1 To the fullest extent pemlitted by law, ENGINEER shall indemnify and hold harmless OWNER, OWNER's officers, directors, partners, employees and agents fTom and against any and all claims, costs, losses and damages (including but not limited to all fees and charges of engineers, architects, attor- neys and other professionals and all court or arbitration or other dispute resolutions costs) caused solely by the negligent aets or omissions of ENGINEER or ENGINEER's officers, directors, partners, employees, agents and ENGINEER's Consultants in the performance and furnishing of ENGI- NEER's services under this Agreement. The indemnification provision of the preceding sentence is subject to and limited by the provisions agreed to by OWNER and ENGINEER in ExhibitH, "Allocation of Risks," ifany. ~ 8.7.2 To thc fullcst extent permitted by la..,.OWNeR shall iRdemnify and hold harmless CNGl}JEER, ENGINEER'S officers, direet61 s, partncrs, erfll3loyees and agents aRd ENG]NEER's Cansultfints from find against an) and all elaims, eosts, losses aRa damagcs (ineludiRg but Mt limited to all fees find eharges of engineers, areh iteets, attameys an6 ether pref-essienals and all eault or arbitration OJ other dispute re301ution cost:;) caused solely by the negligent 8ets or orRis sions of OWNeR or O'NNeR's officers, sircetof3, partners, cmplo)'ees, agents and OWNER's eOflsultants \\ith fCspeet to this Agrcement or the Projeet. ~ 8.7.3 In additiOl. to the indemnir/ pro, ided tinder I3firagraph 8.7.: efthis ,^.greemeflt. find to the fullest exterH f'ermitted by 1ft\".', OWNeR shall indemnify and hold harmless ENGINEER and it:; effieer:;. direetors, pftltners, emplo)Tes, and agents aRs eNGINEER's COflsultants from fmd agaiflst all elaims, eests, losses, and damages (inc1t1aing bl:lt not liRlited te all fees aRa charg;es ef engineers, arehitects, attGfI1c)'3 and other profcg si6nftls and all e6Llrt or ftrbitrfttion or ether di3pLlte rcsolution ee3t3) causea by. arising Ol:lt of 01 relating to the presencc, ai3eharge, relca3e, er e3cape 6f Asbestos, peDs, Petrolel:lm, IIazardol:ls Wftste, or Rftdioftctive Mftterial fit, Ol~, under or~./ from the Projeet site. /',- 8.8 Notices. Any notice required under this Agreement will be in writing, addressed to the appropriate party at the address which appears on the signature page to this Agreement (as modified in writing from time to time by such party) and given personally, by registered or certified mail, return receipt requested, by facsimile, or by a nationally recognized overnight courier service. All notices shall be effective upon the date of receipt. 8.9 Survival. All express representations, indemnifications or limitations of liability made in or given in this Agreement will survive the completion of all services of ENGINEER under this Agree- ment or the termination of this Agreement for any reason. 8.10 Severability. Any provision or part of the agreement held to be void or unenforceable under any law or regulation shall be deemed stricken, and all remaining provisions shall continue to be valid and binding upon OWNER and ENGINEER, who agree that the Agreement shall be reformed to replace such stricken provision or part thereof with a valid and enforceable provision that comes as close as possible to expressing the intention of the stricken provision. SECTION 9--EXHIBITS AND SPECIAL PROVISIONS 9.1 This Agreement is subject to the provisions of the follow- ing Exhibits which are attached to and made a part of the Agreement: 9.].1 Exhibit A, "Further Description of Basic Engineering Services and Related Matters," consisting of....;L pages. 9.].2 Exhibit B, "Payments to Engineer for Services and Reimbursable Expenses," consisting of....1.... Pages. 9.1.3 Exhibit F, "Insurance," consisting of...L Pages. 9.2 This Agreement (consisting of pages] to --12., inclusive and the Exhibits identified above) constitutes the entire agreement between O\VNER and ENGINEER and supersedes all prior written or oral understandings. This Agreement may only be amended, supplemented, modified or canceled by a duly executed written instrument. Page ] 4 of 15 pages ]N WITNESS WHEREOF, the parties hereto have executed this Agreement to be effective as of the date first above written. OWNER: Address for giving notices: Municipal Building. Room 806 Au!?-usta. Georgia 30911 This document approved ~s to legal sufficiency and form. O-uo 'R'........ ... Attorney Date ENGINEER: Title: President Address for giving notices: 452 Ellis Street Post Office Box 2546 Augusta, Georgia 30903 Page 15 of 1 5 pages This is EXHIBIT A, consisting of...l... pages, referred to in the agreement between OWNER and ENGINEER for ProfeSsional Services, dated , 1922- . Initial: OWNER ENGINEER~ Further Description of Basic Engineering Services and Related Matters Sections 2,3,4 and 5 of the Agreement are amended and supplemented and the time periods for the performance ofthe Basic Services as indicated in Section 5 of the Agreement are established, all as indicated below: A2.0 General The Basic Services are premised on the following general scope of professional services: The work will begin with making a design base map by utilizing existing planimetric and topographic maps. Base maps will be prepared in both digital and hard copy format for use in subsequent design phases. Upon completion of the base map, the conceptual design Phase will be commenced. Concepts and layouts will be developed in consultation with the Owner. Budget cost estimates will be prepared. Initial plans requiring approvals or permits of other agencies, such as EPD and GADOT, will be shared early, so that their comments can be taken into account. The preliminary route layouts will be prepared for review and approval by the OWNER. Upon completion and approval of the conceptual plan, the Preliminary Design Phase will be undertaken. Field surveys of the proposed water line route in sufficient detail to locate the roads, fences, driveways, drainage structures, and all visible improvements along the route will be completed. These surveys will also include locating existing utility lines based on maps and field marks provided-by the utility owners. These utilities will include power, gas, water, sewer, telephone, and CA TV. The conceptual plan will be refined and further worked out with the advice and input of the OWNER. The Final Design Phase will begin upon approval of the preliminary plans. final design plans will show horizontal and vertical alignments, structures, tunnels, and miscellaneous details. The work will include incorporating comments received on the preliminary submittal. Specifications and project documents will be prepared. Any required utility penn its or encroachment permits will be completed and forwarded to the Georgia D.O.T. or other governing authority. C_onstruction cost estimates and a bid schedule will be pro- vided. These plans and documents will be submitted to the OWNER for approval. The bidding phase will follow the receipt of approvals of the final design documents. The work will generally consist of assisting your department with obtaining competitive bids for the construction work, reviewing the bids, recommending an award and issuing a Notice to Proceed. Construction phase engineering services will consist of periodic site visits to observe the progress and general quality of the work as it progresses; reviewing shop drawings; prepar- ing any change orders required; reviewing contractor's monthly applications for partial payment; and making a pre-final and a final site visit to determine whether or not the work has been completed in substantial conformity with the plans and specifications. Site visits will generally be at varying intervals no less frequently than weekly, or when called upon to observe a particular area. While more intense on-site observation services are beyond the scope of this proposal, we have the capability for furnishing more frequent observation or resident project representation, if those services should be desired. Any observation services will be for the purpose of moni- toring compliance with the plans, specifications and contract documents, and will not in any manner be a guarantee of the schedule, materials, appliances, or methods of the contractor, nor for the safety of the job. A2.1 Final Products Deliverables under this proposal will generally consist of ten sets of detailed construction plans, technical specifications, contract documents, and cost estimates. One reproducible "as- built" will be prepared and provided upon the completion and acceptance of the work. Additional copies will be available at the cost of reproduction. Drawings will be prepared in ink on Mylar film at suitable scales, using matched sheets where necessary. Drawings can also be fmished in digital format in Intergraph MicroStation or AutoCAD Release ] 3 format, if desired, at no additional cost. In the case of difference between the drawings and the elec- tronically produced images, the hard copy tracings will govern. Page I of ..L pages (Exhibit A--Basic Services and Related Matters) A2.2 Time of Completion The design and bidding phases will be completed according to the following estimated schedule, exclusive of times required for review of the work at various stages: Phase Study & Repol1 Preliminary Design Final Design Subtotal, Design Phase Estimated Time 30 days 150 days 90 days 270 days Bidding and A ward Phase 45 days Page 2 of ...L pages (Exhibit A--Basic Services and Related Matters) This is EXHIBIT B, consisting of ---.L pages, referred to in the Agreement between OWNER and ENGINEER for Professional Services, dated , ] 921- Payments to ENGINEER for Services and Reimbursable Expenses Initial: OWNER EN GIN EER1lI1!::- Section 6 of the Agreement is amended and supplemented to include the following agreement of the parties: Lump Sum Method of Payment (With additional payments on a Salary Costs basis for Resident Project Representative and Operational Phase Services and additional payments for Reimbursable Expenses) B6.1 Methods of Payment for Services and Expenses of ENGINEER. B6.] .2.] General. For services of ENGINEER's principals and employees engaged directly on the Project perfonned or furnished pursuant to paragraph 3.] or 3.2 (except services as a consultant or witness under paragraph 3.1.1.] 7), an amount equal to ENGINEER's Salary Costs times a factor of2.]5. B6.].] For Basic Services. OWNER shall pay ENGINEER for Basic Services as follows: B6. ] .].1 General. A lump sum fee of $450,000.00 for all services of ENGINEER (except for services of ENGINEER's Resident Project Representative performed or furnished under paragraph 2.5.2.], Operational Phase services performed or furnished under paragraph 2.6, and services to furnish easement plats.) including services of ENGINEER's Consul- tants. See paragraph B6.3 for breakdown. B6.] .2.2 ENGINEER '.I' Consultants. For services of ENGINEER's Consultants performed or furnished pursuant to paragraph 3.] or 3.2, the amount billed to ENGINEER therefor times a factor .L..l2. B6.] .2.3 This section has been intentionally omitted. . B6.] .].2 Resident Project Representative Services. For services of ENGINEER's Resident Project Representative performed or furnished under para- graph 2.5.2.], an amount equal to ENGINEER's Salary Costs time a factor of 2.15 for services per- formed or furnished by principals and employees engaged directly in resident Project Representation. 86.1.2.4 It is anticipated that the contract for con- struction will be let in one (]) or two (2) concurrent prime contracts. B6. 1.].3 Operation Phase Services. For Operation Phase Services performed or furnished under para- graph 2.6, an amount equal to the ENGINEER's Salary Costs times' a factor of 2.] 5 for services performed or furnished by principals and employees engaged directly on the Project. B6.] .2.5 Serving as a Witness. For services per- formed by ENGINEER's principals and employees as consultants or witnesses in any IitigatiOll, arbitration or other legal or administrative proceeding under paragraph 2.] .17, at the rate of $1.200.00 per day 6f ~ fill)' pOl'ticm thereof (but compensation for time spent in preparing to appear in any such litigation, arbitra- ~ tion or proceeding will be on the basis provided in paragraph B6.] .2.2. B6.1.3 For Reimbursable Expenses. OWNER shall pay ENGINEER for Reimbursable Expenses such as: B6. ] .1.4 Easements Plats. For easement plats, an amount of $200.00 for each plat. Surveying services are part of the basic services. Out of town travel. ifanv. 86.1.2 For Additional Services o\VNER shall pay ENGINEER for Additional Services as follows: Page ] of ..l. pages (Exhibit B--Lump Sum Method) The amount payable to ENGINEER for Reimbursable Ex- penses will be the charge actually incurred or the imputed cost allocated by ENGINEER therefor times a factor of .L..L2. 86.1.4. Salary Costs. Salary Costs means salaried and wages (basic, premium and incentive) paid to personnel plus the cost of customary and statutory benefits including, but not limited to, social security contributions, unemployment, excise and payroll taxes, worker's compensation, health and retirement benefits, bonuses, sick leave, vacation and holiday pay applicable thereto. The principals of ENGINEER and the imputed current hourly Salary Costs of such principals are as follows: Imputed Hourly Principal (name and title) Salarv Costs As substantiated by pavroll records $ $ $ $ 86.1.5 Adjustment ofSa/G/)J Costs. The Salary Costs and the factor applied to Salary Costs in determining compensation payable to ENGINEER will be adjusted annually and equitably .to reflect changes in the various elements that comprise such Salary Costs and factor. All such adjustments will be in accordance with generally accepted accounting practices as applied on a consistent basis by ENGINEER and consistent with ENGINEER's overall compensation practices and procedures. B6.2 Other Provisions Concerning Payments. 86.2.1 Preparation of Invoices. The portion of the amount billed for ENGINEER's services which is on account of the Lump sum will be based upon ENGINEER's estimate of the prop0l1ionof the total services actually completed at the time of billing. The portion related to services rendered on a Salary Costs basis will be billed based on the Salary Costs (multiplied by a factor, if any, as stated above) incurred at the time of billing. 86.2.3 Paymel7ls Upon Termination. 86.2.3.4 In the event of termination during any phase of the 8asic Services, ENG]NEER will be paid for services performed or furnished in accordance wjth this Agreement during that phase on the basis of ENGINEER's Salary Costs times a factor of2.] 5 for services performed or furnished during that phase to date of term ination by ENG IN EER' s principals and employees engaged directly on the Project. 86.3 See page 3 (The remainder of this page was left blank intentionally.) Page 2 of ..l pages (Exhibit B--Lump Sum Method) B6.3 Breakdown of Lump Sum B6.2.1 The following is a breakdown of the lump sum fee given in paragraph 86.1.1.1: Phase Percentage Fee Conceptual Design 5% $ 22,500.00 Preliminary Design 47% $ 211,500.00 Final Design 30% $ ] 35,000.00 8idding/Negotiation 3% $ 13.500.00 Construction 15% $ 67,500.00 TOTAL 100% $ 450,000.00 ~ Page 3 of ~ pages (Exhibit B--Lump Sum Method) This is EXHIBIT F, consisting of -L pages, referred to in and part of the Agreement between OWNER and ENGINEER for Professional Services dated Initial: OWNER ENGINEER . 7JII!!.-., Insurance Paragraph 8.3 of the Agreement is amended and supplemented to include the following agreement of the parties. F8.3 ]nsurance A. The limits of liability for the insurance required by paragraph 8.3.] of the Agreement are as follows: I. By ENGINEER: a. Workers' Compensation: b. Employer's Liability -- I) Each Accident: 2) Disease, Policy Limit: 3) Disease, Each Employee: c. General Liability-- I) Each occurrence (Bodily Injury and property Damage): 2) General Aggregate d. Excess or Umbrella Liability-- I) Each Occurrence: 2) General Aggregate: e. Automobile Liability-- I) Combined Single Limit (Bodily Injury and Property Damage): Each Accident f. Other (specify): Professional Liability 2. By OWNER: Self-Insured. Page ] of ...L Pages (Exhibit F--]nsurance) Statutory $ 100,000 $ 500,000 $ ] 00,000 $ 500,000 $1,000,000 $] ,000,000 $] ,000,000 $ 500,000 $1,000,000 Cranston, Robertson & Whitehurst, PC. ENGINEERS PLANNERS SURVEYORS OLD ENGINE COMPANY NO.1 POST OFFICE BOX 2546 452 ELLIS STREET AUGUSTA, GEORGIA 30903.2546 TELEPHONE (706) 722.1588 TELECOPIER (706) 722.8379 J. CRAIG CRANSTON, P.E., R.L.S. THOMAS H. ROBERTSON, P.E., R.L.S. ELDRIDGE A. WHITEHURST, JR., P.E. JAMES B. CRANFORD, JR., P.E. July 2, 1997 JOHN T. ATTAWAY, R.L.S. TED S. MARTIN, R.L.S. WAYNE SWANN, R.L.S. JOHN M. HUGG KEITH A. LAWRENCE VAUGHN L. MAXWELL, III DENNIS J. WELCH Mr. Max Hicks Augusta-Richmond Utilities 2760 Peach Orchard Road Augusta, Georgia 30906 HAND DELIVERY Re: 60-Inch Raw Water Transmission Main Our File No. 97-280 Dear Max: In accordance with your request, we are pleased to offer the following revised proposal for accomplishing the necessary surveying and engineering services for the placement of a new raw water supply main from the canal to the reservoirs. GENERAL The work will involve construction of a new 60-inch ductile iron raw water transmission main from the existing piping at the Augusta Canal to the reservoirs adjacent to the water filter plant on Highland Avenue. The exact routing will be determined as a part of the design work, but will likely follow the existing 30-inch main in whole or in part. The project will include connections, manifolding, structures, isolation valves, air release valves, tunneling/boring under Washington Road, and other necessary appurtenances. SCOPE OF WORK The scope of work will include field surveys of the proposed water line route in sufficient detail to locate the roads, fences, driveways, drainage structures, and all visible improvements along the route. These surveys will also include locating existing utility lines based on field marks and maps furnished by the utility owners. These utilities will include power, gas, water, sewer, telephone, and CATV. We wi II prepare plans, specifications, and contract documents, for the water system route, including appurtenances described above. We will prepare preliminary route layouts for your review and approval. Upon your approval of the general route, we will prepare design plans showing horizontal and vertical aliglUllents, structures, tunnels, and miscellaneous details. We will complete Mr. Max Hicks .July 2, 1997 Page 2 and forward any required utility permits or encroaclmlent permits to the Georgia Department of Transportation or other governing authority, and provide ancillary drawings as required by the City- County. Drawings will be prepared in ink on mylar film at an appropriate scale. We can also furnish the drawing in AutoCAD.computer disc format, if desired, at no additional fee. In the event of difference between the disc-reproduced drawing and the original tracing, the hard copy tracing will govern. We will also prepare plats for acquisition of any easement that may be required for the construction of the sewer. We propose to furnish the following bidding and construction phase services: preparing a schedule for bidding, preparing bidding documents, assisting you with securing bids from qualified contractors, advising you conceming the award of a contract, preparing contract documents subject to your approval, issuing a notice to proceed, making periodic observations of the construction work as it progresses to observe the general quality, when called upon to look at a particular area, furnishing written reports of the observations made during each visit, coordinating with the City- County resident inspector, attending routine weekly site meetings, issuing instructions to the contractor, preparing any change orders required, reviewing shop drawings, reviewing the contractor's monthly applications for partial payment, determining the amounts owing to the contractor, interpreting the contract documents and technical specifications, consulting as necessary with the City-County authorities concerning their requirements, making a final inspection to determine whether or not the work has been completed substantially in accordance with the plans and specifications, and reviewing the contractor's application for final payment. The work does not extend to detailed inspection of the construction work, which will be handled by your personnel. FEE PROPOSAL ~ ~'t... 'I... v S "/~ ()f eASeN eN..,. pI-Ai S '(fiii2 Our fee for this work will be a lump sum of $450,000.00. Assuming a construction cost of $8,925,000.00, this fee represents 5.04 percent. The total is broken down by project phase as follows: Study and Report (initial route studies) Preliminary design and route surveying Final design phase and centerline survey Bidding phase Construction phase (5%) ( 47%) (30%) (3%) (15%) $ 22,500.00 $ 211,500,00 $ 135,000.00 $ 13,500.00 $ 67,500.00 $ 450,000.00 Total Mr. Max Hicks July 2, ] 997 Page 3 We proposed to furnish any easement plats that may be required on the basis of $200.00 per plat. Based upon] 24 parcels, approximately $24,800.00 additional should be budgeted. We expect to submit periodic invoices covering the design work as it progresses and to receive payment within fifteen days thereafter. TIME OF COMPLETION We are prepared to begin work at your direction and expect to complete the design phase within nine months of receiving the authority to proceed. The bidding phase will likely take two months, and the construction phase, eighteen months. We appreciate the opportunity of making this proposal and trust that you find it satisfactory. Upon your request, we will prepare and forward to you a standard form engineering contract for this project. Should you have any question concerning the scope of the services offered, or the tee, please do not hesitate to give us a call. Sincerely, CRANSTON, ROBERTSON & WHITEHURST, P.c. etJ1~~ TI-TRlvlk:sh Cranston, Robertson & Whitehurst, PC. ENGINEERS PLANNERS SURVEYORS OLD ENGINE COMPANY NO.1 POST OFFICE BOX 2546 452 ELLIS STREET AUGUSTA, GEORGI430903-2546 TELEPHONE (706) 722 -1588 TELECOPIER (706) 722-8379 J. CRAIG CRANSTON, P.E., R.L.S. THOMAS H. ROBERTSON, P.E., R.L.S. ELDRIDGE A. WHITEHURST, JR.. P.E. JAMES B. CRANFORD, JR., P.E. July 17, 1997 JOHN T. ATTAWAY, R.L.S. TED S. MARTIN, R.L.S. WAYNE SWANN. R.L.S. JOHN M. HUGG KEITH A. LAWRENCE VAUGHN L. MAXWELL, III DENNIS J. WELCH Mr. Max Hicks Augusta-Richmond Utilities 2760 Peach Orchard Road Augusta, Georgia 30906 Re: 60" Raw Water Transmission Main Our File No. 97-280 Dear Max: We are delivering with this letter duplicate originals of a proposed form of contract for the captioned project. We have included a number of revisions to the standard form which had previously been requested on another project by Jim Wall. If you find the documents in order, please sign both copies, and return one fully executed set to us. Should you desire additional revisions, we stand ready to make them and resubmit. We look forward to working with you on this project. Sincerely, CRANSTON, ROBERTSON & WHITEHURST, P.C. 'ff!:~~~s~ THR/vlk This document has important legal consequences; consultation with an attorney is encouraged with respect to its use, completion or modification. This document should be adapted to the particular circumstances of the contemplated Project and the applicable laws of the jurisdiction in which the professional services for the Project are to be performed. STANDARD FORM OF AGREEMENT BETWEEN OWNER AND ENGINEER FOR PROFESSIONAL SERVICES .\.- >C.- ..... /A:r~, - THIS IS AN AGREEMENT made as of __2;JJA!jgust 5 ../C ,_ ,1997 between Augusta-Richmond County ("0 WNER") and Cranston. Robertson & Whitehurst. P.C. (' EN GINEER"). OWNER intends to construct a 60 inch raw water transmission main from the existing piping at the Augusta Canal to the reservoirs adjacent to the filter plant on Highland A venue. The project will include connections. manifolds. isolation valves. air release valves. tunneling under Washington Road. and other necessary appurtenances. (the "Project"). OWNER and ENGINEER in consideration of their mutual covenants herein :'agree in respect of the performance offumishing of professional engineering services by ENGINEER with respect tothe Project and the payment for those services by OWNER as set forth below. Execution of this Agreement by ENGINEER and OWNER constitutes OWNER's written authorization to ENGINEER to proceed on the date first above written with the first phase of the Basic Services described in Section 2 below and as further set forth in Exhibit A, "Further Description of Basic Engineering Services and Related Matters" ("Exhibit A") and in the other exhibits listed in Section 9 below. This Agreement will become effective on the date first above written. Page 1 of 15 pages SECTION ]--GENERAL I.] Standard of Care. ENGINEER shall perform for or furnish to OWNER profes- sional engineering and related services in all phases of the Project to which this Agreement applies as hereinafter pro- vided. ENGINEER shall serve as OWNER's prime design professional and engineering representative for the Project providing professional engineering consultation and advice with respect thereto. ENGINEER may employ such ENGI- NEER's Consultants as ENGINEER deems necessary to assist in the performance or furnishing of professional engineering and related services hereunder. ENG]NEER shall not be required to employ any ENGINEER's Consultant unacceptable to ENGINEER. The standard of care for all professional engineering and related services performed or furnished by ENGINEER under th is Agreement will be the care and skill ordinarily used by members of ENG INEER's profession practicing under similar conditions at the same time and in the same locality. ENGI- NEER makes no warranties, express or implied, under this Agreement or otherwise, in connection with ENGINEER's services. 1.2 Coordination with Other Documents. It is the intention of the parties that the Standard General Conditions will be used as the General Conditions for the Project and that all amendments thereof and supplements thereto will be generally consistent therewith. Except as otherwise defined herein, the terms which have an initial capital letter in this Agreement and are defined in the standard General Conditions will be used in this Agreement as defined in the Standard General Conditions. The term "defective" will be used in this Agreement as defined in the Standard General Conditions. 1.3 Definitions. Wherever used in this Agreement the following terms have the meanings indicated which are applicable to both the singular and plural thereof: 1.3.1 Additional Services. Additional Services means the services to be performed for or furnished to OWNER by ENGINEER described in Section 3 of this Agreement. 1.3.2 Agreement. Agreement means this Standard Form of Agreement between OWNER and ENGINEER for Professional Services including those exhibits listed in Section 9 of this Agreement. 1.3.3 Basic Services. Basic Services means the services to be performed for or furnished to OWNER by ENGINEER described in Section 2 of this Agreement. 1.3.4 Construction Cost. Construction Cost means the total cost to OWNER of those portions of the entire Project de- signed or specified by ENGINEER. Construction cost does not include ENGINEER's compensation and expenses, the cost of land, rights-of-way, or compensation for or damages to properties, or OWNER's legal, accounting, insurance counsel- ing or auditing services, or interest and financing charges incurred in connection with the Project or the cost of other services to be provided by others to OWNER pursuant to Section 4 of th is Agreement. Construction Cost is one of the items comprising Total Project Costs. 1.3.5 Contractor. Contractor means the person or entity with whom OWNER enters into a written agreement covering construction work to be performed or furnished with respect to th e Project. ] .3.6 ENGINEER's Consultant. ENGINEER's Consultant means a person or entity having a contract with ENGINEER to perform or furnish Basic or Additional Services as ENGI- NEER's independent professional associate or consultant engaged directly on the Project. 1.3.7 Reimbursable Expenses. Reimbursable Expenses means the expenses incurred directly in connection with the perfor- mance or furnishing of Basic and Additional Services for the Project for which OWNER shall pay ENGINEER as indicated in Exhibit B, "Payments to Engineer for Services and Reim- bursable Expenses" ("Exhibit B"). 1.3.8 Resident Project Representative. Resident Project Representative means the authorized representative of ENGI- NEER who will be assigned to assist ENGINEER at the site during the Construction Phase. The Resident Project Repre- sentative will be ENGINEER's agent or employee and under ENGINEER's supervision. As used herein, the term Resident Project Representative includes any assistants of Resident Project Representation agreed to by OWNER. The duties and responsibilities of the Resident Project Representative are set forth in Exhibit C, "Duties, Responsibilities and Limitations of Authority of Resident Project Representative" ("Exhibit C"). 1.3.9 Standard General Conditions. Standard General Conditions means the Standard General Conditions 'of the Construction Contract (No. 19] 0-8) (1990 Edition) of the Engineers Joint Contract Documents Committee. 1.3.10 Total Project Costs. Total Project Costs means the sum of the Construction Cost, allowances for contingencies, the total costs of design professional and related services provided by ENGINEER and (on the basis of information furnished by OWNER) allowances for such other items as charges of all other professionals and consultants, for the cost of land and rights-of-way, for compensation for or damages to properties, for interest and financing charges and for other services to be Page 2 of 15 pages provided by others to OWNER under paragraphs 4.4, 4.5 and 4.7 through 4.14, inclusive. SECTION 2--BASIC SERVICES OF ENGINEER 2.1 Study and Report Phase (Conceptual Design) Upon this Agreement becoming effective, ENGINEER shall: 2.1.] Consult with OWNER to understand OWNER's require- ments for the Project and review available data. 2.1.2 Advise OWNER as to the necessity of OWNER's providing or obtaining from others data or services of the types described in paragraph 4.4 which are not patt of ENGINEER's Basic Services, and assist OWNER in obtaining such data and services. 2. ) .3 Identify and analyze requirements of governmental authorities having jurisdiction to approve the portions of the Project designed or specified by ENGINEER with whom consultation is to be undertaken in connection with the Project. 2.1.4 Evaluate various alternate solutions available to OWNER as described in Exhibit A, and, after consultation with Owner, recommend to OWNER those solutions which in ENGINEER's judgment best meet OWNER's requirements for the Project. This phase is fUlther discussed in Exhibit A and is called the Conceptual Design Phase. 2.1.5 Prepare a report (the "Report") which will contain the statement of OWNER's requirements for the Project, and, as appropriate, wi II contain schematic layouts, sketches and conceptual design criteria with appropriate exhibits to indicate the considerations involved and those alternate solutions available to OWNER which ENGINEER recommends. This RepOlt will be accompanied by ENGINEER's opinion of Total Project Costs for each solution which is so recommended for the Project, including the following which will be separately itemized: opinion of probable Construction Cost, allowances for contingencies and for the estimated total costs of design professional and related services provided by ENGINEER and, on the basis of infonnation furnished by OWNER, allowances for other items and services included within the definition of Total Project Costs. 2.1.6 Furnish the Report to and review it with OWNER. 2.1.7 Revise the Report in response to OWNER's comments, as appropriate, and furnish final copies of the Report in the number set forth in Exhibit A. 2. J.8 Submit the Report within the stipulated period indicated in Exhibit A. 2.1.9 ENGINEER's services under the Study and Report Phase will be considered complete at the earlier of (1) the date when the Report has been accepted by OWNER or (2) thirty days after the date when such RepOlt is delivered to OWNER for final acceptance, plus in each case such additional time as may be considered reasonable for obtaining approval of governmental authorities having jurisdiction to review the portions of the Project designed or specified by ENGINEER, if such approval is to be obtained during the Study and Report Phase. The duties and responsibilities of ENGINEER during the Study and Report Phase as set forth in this paragraph 2.1 are amended and supplemented as indicated in Exhibit A. 2.2 Preliminary Design Phase. After acceptance by OWNER of the Conceptual Design, selection by OWNER of a recommended solution and indica- tion of any specific modifications or changes in the scope, extent, character or design requirements of the Project desired by OWNER, and upon written authorization from OWNER, ENGINEER shall: 2.2.1 On the basis of the report, the recommended solution selected by OWNER and the specific modifications or changes in the scope, extent, character or design requirements of the Project agreed upon by OWNER and ENGINEER, prepare Preliminary Design documents consisting of final design criteria, preliminary drawings, outline specifications and written descriptions of the Project. 2.2.2 Advise OWNER if additional reports, data or other information or services of the types described in paragraph 4.4 are necessary and assist OWNER in obtaining such reports, data or other information and services. 2.2.3 Based on the information contained in the Preliminary Design documents, submit a revised opinion of probable Construction Cost and any adjustments to Total Project Costs known to ENGINEER, which will be itemized as provided in paragraph 2.1.5. 2.2.4 Furnish the Preliminary Design documents to and review them with OWNER. 2.2.5 Submit the Preliminary Design documents and revised opinion of probable Construction Cost within the stipulated period indicated in Exhibit A. 2.2.6 ENGINEER's services under the Preliminary Design Phase will be considered complete at the earlier of (I) the date when the Preliminary Design documents have been accepted by OWNER or (30) thilty days after the date when such Preliminary Design documents are delivered to OWNER for final acceptance, plus in each case such additional time as may be considered reasonable for obtaining approval of governmen- tal authorities having jurisdiction to approve the Preliminary Page 3 of 1 5 pages Design documentation, if such approval is to be obtained during the Preliininary Design Phase. The duties and responsibilities of ENGINEER during the Preliminary Design Phase as set forth in this paragraph 2.2 are amended and supplemented as indicated in Exhibit A. 2.3 Final Design Phase. After acceptance by OWNER of the Preliminary Design Phase documents and revised opinion of probable Construction Cost and indication of any specific modifications or changes in the scope, extent, character or design requirements of the Project desired by OWNER, and upon written authorization from OWNER, ENGINEER shall: 2.3.1 On the basis of the accepted Preliminary Design docu- ments, the modifications or changes in the scope, extent, character or design requirements of the Project agreed upon by OWNER and ENGINEER and the revised opinion of probable Construction Cost, prepare for incorporation in the Contract Documents final Drawings showing the scope, extent and character of the work to be performed and furnished by Contractor and Specifications (which will be prepared, where appropriate, in general conformance with the sixteen division format of the Construction Specifications ]nstitute). 2.3.2 Provide technical criteria, written descriptions and design data for OWNER's use in filing applications for permits with or obtaining approvals of such governmental authorities as have jurisdiction to review or approve the final design of the Project, and assist OWNER in consultations with appropriate authorities. 2.3.3 Advise OWNER of any adjustments to the opinion of probable Construction Cost and any adjustments to Total Project Costs known to ENGINEER, itemized as provided in paragraph 2.1.5, as a result of changes in scope, extent or character or design requirements of the Project. 2.3.4 Prepare for review and approval by OWNER, its legal counsel and other advisors, contract agreement forms, general conditions and supplementary conditions, and (where appropri- ate) bid forms, invitations to bid and instructions to bidders (all of which will be generally consistent in form and substance with the forms and peltinent guide sheets prepared by the Engineers Joint Contract Documents Committee), and assist in the preparation of other related documents. 2.3.5 Furnish the above documents, Drawings and Specifica- tions to and review them with OWNER. 2.3.6 Submit the above documents, Drawings and Specifica- tions and a revised opinion of probable Construction Cost within the stipulated period indicated in Exhibit A. 2.3.7 ENGINEER's services under the Final Design Phase will be considered complete at the earlier of (I) the date when the submittals have been accepted by OWNER or (2) thirty days after the date when such submittals are delivered to OWNER for final acceptance, plus in each case such additional time as may be considered reasonable for obtaining approval of governmental authorities having jurisdiction to approve the portions of the Project designed or specified by ENGINEER, if such approval is to be obtained during the Final Design Phase. The duties and responsibilities of ENG INEER during the Final Design Phase as set forth in this paragraph 2.3 are amended and supplemented as indicated in Exhibit A. 2.4 Bidding or Negotiating Phase. After acceptance by OWNER of the ENGINEER's Drawings, Specifications and other Final Design Phase documentation (including the most recent opinion of probable Construction Cost), and upon written authorization to proceed, ENGINEER shall: 2.4.1 Assist OWNER in advertising for and obtaining bids or negotiating proposals for the contract for construction, materi- als, equipment and services; and, where applicable, maintain a record of prospective bidders to whom Bidding Documents have been issued, attend pre-bid conferences, if any, and receive and process deposits for Bidding Documents. 2.4.2 ]ssue Addenda as appropriate to clarify, correct or change the Bidding Documents. 2.4.3 Consult with OWNER as to the acceptability of subcon- tractors, suppliers and other persons and entities proposed by Contractor for those portions of the work as to which such acceptability is required by the Bidding Documents. 2.4.4 Attend the bid opening, prepare bid tabulation sheets and assist OWNER in evaluating bids or proposals and in assem- bling and' awarding contracts for construction, materials, equipment and services. 2.4.5 The Bidding or Negotiating Phase will terminate and the services to be performed or furnished thereunder will be considered complete upon commencement of the Construction Phase or upon cessation of negotiations with prospective Contractors (except as may otherwise be required to complete the services called for in paragraph E7.2.5, if Exhibit E is a part of this Agreement). The duties and responsibilities of ENGINEER during the Bidding or Negotiating Phase are set forth in this paragraph 2.4 as amended and supplemented as indicated in Exhibit A. 2.5 Construction Phase During the Construction Phase: Page 4 of 15 pages 2.5.1 General Administration of Construction Contract. ENGINEER shall consult with and advise OWNER and act as OWNER's representative as provided in the standard General Conditions. The extent and limitations of the duties, responsi- bilities and authority of ENGINEER as assigned in said Standard General Conditions shall not be modified, except to the extent provided in Exhibit A and except as ENGINEER may otherwise agree in writing. All of OWNER's instructions to Contractor will be issued through ENGINEER who shall have authority to act on behalf of OWNER in dealings with Contractor to the extent provided in this Agreement and said Standard General Conditions except as otherwise provided in writing. 2.5.2 Visits to Site and Observation of Construction. In connection with observations of the work of Contractor while it is in progress: ~ 2.5.2.1 ENGINEER shall make visits to the site at intervals appropriate to the various stages of construction as ENGI- NEER deems necessary in order to observe as an experi- enced and qualified design professional the progress and quality of the various aspects of Contractor's work. ffi addition, ENGINEER shall I'rovidc the services of a Resident Projcct Reprcsentati, e at the site to assist ENG I ]>JEER and to provide more continuous observatioRs of sueh ..-ork. The fumishil'g of sueh Resident Projeet Representflti ,e ser ,iees "ill not extend ENGI}JEER's responsibilities or authority beyond the spccifie limits set forth elsC'n'here in this paragl'fll'h 2.5. Such visits and observations by ENG IN EER and the Resident Projeet Repfcscntath'c are not intended to be exhaustive or to extend to eyery aspect of the work in progress, or to involve detailed inspections of the work beyond the responsibilities specifically assigned to ENG INEER in this Agreement and the Contract Documents, but rather are to be limited to spot checking, selective sampling and similar methods of general observation of the work based on ENGINEER's exercise of professional judgment as assisted by thc Resident Project Rcprcscntati, e. Based on informa- tion obtained during such visits and such observations, ENGINEER shall endeavor to determine in general if such work is proceeding in accordance with the Contract Docu- ments and ENGINEER shall keep OWNER informed of the progress of the work. The responsibilities of ENG IN EER contained in this paragraph are expressly subject to the limitations set f0l1h in paragraph 2.5.2.2 and other express or general limitations in this Agreement and elsewhere. ~ ~JJ/.5.2.2 The purpose of ENGINEER's visits to aRd rcprc 1 t{,..... 3cntation by the Resident Projeet Representative at the site will be to enable ENGINEER to better carry out the duties and responsibilities assigned to and undertaken by ENGI- NEER during the Construction Phase, and, in addition, by the exercise of ENGINEER's efforts as an experienced and qualified design professional, to provide for OWNER a greater degree of confidence that the completed work of Contractor will conform in general to the Contract Docu- ments and that the integrity of the design concept of the completed Project as a functioning whole as indicated in the Contract Documents has been implemented and pre- served by Contractor. On the other hand, ENGINEER shall not, during such visits or as a result of such observations of Contractor's work in progress, supervise, direct or have control over Contractor's work nor shall ENGINEER have authority over or responsibility for the means, methods, techniques, sequences or procedures of construction selected by Contractor, for safety precautions and programs incident to the work of Contractor or for any failure of Contractor to comply with laws, rules, regulations, ordi- nances, codes or orders applicable to Contractor's furnish- ing and performing the work. Accordingly, ENGINEER neither guarantees the performance of any Contractor nor assumes responsibility for any Contractor's failure to furnish and perform its work in accordance with the Contract Documents. 2.5.3 Defective Work. During such visits and on the basis of such observations, ENGINEER shall have authority to disap- prove of or reject Contractor's work while it is in progress if ENG]NEER believes that such work will not produce a completed Project that conforms generally to the Contract Documents or that it will prejudice the integrity of the design concept of the completed Project as a functioning whole as indicated in the Contract Documents. 2.5.4 Clarifications and Interpretations: Field Orders. ENGINEER shall issue necessary clarifications and interpreta- tions of the Contract Documents as appropriate to the orderly completion ofthe work. Such clarifications and interpretations will be consistent with the intent of and reasonably inferable from the Contract Documents. ENGINEER may issue Field Orders authorizing minor variations from the requirements of the Contract Documents. 2.5.5 Change Orders and Work Change Directives. ENGI- NEER shall recommend Change Orders and Work Change Directives to OWNER as appropriate, and shall prepare Change Orders and Work Change Directives as required. 2.5.6 Shop Drawings. ENGINEER shall review and approve (or take other appropriate action in respect of) Shop Drawings and Samples and other data which Contractor is required to submit, but only for conformance with the information given in the Contract Documents and compatibility with the design concept of the Completed Project as a functioning whole as indicated in the Contract Documents. Such reviews and approvals .or other action will not extend to means, methods, techniques, sequences or procedures of construction or to . safety precautions and programs incident thereto. 2.5.7 Substitutes. ENGINEER shall evaluate and determine the acceptability of substitute or "or-equal" materials and Page 5 of ] 5 pages equipment proposed by Contractor, but subject to the provi- sions of paragraph 3.2.2. 2.5.8 Inspections and Tests. ENGINEER may require special inspections or tests of the work, and shall receive and review all certificates of inspections, tests and approvals required by laws, rules, regulations, ordinances, codes, orders or the Contract Documents. ENGINEER's review of such certificates will be for the purpose of determining that the results certified indicate compliance with the Contract Documents and will not constitute an independent evaluation that the content or procedures of such inspections, tests or approvals comply with the requirements of the Contract Documents. ENGINEER shall be entitled to rely on the results of such tests. 2.5.9 Disagreements between OWNER and Contractor. ENG INEER shall render the initial decisions on all claims of OWNER and Contractor relating to the acceptability of the work or the interpretation of the requirements of the Contract Documents pertaining to the execution and progress of the work. In rendering such decisions, ENGINEER shall be fair and not show partiality to OWNER or Contractor and shall not be liable in connection with any decision rendered in good faith in such capacity. 2.5.10 Applicationsfor Payment. Based on ENGINEER's on- site observations as an experienced and qualified design professional and on review of Applications for Payment and the accompanying data and schedules: 2.5.10.1 ENG INEER shall determine the amounts that ENG INEER recommends Contractor be paid. Such recommendations of payment will be in writing and will constitute ENGINEER's representation to OWNER, based on such observations and review, that, to the best of the ENGINEER's knowledge, information and belief, the work has progressed to the point indicated, the quality of such work is generally in accordance with the Contract Docu- ments (subject to all evaluation of such work as a function- ing whole prior to or upon Substantial Completion, to the results of any subsequent tests called for in the Contract Documents and to any other qualifications stated in the _ recommendation), and the conditions precedent to Con- tractor's being entitled to such payment appear to have been fulfilled in so far as it is ENGINEER's responsibility to observe the work. In the case of unit price work, ENG INEER' s recommendations of payment will include final determ inations of quantities and classifications of such work (subject to any subsequent adjustments allowed by the Contract Documents). The responsibilities of ENGINEER contained in paragraph 2.5.10.] are expressly subject to the limitations set fOlih in paragraph 2.5.10.2 and other express or general limitations in this Agreement and elsewhere. 2.5.] 0.2 By recommending any payment ENGINEER shall not thereby be deemed to have represented that on-site observations made by ENGINEER to check the quality or quantity of Contractor's work as it is performed and furnished have been exhaustive, extended to every aspect ofthe work in progress, or involved detailed inspections of the work beyond the responsibilities specifically assigned to ENGINEER in this Agreement and the Contract Docu- ments. Neither ENGINEER's review of Contractor's work for the purposes of recommending payments nor ENGI- NEER's recommendation of any payment (including final payment) will impose on ENG]NEER responsibility to supervise, direct or control such work or for the means, methods, techniques, sequences or procedures of construc- tion or safety precautions or programs incident thereto, or Contractor's compliance with laws, rules, regulations, ordinances, codes or orders applicable to Contractor's furnishing and performing the work. It will also not impose responsibility on ENGINEER to make any examination to ascertain how or for what purposes Contractor has used the moneys paid on account of the Contract Price, or to deter- mine that title to any of the work, materials or equipment has passed to OWNER free and clear of any liens, claims, security interests or encumbrances, or that there may not be other matters at issue between OWNER and Contractor that might affect the amount that should be paid. 2.5.11 Contractor's Completion Documents. ENGINEER shall receive, review and transmit to owner with written comments maintenance and operating instructions, schedules, guarantees, Bonds, certificates or other evidence of insurance required by the Contract Documents, certificates of inspection, tests and approvals, and marked-up record documents (includ- ing Shop Drawings, Samples, and other data approved as provided under paragl:aph 2.5.6 and marked-up record Draw- ings) which are to be assembled by Contractor in accordance with the Contract Documents to obtain final payment. ENGINEER's review of such documents will only be to determine generally that their content complies with the requirements of, and in the case of celtificates of inspections, tests and approvals that the results certified indicate compli- ance with, the Contract Documents. 2.5.12 Substantial Completion. Following notice from Contractor that Contractor considers the entire work ready for its intended use, ENGINEER and OWNER, accompanied by Contractor, shall conduct an inspection to determine if the work is substantially complete. If after considering any objections of OWNER, ENGINEER considers the work substantially complete, ENGINEER shall deliver a certificate of Substantial Completion to OWNER and Contractor. 2.5.] 3 Final Notice (J[ Acceptability of the Work. ENGINEER shall conduct a final inspection to determine if the completed work of Contractor is acceptable so that ENGINEER may recommend, in writing, final payment to Contractor. Accom- panying the recommendation for final payment, ENGINEER shall also provide a notice in the form attaehea hereto as Exhibit D (the "Notiee af Aeeeptability sf 'Nork") that the ~ work is acceptable (subject to the provisions of paragraph Page 6 of I 5 pages 2.5.] 0.2) to the best of ENGINEER's knowledge, information and belief and based on the extent of the services performed and furnished by ENGINEER under this Agreement. 2.5./4 Limitation o(Responsibilities. ENGINEER shall not be responsible for the acts or omissions of any Contractor, or of any subcontractor, any supplier, or of any other person or organ ization perform ing or furn ish ing any of the work. ENGINEER shall not be responsible for Contractor's failure to perform or furnish the work in accordance with the Contract Documents. 2.5.15 Duration of Construction Phase. The Construction Phase will commence with the execution of the construction contract for the Project or any part thereof and will terminate upon written recommendation by ENGINEER of final pay- ment. If the Project involves more than one prime contract as indicated in paragraph 5.5, Construction Phase services may be 'r~endered at different times in respect of separate prime contracts. The duties and responsibilities of ENG]NEER during the Construction Phase as set forth in this paragraph 2.5 are amended and supplemented as indicated in Exhibit A. ~ 2.6 Operati6nsl Plts~e During the Opcnltionfil Phfise, ENGINEER' shall, "heR requested b) OV/NER: 2.6.1 Pro ,ide assistanee in connection djth the refining and adjl:lstiRg of finy equipmcflt or system. 2.6.2 Assist OWNER in training O\VNER's staff to operate and maintain the Projcct. 2.6.3 A33i3t O'NNER in de,eloping sY3tems find proeedl:lfes for eontrol of the operfltion find Infiintenanee of and reeord kceping for the Pf5jeet. 2.6.4 Prepare s set of reprodtleible reeord dl'flwings showiRg record information "hieh ENGINEER eOflsiders significant ba3ed 5n the Dra'""ings, Shop Drfidings, ana 6ther ree6fd documents furnishcd by Contrfietor to ENGINEER ',yhieh were annotated by Contractor to 3ho\'.. all ehanges made dl:lfing eonstn:letion. ENG I]>JEER .. ill not be responsible for any crrors in or olnissions in thc information provided by Contrae tor that is incorporated in the reeord dra\'lil'lgs or other reeard dOel:llneRts. 2.6.5 In company with OWNER, visit the Project tv vbser..e an)' apparent defeet3 in the eompleted ",vode, assist OWNER in eOI13ultati5l13 and di3eu33ion3 .....ith Contnletor eoneeffling correction of SLlch defects, and make recommendations as to replaeemcnt or oorrection of dcf-cctive \york. 2.6.6 Provide miseellaneot/3 ser..ieo a3 reqt/e3ted by O'NNER in e0l1l1eeti6n "ith Project c103eol:lt. 2.6. "7 The Operational Pha3e may eommenee dl:lring the COR3tl'tletion Phase and ,viII terminate ORe year after the date of St/bstantial Completion. The dt/ties and responsibilities of ENGINEER during the Operational Phase f\S set f6rth in this f:larfigrfiph 2.6 fire amended and supplemented fiS indicated in L<hibit A. ~ SECTION 3--ADDITIONAL SERVICES OF ENGINEER 3. J Additional Services Requiring Authorization in Advance. If authorized in writing by OWNER, ENGINEER shall furnish or obtain from others Additional Services of the types listed in paragraph 3.1.1 through 3.1.19, inclusive, as amended and supplemented as indicated in Exhibit A. These services are not included as part of Basic Services except to the extent other- wise provided in Exhibit A. These services will be paid for by OWNER as indicated in Section 6. 3.1.1 Preparation of applications and supporting documents (in addition to those furnished under Basic Services) for private or governmental grants, loans or advances in connec- tion with the Project; preparation or review of environmental assessments and impact statements; review and evaluation of the effect on the design requirements of the Project of any such statements and documents prepared by others; and assistance in obtaining approvals of authorities having jurisdiction over the anticipated environmental impact of the Project. 3.1.2 Services to make measured drawings of or to investigate existing conditions or facilities, or to verify the accuracy of drawings or other information furnished by OWNER.. 3.1.3 Services resulting from evaluation by ENGINEER during the Study and Report Phase at OWNER's request of alternative solutions in addition to those specified in Exhibit A. 3.1.4 Services resulting from significant changes in the scope, extent or character of the portions of the Project designed or specified by ENGINEER or its design requirements including, but not limited to, changes in size, complexity, OWNER's schedule, character of construction or method of financing; and revising previously accepted studies, reports, Drawings, Specifications or Contract Documents when such revisions are required by changes in laws, rules, regulations, ordinances, codes or orders enacted subsequent to the preparation of such studies, reports, Drawings, Specifications, or Contract Docu- ments, or are due to any other causes beyond ENGINEER's control. 3.1.5 Services resulting from facts revealed about conditions: Page 7 of 15 pages , 3.1.5. I which are different from information about such conditions that OWNER previously provided to ENGI- NEER under paragraph 4.4 and upon which ENGINEER was entitled to rely; or 3.1.5.2 as to which OWNER had responsibility to provide information under paragraph 4.4 if such information was not previously provided. 3.1.6 Providing renderings or models for OWNER's use. 3. 1.7 Preparing documents for alternate bids requested by OWNER for Contractor's work which is different from the Conceptual Design. 3.1.8 Undertaking investigations and studies illcluding, but not limited to, detailed consideration of operations, maintenance and overhead expenses; the preparation of feasibility studies, cash flow and economic evaluations, rate schedules and appraisals; assistance in obtaining financing for the Project; evaluating processes available for licensing and assisting OWNER in obtaining process licensing; detailed quantity surveys of materials, equipment and labor; and audits or inventories required in connection with construction perfonned by OWNER. 3.1.9 Furnishing services of ENGINEER's Consultants for other than Basic Services; and furnishing data or services of the types described in paragraph 4.4 when OWNER employs ENGINEER to provide such data or services. in lieu offurnish- ing the same under paragraph 4.4. 3.1.10 Services attributable to a variation in the number of prime contracts from the number specified in Exhibit A for work designed or specified by ENGINEER. 3.1.] I Services during out-of-town travel required of ENG 1- NEER other than visits to the site or OWNER's office as required by Section 2. # 3.1.12 Preparing for, coordinating with, participating in and responding to structured independent review processes, including, but not limited to, CDl13trl:letion Mallagen'lent, Cost Estimating, Project Peer Review, Value Engineering and Constructability Review requested by OWNER; and perform- ing or furnishing services required to revise studies, reports, Drawings, Specifications or Contract Documents as a result of such review processes. ~ 3.\.13 Detent,ifling the aeeqJtfiBilit) ef 3uB3titute 111aterifil3 and equipment prop03ed dtll ing the Bidding or Negotiating Phfi3e "...hcn 3u!:J3titution prior to the award of eontl fiet3 i3 tlllo ,,'cd b) the Bidding Doel:lment3. 3.1.14 Assistance in connection with bid protests, rebidding or renegotiating contracts for construction, materials, equipment or services, except when such assistance is required to com- plete services called for in paragraph E7.2.5, if Exhibit E is a part of th is Agreement. J.I.] 5 Pro ,iding field 31:Jr v eY3 for de3ign purpo3e3, CIlf,ineer ing 3l:lfVeY3 and 3taking to cnfib/e Contraetor to preeeea .vitl, it3 ';york, and finy type of property 3l:lrveY3 or related engil'leer ing 3er .iee3 needea fur the: fI'fln3fer of intcrc3t3 in re:al prefle:rty; -nJII-/ and previding ethel 3peeifil field 3tlrv'eY3. . I'" 3. I .16 Preparation of operating, maintenance and staffing manuals to supplement Basic Services under paragraph 2.6.3. 3.1. I 7 Preparing to serve or serving as a consultant or witness for OWNER in any litigation, arbitration or other legal or administrative proceeding involving the Project (except for assistance in consultations which is included as part of Basic Services under paragraphs 2.].3 and 2.3.2). 3. I.] 8 Providing more extensive services required to enable ENGINEER to issue notices or celtifications requested by OWNER under paragraph 4.12. 3.1.19 Other additional services performed or furnished by ENGINEER in connection with the Project, including services which are to be furnished by OWNER under Section 4, and services not otherwise provided for in this Agreement. 3.2 Required Additional Services. When required by the Contract Documents in connection with the perforinance or furnishing of ENGINEER's services during the Construction Phase, ENGINEER shall perform or furnish, without waiting for specific authorization from OWNER, Additional Services of the types listed in paragraphs 3.2.]. through 3.2.6, inclusive. These services are not included as part of Basic Services except to the extent provided in Exhibit A. Required Additional Services will be paid for by OWNER as indicated in Section 6. ENGINEER shall advise OWNER in writing promptly after starting any such Additional Services. 3.2.1 Services in connection with Work Change Directives and Change Orders to reflect changes requested by OWNER if, because of the method of compensation agreed upon by OWNER and ENGINEER, the resulting change in compensa- tion for Basic Services is not commensurate with the extent of the additional services rendered. 3.2.2 Services in making revisions to Drawings and Specifica- tions occasioned by the acceptance of substitute materials or equipment other than "or-equal" items; and services after the award of the construction contract in evaluating and determin- ing the acceptability of a substitution which is inappropriate for the Project or an excessive number of substitutions.. 3.2.3 Services resulting from significant delays, changes or price increases occurring as a direct or indirect result of materials, equipment or energy shortages. Page 8 of ] 5 pages 3.2.4 Additional or extended services during construction made necessary by (1) work damaged by fire or other cause during construction, (2) a significant amount of defective, neglected or delayed work of Contractor, (3) acceleration of the progress schedule involving services beyond normal working hours, or (4) default by Contractor. 3.2.5 Services (other than Basic Services during the Opera- tional Phase) in connection with any partial utilization of any part of the Project by OWNER prior to its Substantial Comple- tion. 3.2.6 Evaluating an unreasonable claim or an excessive number of claims submitted by Contractor or others in connec~ tion with the work. SECTION 4--0WNERS RESPONS]BILlTIES Except as otherwise provided in Exhibit A, OWNER shall do the following in a timely manner so as not to delay the services of ENGINEER and shall bear all costs incident thereto: 4.1 Designate in writing a person to act as OWNER's repre- sentative with respect to the services to be performed or furnished by ENGINEER under this Agreement. Such person will have complete authority to transmit instructions, receive infonl1ation, interpret and define OWNER's policies and decisions with respect to ENGINEER's services for the Project. 4.2 Provide all criteria and full information as to OWNER's requirements for the Project, including design objectives and constraints, space, capacity and performance requirements, fiexibility and expendability, and any budgetary limitations; mid furnish copies of all design and construction standards which OWNER will require to be included in the Drawings and Specifications. 4.3 Assist ENGINEER by placing at ENG]NEER's disposal all available information pertinent to the Project including previous reports and any other data relative to design or construction of the Project. 4.4 Furnish to ENGINEER, as requested by ENGINEER for performance of Basic Services or as required by the Contract Documents, the following: 4.4.1 data prepared by or services of others, including without limitation explorations and tests of subsurface conditions at or contiguous to the site, drawings of physical conditions in or relating to existing surface or subsurface structures at or contiguous to the site, or hydrographic surveys; 4.4.2 the services of an independent testing laboratory to perform all inspections, tests and approvals of samples, materials and equipment prior to and after installation, or to evaluate the performance of materials, equipment and facilities of OWNER, prior to specification, and during construction; 4.4.3 appropriate professional interpretations of all of the foregoing; 4.4.4 environmental assessments, audits, investigations and impact statements, and other relevant environmental or cultural studies as to the Project, the site and adjacent areas; 4.4.5 field surveys for design purposes and property, bound- ary, easement, right-or-way, topographic and utility surveys or data, including relevant reference points; 4.4.6 property descriptions; 4.4.7 zoning, deed and other land use restrictions; and 4.4.8 other special data or co'nsultations not covered in Section 2. OWNER shall be responsible for, and ENGINEER may rely upon, the accuracy and completeness of all reports, data and other information furnished pursuant to this paragraph. ENGINEER may use such reports, data and information in performing or furnishing services under this Agreement. 4.5 Provide, as required by the Contract Documents, engineer- ing surveys and staking to enable Contractor to proceed with the layout of the work, and other special field surveys. 4.6 Arrange for access to and make all provisions for ENGI- NEER to enter upon public and private propelty as required for ENGINEER to perform services under this Agreement. 4.7 Examine all alternate solutions, studies, reports, sketches, Drawings, Specifications, proposals and other documents presented by ENGINEER (including obtaining advice of an attorney, insurance counselor and other consultants as OWNER deems appropriate with respect to such examination) and render in writing decisions pertaining thereto. 4.8 Provide approvals and permits from all governmental authorities having jurisdiction to approve the portions of the Project designed or specified by ENGINEER and such approv- als and consents from others as may be necessary for comple- tion of such pOltions of the Project. 4.9 Provide, as may be required for the Project: 4.9.1 accounting, bond and financial advisory, independent cost estimating'and insurance counseling services; 4.9.2 such legal services as OWNER may require or ENGI- NEER may reasonably request with regard to legal issues peltainingto the Project, including any that may be raised by Contractor; and Page 9 of 15 pages 4.9.3 such auditing services as OWNER may require to ascertain how or for what purpose Contractor has used the moneys paid on accoun} of the Contract Price. 4.10 Provide such inspection or monitoring services by an individual or entity other than ENGINEER as OWNER may desire to verify: 4.10.] that Contractor is complying with any law, rule, regulation, ordinance, code or order applicable to Contractor's performing and furnishing the work; or 4.10.2 that Contractor is taking all necessary precautions for safety of persons or property and complying with any special provisions of the Contract Documents applicable to safety. ENGINEER does not undertake in this Agreement to perform the services referred to in 4.10.1 and 4.] 0.2 above. The identity of any individual or entity employed to perform such services and the scope of such services will be disclosed to ENGINEER. 4.1\ Advise ENGINEER of the identity and scope of services of any independent consultants employed by OWNER to perform or furnish services in regard to the Project, including, but not limited to, Construction Management, Cost Estimating, Project Peer Review, Value Engineering and Constructability Review. If OWNER designates a person or entity other than, .. or in addition to, ENGINEER to represent OWNER at the site, OWNER shall define and set forth in an exhibit that is to be mutually agreed upon and attached to and made a part of this Agreement before such services begin, the duties, responsibili- ties and limitations of authority of such other party and the relation thereof to the duties, responsibilities and authority of ENGINEER. 4.12 Prior to the commencement of the Construction Phase, notify ENGINEER of any variations in the language of the Notice of Acceptability of Work, or of any notice or certifica- tion other than such Notice that ENGINEER will be requested to provide to OWNER or third parties in connection with the financing or completion of the Project. OWNER and ENGI- NEER shall reach agreement on the terms of any such re- quested notice or certification and OWNER shall authorize such Additional Services as are necessary to enable ENGI- NEER to provide the notice or certification requested under this paragraph. 4.13 If more than one prime contract is to be awarded for work designed or specified by ENGINEER, designate a person or entity to have authority and responsibility for coordinating the activities among the various prime contractors, and define and set forth the duties, responsibilities and limitations of authority of such persons or entity and the relation thereof to the duties, responsibilities and authority of ENGINEER in an exhibit that is to be mutually agreed upon and attached to and made a part of this Agreement before such services begin. 4.14 Furnish to ENGINEER data or estimated figures as to OWNER's anticipated costs for services to be provided by others for OWNER (such as services pursuant to paragraphs 4.4,4.5 and 4.7 through 4.14, inclusive) and other costs of the types referred to in paragraph 2.1.5 so that ENGINEER may make the necessary calculations to develop and periodically adjust ENGINEER's opinion of Total Project Costs. 4.15 Attend the pre-bid conference, bid opening, pre-construc- tion conferences, construction progress and other job related meetings and Substantial Completion and final payment inspections. 4. 16 Give prompt written notice to ENGINEER whenever OWNER observes or otherwise becomes aware of any devel- opment that affects the scope or time of performance or furnishing of ENGINEER's services, or any defect or noncon- formance in ENGINEER's services or in the work of any Contractor. 4.17 Furnish, or direct ENGINEER to provide, Additional Services as stipulated in paragraph 3.1 of this Agreement or other services as required. SECTION 5--TIMES FOR RENDERING SERVICES 5.1 ENGINEER's services and compensation under this Agreement have been agreed to in anticipation of the orderly and continuous progress of the Project through completion of the Construction Phase. Unless specific periods of time or specific dates for providing services are specified in this Agreement, ENGINEER's obligation to render services hereunder will extend for a period which may reasonably be required for the design, award of construction contracts, construction and initial operation ofthe Project including extra work and required extensions thereto. 5.2 ]f in this Agreement specific periods oftime for rendering services are set forth or specific dates by which services are to be completed are provided and if such periods of time or dates are changed through no fault of ENGINEER, the rates and amounts of compensation provided for herein shall be subject to equitable adjustment. ]f OWNER has requested changes in the scope, extent or character of the Project, the time of performance of ENGINEER's services shall be adjusted equitably. 5.3 If OWNER fails to give prompt written authorization to proceed with any phase of services after completion of the immediately preceding phase, or if the Construction Phase has not commenced within the stipulated period identified in this Agreement (plus such additional time as may be required to complete the services called for under paragraph E7.2.5 of Page 10 of 15 pages Exhibit E is a part of this Agreement) after completion of the Final Design Phase or does not proceed in an orderly and continuous progression, ENGINEER may, after giving seven days' written notice to OWNER, suspend services under this Agreement. 5.4 If ENG INEER's services for design or during construction of the Project are delayed or suspended in whole or in part by OWNER: 5.4.1 for more than three months through no fault of ENG 1- NEER, ENGINEER shall be entitled to equitable adjustment of rates and amounts of compensation provided elsewhere in this Agreement to reflect among other things, reasonable costs incurred by ENGINEER in connection with such delay or suspension and reactivation and the fact that the time for performance under this Agreement has been revised; or 5.4.2 for more than one year through no fault of ENGINEER, or if ENGINEER for any reason is required to render Construc- tion Phase services more than one year after Substantial Completion is achieved, the rates and amounts of compensa- tion provided for elsewhere in this Agreement will be subject to equitable adjustment to reflect, among other things, changes in the various elements that comprise such rates of compensa- tion. 5.5 In the event that the work designed or specified by ENG IN EER is to be performed or furn ished under more than one prime contract, or if ENGINEER's services are to be separately sequenced with the work of one or more prime contractors (such as in the case offast-tracking), OWNER and ENGINEER shall, prior to commencement of the Final Design Phase, develop a schedule for performance of ENGINEER's services during the Final Design, Bidding or Negotiating and Construction Phases in order to sequence and coordinate properly such services as are applicable to the work under such separate prime contracts. This schedule is to be prepared and included in Exhibit A whether or not the work under such contracts is to proceed concurrently. SECTION 6--PA YMENTS TO ENGINEER FOR SERVICES AND REIMBURSABLE EXPENSES 6.1 Methods of Payment for Services and Expenses of ENGINEER 6.1.\ For Basic Services. OWNER shall pay ENGINEER for Basic Services performed or furnished under Section 2 on the basis set forth in Exhibit B. 6.1.2 For Additional Services. OWNER shall pay ENGI- NEER for Additional Services performed or furnished under Section 3 on the basis set forth in Exhibit B. 6. \.3 For Reimbursable Expenses. In addition to payments provided for in paragraphs 6.1.] and 6.1.2, OWNER shall pay ENGINEER for Reimbursable Expenses incurred by ENGI- NEER and ENGINEER's Consultants as set forth in Exhibit B. The amount payable for Reimbursable Expenses will include a factor to the extent so indicated in Exhibit B. 6.2 Other Provisions Concerning Payments. 6.2.1 Preparation of Invoices. Invoices for Basic and Addi- tional Services and Reimbursable Expenses will be prepared in accordance with ENGINEER's standard invoicing practices and will be submitted to OWNER by ENGINEER at least monthly. The amount billed for Basic Services and Additional Services in each invoice will be calculated on the basis set forth in Exhibit B. ]nvoices are due and payable on receipt. 6.2.2 Unpaid Invoices. If OWNER fails to make any payment due ENGINEER for services and expenses within thirty days after receipt of ENGINEER's invoice therefor, the amounts due ENGINEER will be increased at the rate of 1.0% per month (or the maximum rate of interest permitted by Jaw, if less) from said thirtieth day; and, in addition, ENGINEER may, after giving seven days' written notice to OWNER, suspend services under this Agreement until ENGINEER has been paid in full all amounts due for services, expenses and charges. Payment will be credited first to interest and then to principal. In the event of a disputed or contested billing, only that portion so contested may be withheld from payment, and the undisputed portion will be paid. 6.2.3 Payments Upon Termination. 6.2.3.1 Termination by OWNERfor Cause. In the event of termination by OWNER for cause unde.: paragraph 8.].]: 6.2.3.1.1 Upon the completion of any phase of Basic Services, progress payments due ENGINEER in accordance with this Agreement for all such services performed or furnished by ENGINEER and ENGI- NEER's Consultants through the completion of such phase will constitute total payment for such services. ENGINEER also will be paid for all unpaid Additional Services and unpaid Reimbursable Expenses. 6.2.3.1.2 During any phase of the Basic Services, ENGINEER also will be paid for such services per- formed or furnished in accordance with this Agreement by ENG IN EER during that phase through the date of termination on the basis specified in Exhibit B. ENG 1- NEER also will be paid for the charges of ENGI- NEER's Consultants employed to perform or furnish Basic Services to the extent such services have been performed or furnished in accordance with this Agree- ment through the effective date of the termination. ENGINEER also will be paid for all unpaid Additional Services and unpaid Reimbursable Expenses. Page II of 15 pages 6.2.3.2 Termination by OWNERfor Convenience. In the event of term ination by OWNER under paragraph 8.1.2.: 6.2.3.2.] Upon the completion of any phase of Basic Services, progress payments due ENGINEER in accordance with this Agreement for all such services performed or furnished by ENG]NEER and ENGI- NEER's Consultants through the completion of such phase will constitute total payment for such services. ENGINEER also will be paid for all unpaid Additional Services and unpaid Reimbursable Expenses, and for term ination expenses under subparagraph 6.2.3.2.3 below. 6.2.3.2.2 During any phase of Basic Services, ENGI- NEER also will be paid for such services performed or furnished by ENGINEER during that phase through the date of termination on the basis specified in Exhibit B. In addition, ENGINEER will be paid for the charges of ENG INEER's Consultants employed to perform or furnish Basic Services through the effective date of the termination. ENG]NEER also will be paid for all unpaid Additional Services and unpaid Reimbursable Expenses, and for termination expenses under subpara- graph 6.2.3.2.3 below. 6.2.3.2.3 In the event of termination by OWNER for convenience during or at completion of any phase of Basic Services, OWNER shall pay ENGINEER's reasonable expenses directly attributable to ternlination in accordance with rates applicable to the various categories of Additional Services measured from the date of termination, including other fair and reasonable sums for overhead and profit, and costs of terminating contracts with ENGINEER's Consultants. 6.2.3.3 Termination By ENGINEER for Cause. In the event of termination by ENGINEER for cause under paragraph 8.1.1, ENGINEER shall be entitled to receive compensation calculated as set fOlth in paragraph 6.2.3.2. 6.2.4 Records of ENGINEER's Costs. Records of ENGI- NEER's costs peltinent to ENGINEER's compensation under this Agreement will be kept in accordance with generally accepted accounting practices. Copies will be made available to OWNER at cost on request prior to final payment for ENGINEER's services. SECT]ON 7--0PINIONS OF COST 7.1 Opinions of Probable Construction Cost. ENGINEER's opinions of probable Construction Cost pro- vided for herein are to be made on the basis of ENGINEER's experience and qualifications and represent ENGINEER's best judgment as an experienced and qualified professional engi- neer generally familiar with the construction industry. How- ever, since ENGINEER has no control over the cost of labor, materials, equipment or services furnished by others, or over the Contractor's methods of determining prices, or over competitive bidding or market conditions, ENGINEER cannot and does not guarantee that proposals, bids or actual Construc- tion Cost will not vary from opinions of probable Construction Cost prepared by ENGINEER. If OWNER wishes greater assurance as to probable Construction Cost, OWNER shall employ an independent cost estimator as provided in paragraph 4.9.1. 7.2 Designing to Construction Cost Limit If a Construction Cost limit is established between OWNER and ENGINEER, such Construction Cost limit and a statement of ENGINEER's rights and responsibilities with respect thereto will be specifically set forth in Exhibit E, "Construction Cost Limit," to this Agreement. 7.3 Opinions of Total Project Costs. ENGINEER assumes no responsibility for the accuracy of opinions of Total Project Costs provided for in Section 2. SECTION 8--GENERAL CONSIDERATIONS 8.1 Term ination The obligation to provide fUliher services under this Agree- ment may be terminated: 8.1. I For cause, 8.1.1.] by either party upon thirty days' written notice in the event of substantial failure by the other pmty to perfonn in accordance with the terms hereof through no fault of the terminating party. Notwithstanding the foregoing, this Agreement will not terminate as a result of such substantial failure if the party receiving such notice begins, within seven days of receipt of such notice, to correct its failure to perform and proceeds diligently to cure such failure within no more than thirty days of receipt thereof; provided, however, that if and to the extent such substantial failure cannot be reasonably cured within such thirty-day period, and if such party has diligently attempted to cure the same and thereafter continues diligently to cure same, then the cure period provided from herein shall extend up to, but in no case more than, sixty days after the date of receipt of the notice. 8.1.1.2 by ENGINEER: 8.1.1.2.1 upon seven days' written notice if ENGI- NEER believes that ENGINEER is being requested by OWNER to furnish or perform services contrary to ENG]NEER's responsibilities as a licensed design professional; or Page 12 of 15 pages 8.1.1.2.2 upon seven days' written notice if the ENGINEER's services for design or during the con- struction of the Project are delayed or suspended for more than ninety days for reasons beyond ENGI- NEER's control. 8.1.1.2.3 In the case of termination under this para- graph 8.1.1.2, ENGINEER shall have no liability to OWNER on account of such termination. 8.1.2 For convenience, by OWNER effective upon the receipt of notice by ENGINEER. 8.2 Reuse of Documents. ~ All documents including Drawings and Specifications provided or furnished by ENGINEER (or ENGINEER's Consultants) pursuant to this Agreement are instruments of service in respect of the Project, and ENGINEER and ENGINEER's Consultants, as appropriate, shall retain an ownership and property interest therein (including the right of reuse by and at the discretion of ENGINEER and ENGINEER's Consultants, as appropriate) whether or not the Project is completed. OWNER may make and retain copies for information and reference in connection with the use and occupancy of the Project by OWNER and others; however, such documents are not intended or represented to be suitable for reuse by OWNER or others on extensions of the Project or on any other project. Any such reuse without written verification or adaptation by ENGINEER and ENGINEER's Consultants, as appropriate, for the specific purpose intended will be at OWNER's sole risk and without liability or legal exposure to ENGINEER, or to ENGINEER's Consultants, and O'NNER shall inderRRify and hold hannless ENGINEER aRa ENGINEER's COll3ultaRts fron. nil elaims, dmnagcs, 16sses ana expenses ineh:lcliflg flttort'leys' f-ees arising out of 01' fcsulting thcfcfrom. Any such verification or adaptation will entitle ENGINEER to further compensatioll at rates to be agreed upon by OWNER and ENGINEER. 8.3 Insurance. ~ 8.3.1 ENGINEER shall procure and maintain insurance as set forth in Exhibit F, "Insurance," for protection from claims under workers compensation acts, claims for damages because of bodily injury including personal injury, sickness or disease or death of any and all employees or of any person other than such employees, and from claims or damages because of injury to or destruction of property including loss 0"[ use resulting therefrom. ENGINEER shall list OWNER as an additional insured on ENGINEER's generalliabilit). iRsl:lranee ~ ~ 8.3.2 OV/NER shall list ENGINEeR and DJGINEER's Consultants as ndditional insureds on an)' general liability Of propcrty insuranee polieies earriecl by OVlNER '",hich are applieablc to the Prejcct. O\VNER shall require Contractor to purchase and maintain general liability and other inStlrflflee as speeified in the Contract DocumeRts ana to list ENGINEER and ENGINEER's Consultants as additional instlfeds ',vith respeet to stich liability, property an8 otker instlraflee ptlr chascd aRa maintained by Contraetor. All polieies of property insuraflee shall eontain provisiofls to the effcct that ENG I NEER's find eNGI"tJEER's Consultants' interests arc eovered BRd that in the e ,'cnt of payment of till)' loss or damage the ~ insurers ",vill have no rights of rccovery against any of the '/1" insured or fldditional instlreds therettnder. 8.3.3 At any time OWNER may request that ENGINEER, at OWNER's sole expense, provide additional insurance cover- age, different limits or revised deductibles in excess of those specified in Exhibit F. If so requested by OWNER;and if commercially available, ENGINEER shall obtain and shall require ENGINEER's Consultants to obtain such additional insurance coverage, different limits or revised deductibles, for such periods of time as requested by OWNER, at OWNER's sole expense, and Exhibit F will be supplemented to incorpo- rate these requirements. 8.4 Controlling Law. Th is Agreement is to be governed by the law of the principal place of business of ENGINEER. 8.5 Successors and Assigns. 8.5.1 OWNER and ENGINEER each is hereby bound and the partners, successors, executors, adm inistrators and legal representatives of OWNER and ENG]NEER (and to the extent permitted by paragraph 8.5.2 the assigns of OWNER and ENGINEER) are hereby bound to the other party of this Agreement and to the pmtners, successors, executors, adminis- trators and legal representatives (and said assigns) of such other pmty, in respect of all covenants, agreements and obligations of this Agreement. 8.5.2 Neither OWNER nor ENGINEER may assign, sublet or transfer any rights under or interest (including, but without limitation, moneys that may become due or moneys that are due) in this Agreement without the written consent of the other, except to the extent that any assignment, subletting or transfer is mandated by law or the effect of this limitation may be restricted by law. Unless specifically stated to the contrary in any written consent to an assignment, no assignment will release or discharge the assignor from any duty or responsibil- ity under this Agreement. 8.5.3 Unless expressly provided otherwise in this Agreement: 8.5.3.1 Nothing in this Agreement shall be construed to create, impose or give rise to any duty owed by ENGI- NEER to any Contractor, Subcontractor, Supplier, other person or entity, or to any surety for or employee of any of Page 13 of 15 pages ~ ~ them, or give any rights in or benefits under this Agreement to anyone other than OWNER and ENGINEER. 8.5.3.2 All duties and responsibilities undertaken pursuant to this Agreement will be for the sole and exclusive benefit of OWNER and ENGINEER and not for the benefit of any other party. The OWNER agrees that the substance of the . provisions of this paragraph shall appear in the Contract Documents. 8.6 Di~ptlte Re~8Itlti8ft. 8.7 Allocation of Risks--Indemnification. 8.7.1 To the fullest extent permitted by law, ENGINEER shall indemnify and hold harmless OWNER, OWNER's officers, directors, pmtners, employees and agents from and against any and all claims, costs, losses and damages (including but not limited to all fees and charges of engineers, architects, attor- neys and other professionals and all court or arbitration or other dispute resolutions costs) caused solely by the negligent acts or omissions of ENGINEER or ENGINEER's officers, directors, partners, employees, agents and ENGINEER's Consultants in the performance and furnishing of ENGI- NEER's services under this Agreement. The indemnification provision of the preceding sentence is subject to and limited by the provisions agreed to by OWNER and ENGINEER in Exhibit H, "Allocation of Risks," if any. 8.7.2 To the fullest e.<tcnt permitted by la", OWNER shall indcmnify and hold IUlI'I111ess ENCrNEER, ENClNEER'S offieers, directors, partners, employees ana ngents aRa ENGINEER's COl1sultants frorft aRdagainst any ana all claims, costs, Jesses and damages (iRellIdiflg btlt r;,ot limited te all fees and charges of engineers, arehiteets, attorneys and 5ther professionals and all court or arbitration or 6ther aisptlte rcsolution costs) eaused solely by the negligent acts or omis sions of OV.'NER or O"\'NER's offieers, direetors, partner3, employecs, agcnts and OWNER's eonsttltants v..ith respeet to th is Agreement or thc PI6jeet. --.~ 8.7.::: In additiori to the itldenmit)' prov'idcdllndcr paragraph '1"'- 8.7.2 of th is Agreement, ane! tel the fu I \cst extent perm itted by 1m\', OWNER shall indemnify ana hola harmless ENGINEER and its offieers, direetors, partfters, employees, and agents and ENGINEER's COflsultants from and against all claims, eosts, losscs, and dtllllages (including btlt not limited to all kes aReI eharges of cngineers, arehitccts, attorneys and other profes sionals and all C6urt or arbitration or other dispute resolution eosts) eaused by, arising Otlt of or relating to the presenec, discharge, release, or escape of Asbestos, rCI3s, Petrolcum, llazardous Waste, or Radioaeti.v'e 1\1flterial at, on, uflder or froll'l the Projeet site. ~ 8.8 Notices. Any notice required under this Agreement will be in writing, addressed to the appropriate party at the address which appears on the signature page to this Agreement (as modified in writing from time to time by such party) and given personally, by registered or certified mail, return receipt requested, by facsimile, or by a nationally recognized overnight courier service. All notices shall be effective upon the date of receipt. 8.9 Survival. All express representations, indemnifications or limitations of liability made in or given in this Agreement will survive the completion of all services of ENGINEER under this Agree- ment or the termination of this Agreement for any reason. 8.10 Severability. Any provision or part of the agreement held to be void or unenforceable under any law or regulation shall be deemed stricken, and all remaining provisions shall continue to be valid and binding upon OWNER and ENGINEER, who agree that the Agreement shall be reformed to replace such stricken provision or part thereof with a valid and enforceable provision that comes as close as possible to expressing the intention of the stricken provision. SECTION 9--EXHIBITS AND SPEC]AL PROVISIONS 9.] This Agreement is subject to the provisions of the follow- ing Exhibits which are attached to and made a part of the Agreement: 9.1.1 Exhibit A, "Further Description of Basic Engineering Services and Related Matters," consisting of..2.... pages. 9.1.2 Exhibit B, "Payments to Engineer for Services and Reimbursable Expenses," consisting of --2- Pages. 9.1.3 Exhibit F, "Insurance," consisting of -L Pages. 9.2 This Agreement (consisting of pages] to ---15..., inclusive and the Exhibits identified above) constitutes the entire agreement between OWNER and ENGINEER and supersedes all prior written or oral understandings. This Agreement may only be amended, supplemented, modified or canceled by a duly executed written instrument. Page 14 of 15 pages OWNER: IN WITNESS WHEREOF, the parties hereto have executed this Agreement to be effective as of the date first above written. Address for giving notices: Municipal Building Room 806 Augusta, Georgia 309 I 1 This document approved GIS to legal sufficiency and form. ~ Attorney Date ENGINEER: em"s!,,", ~oo & Whit'hU'~ Bv: ~!& l Title: President Address for giving notices: 452 Ellis Street Post Office Box 2546 Augusta, Georgia 30903 Page 15 of 1 5 pages This is EXHIBIT A, consisting of.L pages, referred to in the agreement between OWNER and ENGINEER for Professional Services, dated , 1992. Initial: OWNER ENGINEER~ Furiher Description of Basic Engineering Services and Related Matters Sections 2, 3, 4 and 5 of the Agreement are amended and supplemented and the time periods for the performance of the Basic Services as indicated in Section 5 of the Agreement are established, all as indicated below: A2.0 Ceneral The Basic Services are premised on the following general scope of professional services: The work will begin with making a design base map by utilizing existing planimetric and topographic maps. Base maps will be prepared in both digital and hard copy format for use in subsequent design phases. Upon completion of the base map, the conceptual design Phase will be commenced. Concepts and layouts will be developed in consultation with the Owner. Budget cost estimates will be prepared. Initial plans requiring approvals or permits of other agencies, such as EPD and GADOT, will be shared early, so that their comments can be taken into account. The preliminary route layouts will be prepared for review and approval by the OWNER. Upon completion and approval of the conceptual plan, the Preliminary Design Phase will be undertaken. Field surveys of the proposed water line route in sufficient detail to locate the roads, fences, driveways, drainage structures, and all visible improvements along the route will be completed. These surveys will also include locating existing utility lines based on maps and. field marks provided by the utility owners. These utilities will include power, gas, water, sewer, telephone, and CA TV. The conceptual plan will be refined and further worked out with the advice and input of the OWNER. The Final Design Phase will begin upon approval of the preliminary plans. Final design plans will show horizontal and vertical alignments, structures, tunnels, and miscellaneous details. The work will include incorporating comments received on the preliminary submittal. Specifications and project documents will be prepared. Any required utility permits or encroachment permits will be completed' and forwarded to the Georgia D.O.T. or other governing authority. Construction cost estimates and a bid schedule will be pro- vided. These plans and documents will be submitted to the OWNER for approval. The bidding phase will follow the receipt of approvals of the final design documents. The work will generally consist of assisting your depmiment with obtaining competitive bids for the construction work, reviewing the bids, recommending an award and issuing a Notice to Proceed. Construction phase engineering services will consist of periodic site visits to observe the progress and general quality of the work as it progresses; rev[ewing shop drawings; prepar- ing any change orders required; reviewing contractor's monthly applications for partial payment; and making a pre-final and a final site visit to determine whether or not the work has been completed in substantial conformity with the plans and specifications. Site visits will generally be at varying intervals no less frequently than weekly, or when called upon to observe a particular area. While more intense on-site observation services are beyond the scope of this proposal, we have the capability for furnishing more frequent observation or resident project representation, if those services should be desired. Any observation services will be for the purpose of moni- toring compliance with the plans, specifications and contract documents, and will not in any manner be a guarantee of the schedule, materials, appliances, or methods of the contractor, nor for the safety of the job. A2.1 Final Products Deliverables under this proposal will generally consist of ten sets of detailed construction plans, technical specifications, contract documents, and cost estimates. One reproducible "as- built" will be prepared and provided upon the completion and acceptance of the work. Additional copies will be available at the cost of reproduction. Drawings will be prepared in ink on Mylar film at suitable scales, using matched sheets where necessary. Drawings can also be finished in digital format in Intergraph MicroStation or AutoCAD Release 13 format, if desired, at no additional cost. In the case of difference between the drawings and the elec- tronically produced images, the hard copy tracings will govern. Page 1 of..2.... pages (Exhibit A--Basic Services and Related Matters) A2.2 Time of Completion The design and bidding phases will be completed according to the following estimated schedule, exclusive of times required for review of the work at various stages: Phase Study & Report Preliminary Design Final Design Subtotal, Design Phase Estimated Time 30 days 150 days 90 days 270 days Bidding and A ward Phase 45 days Page 2 of ..L pages (Exhibit A--Basic Services and Related Matters) This is EXHIBIT B, consisting of -L pages, referred to in the Agreement between OWNER and ENGINEER for Professional Services, dated , ] 922.. Payments to ENGINEER for Services and Reimbursable Expenses Initial: OWNER ENGINEER~ Section 6 of the Agreement is amended and supplemented to include the following agreement of the parties: Lump Sum Method of Payment (With additional payments on a Salary Costs basis for Resident Project Representative and Operational Phase Services and additional payments for Reimbursable Expenses) B6.1 Methods of Payment for Services and Expenses of ENGINEER. B6. J .2.1 General. For services of ENGINEER's principals and employees engaged directly on the Project performed or furnished pursuant to paragraph 3.] or 3.2 (except services as a consultant or witness under paragraph 3.1.1.17), an amount equal to ENGINEER's Salary Costs times a factor of2.] 5. B6.1.1 For Basic Services. OWNER shall pay ENGINEER for Basic Services as follows: B6.1.1.1 General. A lump sum fee of $450,000.00 for all services of ENG INEER (except for services of ENGINEER's Resident Project Representative performed or furnished under paragraph 2.5.2. I, Operational Phase services performed or furnished under paragraph 2.6, and services to furnish easement plats.) including services of ENGINEER's Consul- tants. See paragraph B6.3 for breakdown. B6. 1.2.2 ENGINEER '.I' Consultants. For services of ENGINEER's Consultants performed or furnished pursuant to paragraph 3.] or 3.2, the amount billed to ENGINEER therefor times a factor lJ2. B6.1.2.3 This section has been intentionally omitted. B6.1.1.2 Resident Project Representative Services. For services of ENGINEER's Resident Project Representative performed or furnished under para- graph 2.5.2.], an amount equal to ENGINEER's Salary Costs time a factor of 2.] 5 for services per- formed or furnished by principals and emp]oyees engaged directly in resident Project Representation. B6.1.2.4 It is anticipated that the contract for con- struction will be let in one (I) or two (2) concurrent prime contracts. B6.1.1.3 Operation Phase Sen'ices. For Operation Phase Services performed or furnished unde,r para- graph 2.6, an amount equal to the ENGINEER's Salary Costs times a factor of 2.] 5 for services performed or furnished by principals and employees engaged directly on the Project. B6.1.2.5 Serving as a Witness. For services per- formed by ENGINEER's principals and employees as consultants or witnesses in any litigation, arbitration or other legal or administrative proceeding under paragraph 2.1.17, at the rate of $1.200.00 per day 6f ~ fillY J'loltion thereof (but compensation for time spent in preparing to appear in any such litigation, arbitra- ~ tion or proceeding will be on the basis provided in paragraph 86.1.2.2. 86.1.3 For Reimbursable Expenses. OWNER shall pay ENGINEER for Reimbursable Expenses such as: B6.1.1.4 Easements Plats. For easement plats, an amount of $200.00 for each plat. Surveying services are part of the basic services. Out of town travel. if any. B6.1.2 For Additional Services OWNER shall pay ENGINEER for Additional Services as follows: Page ] of ..J..... pages (Exhibit B--Lump Sum Method) The amount payable to ENGINEER for Reimbursable Ex- penses will be the charge actually incurred or the imputed cost allocated by ENGINEER therefor times a factor of.l..J2. 86.1.4. SatGl)l Costs. Salary Costs means salaried and wages (basic, premium and incentive) paid to personnel plus the cost of customary and statutory benefits including, but not limited to, social security contributions, unemployment, excise and payroll taxes, worker's compensation, health and retirement benefits, bonuses, sick leave, vacation and holiday pay applicable thereto. The principals of ENGINEER and the imputed current hourly Salary Costs of such principals are as follows: Imputed Hourly Principal (name and title) Salary Costs As substantiated by payroll records $ $ $ $ 86.1.5 Ac(justl11ent oISatary Costs. The Salary Costs and the factor applied to Salary Costs in determining compensation payable to ENGINEER will be adjusted annually and equitably to reflect changes in the various elements that comprise such Salary Costs and factor. All such adjustments will be in accordance with generally accepted accounting practices as applied on a consistent basis by ENGlNEER and consistent with ENGINEER's overall compensation practices and procedures. B6.2 Other Provisions Concerning Payments. 86.2.1 Preparation ()llnvoices. The pOltion of the amount billed for ENG]NEER's services which is on account of the Lump Sllll1 will be based upon ENGINEER's estimate of the proportion of the total services actually completed at the time of billing. the portion related to services rendered on a Salary Costs basis will be billed based on the Salary Costs (multiplied by a factor, if any, as stated above) incurred at the time of billing. 86.2.3 Payments Upon Termination. 86.2.3.4 In the event of term ination during any phase of the 8asic Services, ENGINEER will be paid for services performed or furnished in accordance with this Agreement during that phase on the basis of ENGINEER's Salary Costs times a factor of2.IS for services performed or furnished during that phase to date of termination by ENGINEER's principals and employees engaged directly on the Project. 86.3 See page 3 (The remainder of this page was left blank intentionally.) Page 2 of ~ pages (Exhibit B--Lump Sum Method) B6.3 Breakdown of Lump Sum 86.2.1 The following is a breakdown of the lump sum fee given in paragraph 86.1.1.1: . Phase Percentage Fee Conceptual Design 5% $ 22,500.00 Preliminary Design 47% $ 211,500.00 Final Design 30% $ 135,000.00 8iddingINegotiation 3% $ 13,500.00 Construction 15% $ 67,500.00 TOTAL 100% $ 450,000.00 -ntf/ . ()JI\) Page 3 of ...l... pages (Exhibit B--Lump Sum Method) This is EXHIBIT F, consisting of --L- pages, referred to in and part of the Agreement between OWNER and ENGINEER for Professional Services dated Initial: OWNER ENGINEER ~ Insurance Paragraph 8.3 of the Agreement is amended and supplemented to include the following agreement of the parties. F8.3 Insurance A. The limits of liability for the insurance required by paragraph 8.3.] of the Agreement are as follows: I. By ENGINEER: a. Workers' Compensation: b. Employer's Liability -- I) Each Accident: 2) Disease, Policy Limit: 3) Disease, Each Employee: c. General Liability-- 1) Each occurrence (Bodily Injury and property Damage): 2) General Aggregate d. Excess or Umbrella Liability-- I) Each Occurrence: 2) General Aggregate: e. Automobile Liability-- I) Combined Single Limit (Bodily Injury and Property Damage): Each Accident f. Other (specify): Professional Liability 2. By OWNER: Self-Insured. Page I of ...L Pages (Exhibit F--Insurance) Statutory $ 100,000 $ 500,000 $ 100,000 $ 500,000 $1,000,000 $1,000,000 $1,000,000 $ 500,000 $1,000,000